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HoPE: A Novel Positional Encoding Without Long-Term Decay for Enhanced Context Awareness and Extrapolation

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arxiv 2410.21216 v2 pith:BGBA5D6E submitted 2024-10-28 cs.CL cs.AIcs.LG

classification cs.CLcs.AIcs.LG
keywords decaylong-termencodingextrapolationhopeattentioncomponentsllms
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Many positional encodings (PEs) are designed to exhibit long-term decay, based on an entrenched and long-standing inductive opinion: tokens farther away from the current position carry less relevant information. We argue that long-term decay is outdated in the era of LLMs, as LLMs are now applied to tasks demanding precise retrieval of in-context information from arbitrary positions. Firstly, we present empirical analyses on various PEs, demonstrating that models inherently learn attention with only a local-decay pattern while forming a U-shape pattern globally, contradicting the principle of long-term decay. Furthermore, we conduct a detailed analysis of rotary position encoding (RoPE, a prevalent relative positional encoding in LLMs), and found that the U-shape attention is caused by some learned components, which are also the key factor limiting RoPE's expressiveness and extrapolation.Inspired by these insights, we propose High-frequency rotary Position Encoding (HoPE). HoPE replaces the specific components in RoPE with position-independent ones, retaining only high-frequency signals, which also breaks the principle of long-term decay in theory. HoPE achieves two major advantages: (1) Without constraints imposed by long-term decay, contradictory factors that limit spontaneous attention optimization and model extrapolation performance are removed. (2) Components representing positions and semantics are are optimized. These enhances model's context awareness and extrapolation, as validated by extensive experiments.

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Cited by 1 Pith paper

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Fourier Position Embedding: Enhancing Attention's Periodic Extension for Length Generalization

    cs.AI 2024-12 conditional novelty 5.0 of 10

    FoPE replaces RoPE's single-frequency rotation per dimension with a Fourier series and clips under-trained low frequencies, improving length generalization in transformer LMs.

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