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Clustering in Causal Attention Masking

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arxiv 2411.04990 v2 pith:TJ4FJO7F submitted 2024-11-07 cs.LG cs.AImath.APmath.DS

classification cs.LGcs.AImath.APmath.DS
keywords arxivattentiongeshkovskimatricesmodificationresultsvalueadditionally
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This work presents a modification of the self-attention dynamics proposed by Geshkovski et al. (arXiv:2312.10794) to better reflect the practically relevant, causally masked attention used in transformer architectures for generative AI. This modification translates into an interacting particle system that cannot be interpreted as a mean-field gradient flow. Despite this loss of structure, we significantly strengthen the results of Geshkovski et al. (arXiv:2312.10794) in this context: While previous rigorous results focused on cases where all three matrices (Key, Query, and Value) were scaled identities, we prove asymptotic convergence to a single cluster for arbitrary key-query matrices and a value matrix equal to the identity. Additionally, we establish a connection to the classical R\'enyi parking problem from combinatorial geometry to make initial theoretical steps towards demonstrating the existence of meta-stable states.

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Forward citations

Cited by 4 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Self-Attention Dynamics with Rotary Position Embeddings: Twisted States and Explicit Consensus Rates on the Sphere

    math.DS 2026-07 accept novelty 6.0 of 10

    Normalized query/key-only RoPE attention on the sphere has reversible consensus kernels with exact Bessel-aliasing spectra, explicit regional contraction rates from a sharp softmax floor, and RoPE-selected twisted equ...

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    cs.LG 2025-10 conditional novelty 6.0 of 10

    In a simplified attention model with normalized tokens, the phase boundary between token collapse and identity attention occurs when the attention-temperature scaling factor β_n is of order log n, with constant 1/(1−ρ).

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    A closed-form formula predicts the iteration at which a simplified attention head tips from good to bad output, determined only by token embedding dot products.

  4. OT-Transformer: A Continuous-time Transformer Architecture with Optimal Transport Regularization

    cs.LG 2025-01 reject novelty 5.0 of 10

    OT-Transformer replaces a discrete transformer stack with a single ODE and adds a kinetic energy penalty, reporting accuracy gains on four benchmarks.

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