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CTRAP: Embedding Collapse Trap to Safeguard Large Language Models from Harmful Fine-Tuning

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arxiv 2505.16559 v1 pith:TUGC3AGI submitted 2025-05-22 cs.CR cs.CL

CTRAP: Embedding Collapse Trap to Safeguard Large Language Models from Harmful Fine-Tuning

classification cs.CR cs.CL
keywords fine-tuningmodelctrapcollapseharmfulcapabilitiesduringgeneral
verification ladder T0 review T1 audit T2 compute T3 formal T4 reserved
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Fine-tuning-as-a-service, while commercially successful for Large Language Model (LLM) providers, exposes models to harmful fine-tuning attacks. As a widely explored defense paradigm against such attacks, unlearning attempts to remove malicious knowledge from LLMs, thereby essentially preventing them from being used to perform malicious tasks. However, we highlight a critical flaw: the powerful general adaptability of LLMs allows them to easily bypass selective unlearning by rapidly relearning or repurposing their capabilities for harmful tasks. To address this fundamental limitation, we propose a paradigm shift: instead of selective removal, we advocate for inducing model collapse--effectively forcing the model to "unlearn everything"--specifically in response to updates characteristic of malicious adaptation. This collapse directly neutralizes the very general capabilities that attackers exploit, tackling the core issue unaddressed by selective unlearning. We introduce the Collapse Trap (CTRAP) as a practical mechanism to implement this concept conditionally. Embedded during alignment, CTRAP pre-configures the model's reaction to subsequent fine-tuning dynamics. If updates during fine-tuning constitute a persistent attempt to reverse safety alignment, the pre-configured trap triggers a progressive degradation of the model's core language modeling abilities, ultimately rendering it inert and useless for the attacker. Crucially, this collapse mechanism remains dormant during benign fine-tuning, ensuring the model's utility and general capabilities are preserved for legitimate users. Extensive empirical results demonstrate that CTRAP effectively counters harmful fine-tuning risks across various LLMs and attack settings, while maintaining high performance in benign scenarios. Our code is available at https://anonymous.4open.science/r/CTRAP.

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Forward citations

Cited by 3 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score.

  1. Emergent Misalignment Recruits a Pre-existing Persona Subspace

    cs.LG 2026-07 conditional novelty 7.0

    Fine-tuning on narrow bad data recruits a low-rank persona subspace already present in a frozen instruction-tuned model; holding that subspace out of activations prevents broad misalignment, and injecting it into the ...

  2. One Step to the Side: Why Defenses Against Malicious Finetuning Fail Under Adaptive Adversaries

    cs.CR 2026-05 unverdicted novelty 7.0

    A unified adaptive attack exploits the common weakness across 15 defenses against malicious fine-tuning, showing they only obscure rather than remove harmful model capabilities.

  3. Token Buncher: Shielding LLMs from Harmful Reinforcement Learning Fine-Tuning

    cs.LG 2025-08 unverdicted novelty 7.0

    TokenBuncher constrains response entropy via entropy-as-reward RL and a Token Noiser to stop harmful RL fine-tuning while keeping benign performance intact.