REVIEW
Emergence of Spontaneously Broken Supersymmetry on an Anti-D3-Brane in KKLT dS Vacua
High Energy Physics - Theory · Submitted 5 Nov 2014 · 25 references
Pith's verdict: The flat-space doubling/cancellation algebra is correct and the general-Dp WZ-to-Volkov-Akulov result in Appendix A is the real new content; the single-goldstino identification at the compactified level is asserted, not derived.
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Referee report
The paper
The paper claims
The anti-D3-brane's Wess-Zumino term, once gauge-fixed in a way compatible with the orientifold projection, becomes a Volkov-Akulov goldstino action, so the KKLT uplifting term is the bosonic shadow of spontaneously broken supersymmetry.
The reading
What carries the argument
The load-bearing object is the orientifold-compatible kappa-symmetry gauge choice, $(1+q\tilde\Gamma)\theta=0$, where $\tilde\Gamma=\sigma_3\sigma_1\Gamma^{0123}$ is the simplified kappa matrix at $F=0$, $\Pi^I=0$. The standard gauge $(1\pm\sigma_3)\theta=0$ kills the Wess-Zumino term but does not commute with the O3 involution $\Gamma_O=i\sigma_2\Gamma^{0123}$; the compatible gauge does commute, and the Wess-Zumino 5-form $q\tilde I_5$ then becomes a total derivative. The conversion is carried by the four-dimensional gamma identity $\Gamma^{m'_1m'_2m'_3}=\varepsilon^{m'_1m'_2m'_3m'_0}\Gamma_{m'_0}\Gamma^{(0)}_{D3}$, which lets the fermion bilinear $\bar\theta\Gamma_{m'_0}q\tilde\Gamma d\theta$ be rewritten as $dE_{m'_0}$ and integrated to $-\det E$. The same 1-forms $E^{m'}$ appear in the DBI determinant, so the two terms become literally the same functional, and only their relative sign decides whether they add or cancel.
Extended reading notes
Core claim
The paper's central claim is that the DBI and Wess-Zumino parts of a D3-brane action, evaluated with an orientifold-compatible truncation $(1+q\tilde\Gamma)\theta=0$ together with $F_{\mu\nu}=0$ and $\Pi^I_\mu=0$, each reduce to the Volkov-Akulov determinant built from the 1-forms $E^{m'}=dX^{m'}+\bar\lambda\Gamma^{m'}d\lambda$. Because the two terms enter with relative sign $q$, an anti-D3-brane ($q=-1$) gives $-2\int\det E$, a doubled Volkov-Akulov action, while a D3-brane ($q=+1$) gives zero. The authors present this as the string-theoretic origin of the nilpotent chiral multiplet in the effective supergravity with $W=W_0+Ae^{-a\rho}-M^2S$, $K=-3\ln(\rho+\bar\rho)+S\bar S$ at $S^2=0$, whose potential reproduces the KKLT potential plus $M^4/(\rho+\bar\rho)^3$. The general $p$-brane version of the statement is argued in the appendix, which also explains the earlier computational finding for the D9-brane.
Load-bearing premise
The step from the flat-space, single-brane, unwarped computation to a real KKLT compactification assumes that compactifying on a Calabi-Yau threefold together with the orientifold projection removes the SU(3)-triplet spinors and leaves only the singlet, so that the surviving action is a single-goldstino Volkov-Akulov theory; the text states this conditionally and postpones warped, fluxed, many-brane settings to future work.
Editorial extensions
If this is right
- The uplifting term $D/(\rho+\bar\rho)^3$ of the KKLT effective supergravity acquires a supersymmetric origin: it is the scalar potential descended from the nilpotent multiplet $S$ rather than a term inserted by hand.
- The distinction between a D3-brane and an anti-D3-brane, which the KKLT construction requires but which the standard kappa gauge erases, is recovered as a relative sign between two equal Volkov-Akulov actions.
- The Wess-Zumino term of any D$p$-brane, with the corresponding orientifold projection, becomes a Volkov-Akulov action, which reproduces and generalizes the earlier D9-brane computation.
- Because the nilpotent multiplet has no fundamental scalar, the uplifting sector introduces no new modulus that would need stabilizing in cosmological or de Sitter model building.
Reading between the lines
- If the identification holds, the sign of the orientifold projection is a discrete choice that decides which of the brane/anti-brane pair survives with a goldstino, which suggests the uplifting term is protected by a $\mathbb{Z}_2$ rather than by the details of the flux background.
