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Electronic correlations and partial gap in the bilayer nickelate La$_{3}$Ni$_{2}$O$_{7}$

Superconductivity · Submitted 6 Jul 2023 · 68 references

Pith's verdict: Solid ambient-pressure optics on La3Ni2O7 with a genuinely new two-Drude result; the correlation number and the orbital assignment are softer than the abstract implies, but the qualitative story holds.

T0 · AI review

How this review was made: An AI referee (selfhosted/deepseek-v4.1-flash) read the paper on October 30, 2026 and answered a fixed list of questions about it. T0 is the starting level every paper gets. The levels describe how deeply Pith has checked the paper, never the authors.

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arXiv ID2307.02950 (version 3)
Pith IDUFMK4THM, Pith's permanent record of this paper and its review
CitationHai-Hu Wen, Jiahao Hao, Jie Li, Meng Wang, Mengwu Huo, Qing Li, Xiaoxiang Zhou, Yaomin Dai, Yi Lu, Yuecong Liu, Zhe Liu. "Electronic correlations and partial gap in the bilayer nickelate La$_{3}$Ni$_{2}$O$_{7}$." arXiv:2307.02950 (2023). https://pith.science/paper/UFMK4THM
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Referee report
The paper

The paper claims

Two kinds of electron fluid coexist in La3Ni2O7, and the 115 K transition removes only one of them.

The reading

La3Ni2O7 becomes superconducting near 80 K only under pressure, but at ambient pressure it hosts a transition at $T^{ast} simeq 115$ K that has been guessed to be a charge or spin density wave. This paper asks what that transition does to the electrons that carry current, using infrared reflectivity and the optical conductivity it yields. The authors find the low-frequency response needs two separate Drude components, one whose scattering rate grows as $T^2$ (Fermi-liquid-like) and one that grows linearly in $T$ (non-Fermi-liquid-like); below $T^{ast}$ the second one disappears while the first barely moves. Comparing the measured Drude weight with band theory gives a kinetic-energy ratio $K_{exp}/K_{band} = 0.022$, putting the material close to a Mott insulator, so the vanishing component is plausibly the flat, strongly correlated band of Ni-$d_{3z^{2}-r^{2}}$ character. If this reading holds, the ambient-pressure ordering is orbital-selective: it knocks out exactly the piece of Fermi surface that theory flags as most correlated, and that is the piece superconductivity has to contend with.

What carries the argument

The argument rests on decomposing the measured $sigma_1(omega)$ into a Drude-Lorentz model: two Drude terms for the free carriers plus five Lorentz oscillators (L1, L2, L3, L4, LH) for interband transitions. The two Drude terms carry the physical claim, since their separate plasma frequencies and scattering rates are what distinguish the two Fermi-surface sheets and their different temperature laws. The second piece of machinery is the kinetic-energy ratio $K_{exp}/K_{band}$, obtained two ways that agree: by integrating $sigma_1^{total} - sigma_1^{inter}$ up to $omega_c = 3000$ cm$^{-1}$ and comparing with the band-theory value, and by comparing the measured plasma frequency $omega_{p,exp} = 3854$ cm$^{-1}$ with the calculated $omega_{p,cal} = 3.22$ eV. Both give 0.022, which is the number that places La3Ni2O7 next to the doped cuprates and near the Mott phase on the correlation-strength scale.

Extended reading notes

Core claim

The paper reports that the optical conductivity of La3Ni2O7 at low frequency cannot be fit with a single Drude term; it requires two, with distinct temperature behaviours. The first, D1, has a scattering rate following $1/ au_{D1} propto T^2$ over a broad range, the signature of a Fermi liquid. The second, D2, follows $1/ au_{D2} propto T$, the signature of a non-Fermi liquid. Cooling through $T^{ast} simeq 115$ K abruptly suppresses the D2 weight $omega_{p,D2}^2$ until it vanishes, transfers spectral weight from below roughly 600 cm$^{-1}$ up to about 6500 cm$^{-1}$, and leaves $omega_{p,D1}^2$ essentially unchanged. The authors extract a gap scale from the difference conductivity, $2Delta = 100.5$ meV, i.e. $2Delta/k_BT^{ast} = 10.14$, far above the weak-coupling BCS value of 3.52, and note that the gap's temperature dependence departs from BCS mean field near $T^{ast}$. Combined with their band-structure calculation, in which a flat hole-like Ni-$d_{3z^{2}-r^{2}}$ band and broad electron-like Ni-$d_{x^{2}-y^{2}}$ bands both cross the Fermi level, they conclude that the transition removes the Fermi-surface sheet dominated by the Ni-$d_{3z^{2}-r^{2}}$ orbital.

Load-bearing premise

The seven-component Drude-Lorentz fit cleanly separates free-carrier from interband spectral weight, even though the authors themselves state that the intraband and interband excitations strongly overlap, so both the two-Drude assignment and the 0.022 correlation ratio depend on that separation being right.

