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Fake Alignment: Are LLMs Really Aligned Well?

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arxiv 2311.05915 v3 pith:R47EAO2K submitted 2023-11-10 cs.CL cs.AI

Fake Alignment: Are LLMs Really Aligned Well?

classification cs.CL cs.AI
keywords llmssafetyalignmentevaluationfakedataquestionsaligned
verification ladder T0 review T1 audit T2 compute T3 formal T4 reserved
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The growing awareness of safety concerns in large language models (LLMs) has sparked considerable interest in the evaluation of safety. This study investigates an under-explored issue about the evaluation of LLMs, namely the substantial discrepancy in performance between multiple-choice questions and open-ended questions. Inspired by research on jailbreak attack patterns, we argue this is caused by mismatched generalization. That is, LLM only remembers the answer style for open-ended safety questions, which makes it unable to solve other forms of safety tests. We refer to this phenomenon as fake alignment and construct a comparative benchmark to empirically verify its existence in LLMs. We introduce a Fake alIgNment Evaluation (FINE) framework and two novel metrics--Consistency Score (CS) and Consistent Safety Score (CSS), which jointly assess two complementary forms of evaluation to quantify fake alignment and obtain corrected performance estimation. Applying FINE to 14 widely-used LLMs reveals several models with purported safety are poorly aligned in practice. Subsequently, we found that multiple-choice format data can also be used as high-quality contrast distillation-based fine-tuning data, which can strongly improve the alignment consistency of LLMs with minimal fine-tuning overhead. For data and code, see https://github.com/AIFlames/Fake-Alignment.

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Cited by 1 Pith paper

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  1. When Choices Become Risks: Safety Failures of Large Language Models under Multiple-Choice Constraints

    cs.CL 2026-04 unverdicted novelty 7.0

    Forced-choice MCQs with only unsafe options bypass LLM safety refusals that work on equivalent open-ended prompts, with violation rates rising sharply under intermediate constraints and near saturation for model-gener...