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arxiv: 2605.04063 · v1 · submitted 2026-04-10 · 💻 cs.LG · cs.AI· cs.CY

Investigating Trustworthiness of Nonparametric Deep Survival Models for Alzheimer's Disease Progression Analysis

Pith reviewed 2026-05-10 17:42 UTC · model grok-4.3

classification 💻 cs.LG cs.AIcs.CY
keywords Alzheimer's diseasesurvival analysisdeep learningfairnessbiasnonparametric modelsdisease progression
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The pith

Nonparametric deep survival models for Alzheimer's disease progression exhibit considerable bias with respect to sex, race, and education.

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The paper examines fairness in deep learning models that predict how Alzheimer's disease progresses over time. It finds that these models, while useful for clinical decisions, often produce biased predictions for different groups based on sensitive attributes like sex and race. To measure this bias, the authors introduce two new metrics and apply them to existing models along with a study of which features matter most for predictions. A sympathetic reader would care because biased models could lead to unequal care for patients from marginalized groups.

Core claim

The study shows that deep learning powered survival models are robust tools which can aid clinicians in AD care decisions, but they often exhibit considerable bias, as quantified by the new Time-Dependent Concordance Impurity and Kaplan-Meier Fairness metrics with respect to sensitive attributes such as sex, race, and education.

What carries the argument

Two novel fairness metrics, Time-Dependent Concordance Impurity and Kaplan-Meier Fairness, which quantify bias in nonparametric survival models by measuring inconsistencies in predictions across groups defined by sensitive attributes.

If this is right

  • Deep survival models can still support clinical decisions in Alzheimer's care if bias is addressed.
  • Feature importance analysis reveals characteristics most critical for reliable predictions.
  • Future models should incorporate fairness considerations to avoid unfair predictions toward marginalized groups.
  • The proposed metrics provide a way to evaluate bias in other survival analysis tasks.

Where Pith is reading between the lines

These are editorial extensions of the paper, not claims the author makes directly.

  • Similar bias issues might appear in survival models for other progressive diseases like cancer or heart disease.
  • Clinicians using these models may need additional checks for demographic fairness before relying on them for individual patients.
  • Developing bias-mitigation techniques specifically for time-to-event predictions could improve equity in healthcare AI.
  • Independent validation on diverse datasets would strengthen the generalizability of these findings.

Load-bearing premise

The two proposed metrics validly and comprehensively measure bias in the survival models without their own methodological artifacts or sensitivity to model hyperparameters.

What would settle it

Finding that the deep survival models show no significant differences in performance or bias metrics across demographic groups on a held-out test set from a different population would challenge the claim of considerable bias.

Figures

Figures reproduced from arXiv: 2605.04063 by Binod Bhattarai, David Kotlowski, Donald Adjeroh, Jacob Thrasher, Kaitlyn Heintzelman, Peter Martone, Prashnna Gyawali.