Editorial extensions

If this is right

  • The density-wave-like transition at $T^{ast}$ is orbital-selective rather than a wholesale reconstruction of the Fermi surface, since one Drude channel survives intact.
  • The correlation strength of La3Ni2O7, $K_{exp}/K_{band} = 0.022$, is comparable to doped cuprates and much stronger than in iron-based superconductors, which is offered as a hint that its high-$T_c$ physics is correlation-driven.
  • The large ratio $2Delta/k_BT^{ast} = 10.14$ implies a short coherence length for the ordered state and therefore strong critical fluctuations near $T^{ast}$, which the authors invoke to explain the non-mean-field temperature dependence of the gap.
  • Because the surviving Fermi-liquid pocket is Ni-$d_{x^{2}-y^{2}}$-dominated and near quarter filling, it maps onto the heavily overdoped cuprate regime where a Fermi liquid persists despite strong correlations.
  • A simple temperature-induced shift of the Fermi level is argued to be excluded, because the Drude weight drops abruptly at $T^{ast}$ rather than decreasing smoothly on cooling.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • If pressure suppresses the ordering by weakening correlations rather than by changing the band topology, then the flat Ni-$d_{3z^{2}-r^{2}}$ band should reappear at the Fermi level in the pressurized $Fmmm$ phase, which is directly checkable by pressure-dependent ARPES or by optical spectroscopy in a diamond anvil cell.
  • The orbital-selective reading predicts that anything which shifts the flat band away from $E_F$ at ambient pressure, such as doping or strain, should move $T^{ast}$ and the D2 weight together; a material where $T^{ast}$ survives but D2 persists would count against the assignment.
  • The two-Drude decomposition used here should transfer directly to the trilayer La4Ni3O10, which shows a similar transition near 140 K, and comparing the D2 weight in the two would test whether the same flat band is responsible in both.
  • The $2Delta/k_BT^{ast} pprox 10$ ratio puts the ordering in the short-coherence-length regime, so one would expect a substantial fluctuation regime above $T^{ast}$ visible in NMR relaxation or in the excess low-frequency conductivity, a prediction this optical data set does not itself test.
Original abstract

The discovery of superconductivity with a critical temperature of about 80~K in La$_{3}$Ni$_{2}$O$_{7}$ single crystals under pressure has received enormous attention. La$_{3}$Ni$_{2}$O$_{7}$ is not superconducting under ambient pressure but exhibits a transition at $T^{\ast} \simeq 115$~K. Understanding the electronic correlations and charge dynamics is an important step towards the origin of superconductivity and other instabilities. Here, our optical study shows that La$_{3}$Ni$_{2}$O$_{7}$ features strong electronic correlations which significantly reduce the electron's kinetic energy and place this system in the proximity of the Mott phase. The low-frequency optical conductivity reveals two Drude components arising from multiple bands at the Fermi level. The transition at $T^{\ast}$ removes the Drude component exhibiting non-Fermi liquid behavior, whereas the one with Fermi-liquid behavior is barely affected. These observations in combination with theoretical results suggest that the Fermi surface dominated by the Ni-$d_{3z^{2}-r^{2}}$ orbital is removed due to the transition at $T^{\ast}$. Our experimental results provide pivotal information for understanding the transition at $T^{\ast}$ and superconductivity in La$_{3}$Ni$_{2}$O$_{7}$.

The compiled record

The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.

Compiled by classifier-1.13.0 via TypeSafe API, question bank abstract-p1-20260923, 2026-09-23: 1 request, 6,446 input tokens.

What the abstract itself states, as probabilities: claims first 0.03 · states limitation 0.07 · human participants 0.02 · controlled comparison 0.11 · randomized assignment 0.01 · states quantitative result 0.92 · compares with prior results 0.18 · mentions code or data availability 0.02.

The abstract, sentence by sentence

arXiv listing abstract v3. Results and the main claim are underlined; .

The discovery of superconductivity with a critical temperature of about 80~K in La$_{3}$Ni$_{2}$O$_{7}$ single crystals under pressure has received enormous attention. La$_{3}$Ni$_{2}$O$_{7}$ is not superconducting under ambient pressure but exhibits a transition at $T^{\ast} \simeq 115$~K. Understanding the electronic correlations and charge dynamics is an important step towards the origin of superconductivity and other instabilities. Here, our optical study shows that La$_{3}$Ni$_{2}$O$_{7}$ features strong electronic correlations which significantly reduce the electron's kinetic energy and place this system in the proximity of the Mott phase. The low-frequency optical conductivity reveals two Drude components arising from multiple bands at the Fermi level. The transition at $T^{\ast}$ removes the Drude component exhibiting non-Fermi liquid behavior, whereas the one with Fermi-liquid behavior is barely affected. These observations in combination with theoretical results suggest that the Fermi surface dominated by the Ni-$d_{3z^{2}-r^{2}}$ orbital is removed due to the transition at $T^{\ast}$. Our experimental results provide pivotal information for understanding the transition at $T^{\ast}$ and superconductivity in La$_{3}$Ni$_{2}$O$_{7}$.