- The same doubling-versus-cancellation bookkeeping should apply to the force balance on a slowly moving brane: the factor of two between gravity and five-form attraction for the anti-brane and their cancellation for the brane would then be the bosonic part of a statement about the goldstino kinetic term.
- A natural check is whether the Volkov-Akulov action obtained here matches the nilpotent-multiplet action at the level of the goldstino self-couplings, not only at the level of the potential; a mismatch in the four-fermion terms would show the dictionary is incomplete.
- If the SU(3)-triplet spinors survive compactification, the world-volume theory would carry more than one goldstino, which would point to a different effective supergravity rather than to the single nilpotent multiplet used in the cosmological models.
Original abstract
The KKLT construction of de Sitter vacua includes an uplifting term coming from an anti-D3-brane. Here we show how this term can arise via spontaneous breaking of supersymmetry, based on the emergence of a nilpotent chiral supermultiplet on the world-volume of the anti-D3-brane. We establish and use the fact that both the DBI as well as the WZ term, with account of orientifolding, acquire a form of the Volkov-Akulov action. For an O3 orientifold involution of $\mathbb{R}^{9,1}$ we demonstrate the cancellation between the fermionic parts of the DBI and WZ term for the D3-brane action. For the anti-D3-brane we show that the DBI action and the WZ action combine and lead to the emergence of the goldstino multiplet which is responsible for spontaneous breaking of supersymmetry. This provides a string theoretic explanation for the supersymmetric uplifting term in the KKLT effective supergravity model supplemented by a nilpotent chiral multiplet.
The compiled record
The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.
The abstract, sentence by sentence
The KKLT construction of de Sitter vacua includes an uplifting term coming from an anti-D3-brane. Here we show how this term can arise via spontaneous breaking of supersymmetry, based on the emergence of a nilpotent chiral supermultiplet on the world-volume of the anti-D3-brane. We establish and use the fact that both the DBI as well as the WZ term, with account of orientifolding, acquire a form of the Volkov-Akulov action. For an O3 orientifold involution of $\mathbb{R}^{9,1}$ we demonstrate the cancellation between the fermionic parts of the DBI and WZ term for the D3-brane action. For the anti-D3-brane we show that the DBI action and the WZ action combine and lead to the emergence of the goldstino multiplet which is responsible for spontaneous breaking of supersymmetry. This provides a string theoretic explanation for the supersymmetric uplifting term in the KKLT effective supergravity model supplemented by a nilpotent chiral multiplet.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | The KKLT construction of de Sitter vacua includes an uplifting term coming from an anti-D3-brane. | background 1.00 | 0.05 | 0.03 | asserted 1.00 |
| s1 | Here we show how this term can arise via spontaneous breaking of supersymmetry, based on the emergence of a nilpotent chiral supermultiplet on the world-volume of the anti-D3-brane. | contribution 0.98 | 0.94 | 0.75 | asserted 0.99 |
| s2 | We establish and use the fact that both the DBI as well as the WZ term, with account of orientifolding, acquire a form of the Volkov-Akulov action. | result 0.63 | 0.86 | 0.11 | asserted 1.00 |
| s3 | For an O3 orientifold involution of $\mathbb{R}^{9,1}$ we demonstrate the cancellation between the fermionic parts of the DBI and WZ term for the D3-brane action. | result 0.64 | 0.90 | 0.05 | asserted 1.00 |
| s4 | For the anti-D3-brane we show that the DBI action and the WZ action combine and lead to the emergence of the goldstino multiplet which is responsible for spontaneous breaking of supersymmetry. | result 0.93 | 0.95 | 0.46 | asserted 1.00 |
| s5 | This provides a string theoretic explanation for the supersymmetric uplifting term in the KKLT effective supergravity model supplemented by a nilpotent chiral multiplet. | interpretation 0.99 | 0.75 | 0.68 | asserted 0.99 |
What was examined, and what was not
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References
How the literature uses it
109 arXiv papers cite this in 211 sentences
Papers citing it · 153 sentences without a confident label
Contests it 1 paper
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Meanwhile, the latest critical discussions of string theory dS construction in [ref] rely on the 33-year-old no-go theorem [ref] , and do not even mention the advanced versions of the KKLT construction [ref] .
The landscape, the swampland and the era of precision cosmology · No-go theorems for de Sitter? · contest 0.75
Builds on it 3 papers
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Here we will develop a new approach to these issues, building upon [ref] and the recent series of papers on inflation with nilpotent chiral multiplets [ref] .