Figure 1
Figure 1. Figure 1: Breakdown of NACC demographic characteristics use for NDSM fairness evaluation. RPS+Rank [17]. DeepHit and RPS+Rank utilize an addi￾tional ranking loss component which adapts the idea of Con￾cordance to learn the proper ordering of uncensored individ￾uals and can be expressed as L𝐷𝑒𝑒𝑝𝐻 𝑖𝑡 = L𝑁 𝐿𝐿 + L𝑅𝑎𝑛𝑘𝑖𝑛𝑔 and L𝑅𝑃𝑆+𝑅𝑎𝑛𝑘 = L𝑅𝑃𝑆 + L𝑅𝑎𝑛𝑘𝑖𝑛𝑔, respectively. All models were trained using the Adam optimizer [20]… view at source ↗
Figure 2
Figure 2. Figure 2: KM-Fair analysis for NLL model where blue indicates a model which is biased toward row attributes and red indicates one which is biased toward column attributes. further improvement in IBS. In terms of fairness, nearly every method improves for race and sex, with the RPS based meth￾ods improving in education fairness as well. Finally, when omitting education information, most models again improve with resp… view at source ↗
Figure 3
Figure 3. Figure 3: Permutation-based feature importance analysis of NLL model. improve overall fairness, it does not fully mitigate bias, sug￾gesting that NDSMs implicitly develop bias toward highly represented subgroups (e.g. white subjects). Finally, a permu￾tation importance analysis revealed that the most important predictive features across all five NDSMs were identical, in￾dicating that such features are strong biomark… view at source ↗
Figure 4
Figure 4. Figure 4: Selected features from the NACC dataset. [41] Jacob Thrasher, Alina Devkota, Ahmed Tafti, Binod Bhattarai, and Prashnna Gyawali. 2024. TE-SSL: Time and Event-aware Self Su￾pervised Learning for Alzheimer’s Disease Progression Analysis. arXiv:2407.06852 [cs.CV] https://arxiv.org/abs/2407.06852 [42] Simon Wiegrebe, Philipp Kopper, Raphael Sonabend, Bernd Bischl, and Andreas Bender. 2024. Deep learning for su… view at source ↗
Figure 5
Figure 5. Figure 5: Permutation-based feature importance analysis of DeepHit (top-left), N-MTLR (top-right), RPS (bottom-left), and RPS+Rank (bottom-right). which aims to assess the level of impairment a subject faces across a range of tasks. For example, MEMORY, ORIENT, and JUDGMENT quantify impairment in memory, orientation, and problem solving tasks. Additionally, CDRSUM quantifies the total impairment scores over the enti… view at source ↗
Figure 6
Figure 6. Figure 6: KM-Fair analysis for all models where blue indicates a model which is biased toward row attributes and red indicates one which is biased toward column attributes [PITH_FULL_IMAGE:figures/full_fig_p012_6.png] view at source ↗
read the original abstract

Alzheimer's Dementia (AD) is a progressive neurodegenerative disease marked by irreversible decline, making reliable modeling of its progression essential for effective patient care. Progression-aware methods such as survival analysis are therefore crucial tools for the early detection and monitoring of AD. Recent advancements in deep learning have demonstrated remarkable performance in survival tasks, but alarmingly fewer studies have been conducted in the domain of AD. Further, the studies that do exist do not consider learned bias within the model itself, which could result in unfair and unreliable predictions toward certain marginalized groups. As such, we conduct a rigorous study of fairness in AD progression analysis along with a thorough feature importance study to determine the characteristics which are most important for reliable AD predictions. Furthermore, we propose two novel fairness metrics, called Time-Dependent Concordance Impurity and Kaplan-Meier Fairness, to quantify bias with respect to sensitive attributes such as sex, race, and education in nonparametric survival models. Our study demonstrates that while deep learning powered survival models are robust tools which can aid clinicians in AD care decisions, they often exhibit considerable bias, representing important avenues for future research.

Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, simulated authors' rebuttal, and a circularity audit. Tearing a paper down is the easy half of reading it; the pith above is the substance, this is the friction.

Referee Report

2 major / 2 minor

Summary. The paper conducts an empirical fairness audit of nonparametric deep survival models (such as DeepSurv and DeepHit) for Alzheimer's Disease progression modeling. It proposes two new metrics—Time-Dependent Concordance Impurity and Kaplan-Meier Fairness—to quantify bias with respect to sensitive attributes (sex, race, education), performs a feature importance analysis, and concludes that while these models are robust clinical tools they often exhibit considerable bias, calling for future research on fair survival models.

Significance. If the new metrics are shown to validly isolate model bias and the reported bias levels hold under controlled conditions, the work would provide a useful starting point for equity-focused survival analysis in AD, a high-stakes domain where biased progression predictions could affect care decisions. The combination of fairness metrics with feature importance offers a practical template for auditing deep survival models.

major comments (2)
  1. [§3 (Metric Definitions)] §3 (Metric Definitions): The Time-Dependent Concordance Impurity and Kaplan-Meier Fairness metrics are introduced without synthetic experiments that inject controlled bias levels (e.g., by modifying survival curves or censoring rates for subgroups) and demonstrate recovery of those levels. This is load-bearing for the central claim because the headline result that models 'often exhibit considerable bias' is measured exclusively via these metrics; without such validation it remains possible that the scores reflect data artifacts (censoring patterns, subgroup size imbalance) rather than learned unfairness.
  2. [§5 (Experimental Results)] §5 (Experimental Results): The reported metric values on real AD cohorts lack hyperparameter ablation or stability checks for the underlying nonparametric models (DeepSurv, DeepHit). If the bias findings change materially under reasonable hyperparameter variation, the claim that bias is a general property of these models would be weakened.
minor comments (2)
  1. [Abstract and §2] Abstract and §2: The claim of a 'rigorous study' and 'thorough feature importance study' would be strengthened by explicitly listing the exact AD datasets (e.g., ADNI version), preprocessing steps, and all baseline models in the main text rather than high-level description.
  2. [Notation] Notation: Ensure the precise mathematical definitions of the two new metrics (including how time-dependence and impurity are aggregated) are given in a single, self-contained location to aid reproducibility.