background contribution method result interpretation main claim

What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 The discovery of superconductivity with a critical temperature of about 80~K in La$_{3}$Ni$_{2}$O$_{7}$ single crystals under pressure has received enormous attention. background 1.00 0.04 0.02 asserted 1.00
s1 La$_{3}$Ni$_{2}$O$_{7}$ is not superconducting under ambient pressure but exhibits a transition at $T^{\ast} \simeq 115$~K. background 0.99 0.20 0.03 asserted 1.00
s2 Understanding the electronic correlations and charge dynamics is an important step towards the origin of superconductivity and other instabilities. background 0.82 0.05 0.04 asserted 0.98
s3 Here, our optical study shows that La$_{3}$Ni$_{2}$O$_{7}$ features strong electronic correlations which significantly reduce the electron's kinetic energy and place this system in the proximity of the Mott phase. result 0.95 0.94 0.35 asserted 1.00
s4 The low-frequency optical conductivity reveals two Drude components arising from multiple bands at the Fermi level. result 1.00 0.93 0.05 asserted 1.00
s5 The transition at $T^{\ast}$ removes the Drude component exhibiting non-Fermi liquid behavior, whereas the one with Fermi-liquid behavior is barely affected. result 1.00 0.93 0.15 asserted 1.00
s6 These observations in combination with theoretical results suggest that the Fermi surface dominated by the Ni-$d_{3z^{2}-r^{2}}$ orbital is removed due to the transition at $T^{\ast}$. interpretation 1.00 0.53 0.54 hedged possibility 0.99
s7 Our experimental results provide pivotal information for understanding the transition at $T^{\ast}$ and superconductivity in La$_{3}$Ni$_{2}$O$_{7}$. interpretation 0.72 0.76 0.14 asserted 0.99

What kind of paper the classifier reports this is: empirical study 1.00 · evidence from observation or experiment 1.00.

What was examined, and what was not

sources read
  • arXiv listing abstract v3
not examined
  • full text
  • figures and tables
  • references and citing sentences
  • relations to other papers
levels run
  • P abstract
not run
  • S sections
  • T body sentences
  • C citations
  • R cross-paper relations

Every quoted sentence on this record is the authors'. Every label is from Pith's closed vocabulary, with the probability shown beside it. Every number in the measurements table is the authors', checked by code. Record as JSON

Figures
Figure 1. Reflectivity and optical conductivity of La3Ni2O7. a The temperature￾dependent resistivity ρ(T) obtained from transport measurements (red solid curve) and that from optical measurements (blue open circles). b The far-infrared ab-plane reflectiv￾ity R(ω) of La3Ni2O7 at different temperatures. The spectra below 125 K are shifted down by 0.5 to show the temperature dependence more clearly. c The optical conductivity σ1(ω) of La3Ni2O7 at different temperatures in the far-infrared range. The curves below 125 K are shifted down by 1250 Ω −1cm−1 . The inset shows an enlarge view of σ1(ω)…
Figure 2. Drude-Lorentz fit and theoretical calculations. a The measured σ1(ω) of La3Ni2O7 at 150 K (cyan solid curve) and the Drude-Lorentz fitting result (black dashed line). The fitting curve is decomposed into two Drude components (red and blue shaded areas) and a series of Lorentz components L1 (green hatched area), L2 (orange hatched area), L3 (cyan hatched area), L4 (purple hatched area) and LH (grey hatched area). The inset shows an enlarged view of the fitting result in the low-frequency range. b The calculated electronic band structure for La3Ni2O7. c The calculated σ1(ω) of…
Figure 3. Temperature dependence of the Drude parameters. The temperature de￾pendence of the weight for D1 (a) and D2 (b). c The quasiparticle scattering rate for D1 as a function of temperature. The solid line denotes a quadratic temperature dependence. d The temperature dependence of the quasiparticle scattering rate for D2. The dashed line is a linear fit. 28
Figure 4. Energy scale of the gap and spectral weight redistribution. a The frequency-dependent spectral weight ratio S(200 K)/S(300 K) (red curve) and S(5 K)/S(125 K) (blue curve). b The difference optical conductivity ∆σ1(ω) at 5 K. The arrow indicates the zero-crossing point in ∆σ1(ω) which corresponds to the gap energy 2∆. c–e The evolution of the spectral weight as a function of temperature for cutoff fre￾quencies ωc = 600 cm−1 , ωc = 1000 cm−1 and ωc = 6500 cm−1 . f The evolution of ∆ with temperature (red open circles). The blue solid line denotes the mean-field behavior. 29

Figures reproduced from arXiv:2307.02950 by the authors.

References
How the literature uses it

43 arXiv papers cite this in 71 sentences

Each citing sentence is taken from the citing paper's LaTeX source and typed by Pith's classifier. A label appears at probability 0.8 or more (0.95 for support), a contest at 0.7 or more; the quoted words are the citing authors'. How each label was checked · JSON

Papers citing it · 45 sentences without a confident label

Uses its data or values 1 paper
Compares with it 4 papers
Cites it as support 4 papers
Cites it as background 17 papers

What it cites · 28 sentences without a confident label

Uses data or values from 1 paper
Cites as support 2 papers

Discussion

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