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The Hidden Dimensions of LLM Alignment: A Multi-Dimensional Analysis of Orthogonal Safety Directions

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arxiv 2502.09674 v4 pith:YKH7BFTM submitted 2025-02-13 cs.CL cs.AI

The Hidden Dimensions of LLM Alignment: A Multi-Dimensional Analysis of Orthogonal Safety Directions

classification cs.CL cs.AI
keywords directionssafetybehaviordirectionmulti-dimensionalspacealignmentdominant
verification ladder T0 review T1 audit T2 compute T3 formal T4 reserved
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Large Language Models' safety-aligned behaviors, such as refusing harmful queries, can be represented by linear directions in activation space. Previous research modeled safety behavior with a single direction, limiting mechanistic understanding to an isolated safety feature. In this work, we discover that safety-aligned behavior is jointly controlled by multi-dimensional directions. Namely, we study the vector space of representation shifts during safety fine-tuning on Llama 3 8B for refusing jailbreaks. By studying orthogonal directions in the space, we first find that a dominant direction governs the model's refusal behavior, while multiple smaller directions represent distinct and interpretable features like hypothetical narrative and role-playing. We then measure how different directions promote or suppress the dominant direction, showing the important role of secondary directions in shaping the model's refusal representation. Finally, we demonstrate that removing certain trigger tokens in harmful queries can mitigate these directions to bypass the learned safety capability, providing new insights on understanding safety alignment vulnerability from a multi-dimensional perspective. Code and artifacts are available at https://github.com/BMPixel/safety-residual-space.

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Cited by 12 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score.

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    Sequential LLM defense deployment leads to risk exacerbation in 38.9% of cases due to anti-aligned updates in shared critical layers, addressed by conflict-guided layer freezing.

  2. Low-Resource Safety Failures Are Action Failures, Not Representation Failures

    cs.CL 2026-05 conditional novelty 7.0

    Low-resource safety failures are action failures because the harmfulness representation transfers but the decision calibration does not; this is fixed by recalibrating a high-resource gate with 1-4 target-language examples.

  3. SafeAnchor: Preventing Cumulative Safety Erosion in Continual Domain Adaptation of Large Language Models

    cs.LG 2026-04 unverdicted novelty 7.0

    SafeAnchor preserves 93.2% of original safety alignment across sequential domain adaptations by anchoring low-rank safety subspaces and constraining orthogonal updates, while matching unconstrained fine-tuning perform...

  4. RACC: Representation-Aware Coverage Criteria for LLM Safety Testing

    cs.SE 2026-02 unverdicted novelty 7.0

    RACC defines six representation-aware coverage criteria that score jailbreak test suites by measuring activation of safety concepts extracted from LLM hidden states on a calibration set.

  5. Has This Checkpoint Been Abliterated? A Two-Signal Audit and Its Failure Map

    cs.CR 2026-07 conditional novelty 6.0

    Combining a reference-anchored activation refusal-gap with weight-recovery energy allows detection of abliterated checkpoints at AUROC 0.95 on a 273-checkpoint registry, with a calibrated threshold achieving 0.89 bala...

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    cs.AI 2026-06 unverdicted novelty 6.0

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  8. Before the Last Token: Diagnosing Final-Token Safety Probe Failures

    cs.LG 2026-05 unverdicted novelty 6.0

    Final-token probes miss distributed unsafe evidence in jailbreaks, but a PCA-HMM model on prefill trajectories recovers many misses without naive pooling's false positives.

  9. Explaining and Breaking the Safety-Helpfulness Ceiling via Preference Dimensional Expansion

    cs.AI 2026-05 unverdicted novelty 6.0

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  10. Explaining and Breaking the Safety-Helpfulness Ceiling via Preference Dimensional Expansion

    cs.AI 2026-05 unverdicted novelty 6.0

    MORA breaks the safety-helpfulness trade-off in LLM alignment by pre-sampling single-reward prompts and rewriting them to expand multi-dimensional reward diversity, yielding 5-12.4% single-preference gains in sequenti...

  11. Before the Last Token: Diagnosing Final-Token Safety Probe Failures

    cs.LG 2026-05 unverdicted novelty 5.0

    Final-token safety probes miss jailbreaks whose unsafe evidence appears earlier in prefill; a clean-trained PCA-HMM trajectory model recovers many of those misses without catastrophic false positives.

  12. ReGA: Model-Based Safeguard for LLMs via Representation-Guided Abstraction

    cs.CR 2025-06 unverdicted novelty 5.0

    ReGA uses safety-critical representations to guide abstraction in model-based analysis, enabling scalable detection of harmful LLM inputs with reported AUROC of 0.975 at prompt level.