Simulated Author's Rebuttal

2 responses · 0 unresolved

We thank the referee for their constructive and detailed feedback on our fairness audit of nonparametric deep survival models for Alzheimer's disease progression. The comments highlight valuable opportunities to strengthen the validation of our proposed metrics and the robustness of our experimental claims. We address each major comment point-by-point below, providing our honest assessment and committing to revisions that directly respond to the concerns raised.

read point-by-point responses
  1. Referee: §3 (Metric Definitions): The Time-Dependent Concordance Impurity and Kaplan-Meier Fairness metrics are introduced without synthetic experiments that inject controlled bias levels (e.g., by modifying survival curves or censoring rates for subgroups) and demonstrate recovery of those levels. This is load-bearing for the central claim because the headline result that models 'often exhibit considerable bias' is measured exclusively via these metrics; without such validation it remains possible that the scores reflect data artifacts (censoring patterns, subgroup size imbalance) rather than learned unfairness.

    Authors: We appreciate this point, as controlled validation would indeed provide stronger evidence that the metrics isolate learned model bias. Our metrics are direct extensions of the time-dependent concordance index and Kaplan-Meier estimator—both of which have extensive prior validation in survival analysis—so we grounded their definitions in these established properties and applied them to real AD cohorts where subgroup disparities are documented in the clinical literature. Nevertheless, we agree that synthetic experiments injecting known bias (via modified survival curves or differential censoring) would rule out data artifacts more conclusively. In the revised manuscript, we will add a new subsection with such controlled synthetic experiments demonstrating metric recovery of injected bias levels. This addition will directly support the reliability of our real-data bias quantifications. revision: yes

  2. Referee: §5 (Experimental Results): The reported metric values on real AD cohorts lack hyperparameter ablation or stability checks for the underlying nonparametric models (DeepSurv, DeepHit). If the bias findings change materially under reasonable hyperparameter variation, the claim that bias is a general property of these models would be weakened.

    Authors: We chose hyperparameters following the original DeepSurv and DeepHit papers and optimized them via cross-validation on the AD datasets to maximize concordance. To address the referee's concern about stability, we will incorporate a hyperparameter ablation study in the revised experimental section. This will systematically vary key parameters (e.g., learning rate, network depth, regularization strength) across reasonable ranges and report the resulting fairness metric values, including any variation in observed bias levels. We anticipate the bias patterns will persist, but the added results will demonstrate that the findings are not sensitive to specific hyperparameter selections and thereby reinforce that bias is a general characteristic of these model classes on the AD data. revision: yes

Circularity Check

0 steps flagged

No circularity: empirical audit with independently defined metrics

full rationale

The paper is an empirical fairness study that defines two new metrics (Time-Dependent Concordance Impurity and Kaplan-Meier Fairness) from standard survival-analysis primitives and applies them to existing nonparametric deep survival models on AD data. No derivation step reduces a claimed prediction or result to its own inputs by construction, no fitted parameter is relabeled as a prediction, and no load-bearing premise rests on self-citation chains or imported uniqueness theorems. The central demonstration that models exhibit bias is an experimental outcome measured by the explicitly proposed metrics rather than a tautology. The work is therefore self-contained against external benchmarks and receives the default non-circularity finding.

Axiom & Free-Parameter Ledger

0 free parameters · 1 axioms · 0 invented entities

Only the abstract is available; no equations, data processing steps, or model specifications are provided to identify free parameters or axioms.

axioms (1)
  • domain assumption Nonparametric deep survival models can be trained and evaluated on Alzheimer's progression data without strong distributional assumptions.
    Stated in the abstract as the modeling approach under study.

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Reference graph

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