Inflation, de Sitter Landscape and Super-Higgs effect · Introduction · 0.99
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In the previous section we generalized the work of [ref] to a more general background, and found several interesting features.
Fermions on the Anti-Brane: Higher Order Interactions and Spontaneously Broken Supersymmetry · Probe $D7$ in a GKP Background · 0.99
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which generalizes the choice in [ref] . “Critical” potential wells are special, and the reader is referred to [ref] for some amusing details. 12pt
Supersymmetry and Inflation · Sgoldstino-less Models vs String Theory: Climbing Scalars · 0.92
Uses its method or tool 4 papers
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This allows us to group all the fields precisely as done in [ref] .
Fermions on the Anti-Brane: Higher Order Interactions and Spontaneously Broken Supersymmetry · Fermions in $4d$ and spontaneous SUSY breaking in a GKP background · 0.82
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An additional tool we use here is a nilpotent multiplet $S$, representing an uplifting $D3$-brane, [ref] . de Sitter supergravity [ref] is a local version of non-linearly realized global Volkov-Akulov supersymmetry [ref] .
Planck 2018 and Brane Inflation Revisited · A nilpotent multiplet in $α$-attractors · 0.95
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Here we use the more recent analysis and notation of [ref] and [ref] (we will however set $α'=1$).
String Theory Origin of Constrained Multiplets · The generic D3-brane action and its symmetries · 0.87
Compares with it 2 papers
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This matches the results for anti-D3 branes in supersymmetric backgrounds of [ref] .
Constrained superfields on metastable anti-D3-branes · At the north pole · 0.99
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Despite its simple form, the model [ref] is equivalent to [ref] and its pure $X$ sector coincides with the one of [ref] .
Fayet-Iliopoulos terms in supergravity without gauged R-symmetry · Emergence of non-linear realizations · 0.83
Cites it as support 4 papers
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This puts the conclusions of [ref] , and its implications for KKLT, on solid footing.
Fermions on the Anti-Brane: Higher Order Interactions and Spontaneously Broken Supersymmetry · Outline of the paper · 0.98
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This expectation was confirmed explicitly by putting the anti-brane on top of an orientifold 3-plane in an $N=1$ flux background [ref] .
Constrained superfields on metastable anti-D3-branes · Introduction · 0.98
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Indeed there is evidence [ref] that non-supersymmetric constructions (like physics localized on an antibrane within Type IIB string vacua) are well-described in the low-energy theory in terms of 4D supergravity coupled to a nilpotent goldstino field $X$.
Who's Afraid of the Supersymmetric Dark? The Standard Model vs Low-Energy Supergravity · Primordial fluctuations and inflation · 1.00
Cites it as background 38 papers
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Here we give a short review of [ref] .
$\overline{\rm D3}$ and dS · Bar D3 and D3 in a flat superspace background, with orientifolding · 0.96
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The four-dimensional effective field theory of non-perturbative volume stabilization and anti-D3 brane supersymmetry-breaking within $N=1$ supergravity was first developed in [ref] .
The tension between 10D supergravity and dS uplifts · Four-dimensional argument · 0.96
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The original version of the KKLT scenario in the formulation where the anti-D3 brane is represented via a nilpotent multiplet $S$ is given by [ref] W= W_0 +Ae^-aT + bS , and the potential which can be either K=-3log(T+T̅ ) +S S̅, or K=-3log(T+T̅ -S S̅) .
4d models of dS uplift in KKLT · Model v1 · 0.90
What it cites · 40 sentences without a confident label
Builds on 1 paper
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This construction, developing the one proposed in [ref] , explains how the manifestly supersymmetric effective action based on the and superpotential in ModelN provides the supersymmetric version of the KKLT construction.
Cosmology with Nilpotent Superfields · Discussion · 0.94
Uses the method or tool of 2 papers
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Here we will describe it using the formalism in the flat supergravity background in [ref] .
Brane Effective Actions, Kappa-Symmetry and Applications · Classical actions for D3 and anti-D3 branes · 0.93
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Here we will describe it using the formalism in the flat supergravity background in [ref] .
Gauge-Invariant and Gauge-Fixed D-Brane Actions · Classical actions for D3 and anti-D3 branes · 0.93
Cites as background 2 papers
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Recently, a systematic construction of metastable de Sitter vacua in a broad class of string theory motivated supergravity models was performed in [ref] .
Analytic Classes of Metastable de Sitter Vacua · Introduction · 0.95
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We also like to mention here the relevant earlier work [ref] .
Soft branes in supersymmetry-breaking backgrounds · Compactification · 0.99
Discussion
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