REVIEW
A precision calculation of the effective number of cosmological neutrinos
Astrophysics · Submitted 21 Nov 2001 · 32 references
Pith's verdict: A careful, parameter-free joint calculation that lands on N_eff = 3.0395; the useful structural point is that QED and transport corrections overlap, though the paper never runs the ablation that would nail it.
T0 · AI review
Why Pith says this
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Referee report
The paper
The paper claims
Solving neutrino decoupling and finite-temperature QED plasma corrections in one coupled system gives an effective neutrino number $N_eff = 3.0395$ for three massless active neutrinos, confirming the value CMB codes already assume and under
The reading
What carries the argument
The machinery is a coupled system: Boltzmann equations for the electron-neutrino and the combined muon/tau distributions, expanded in orthonormal polynomials over the Fermi-Dirac weight and truncated at four terms, solved together with a continuity equation for the total plasma energy density and pressure. The load-bearing object is that continuity equation, rewritten as an evolution equation for $z = T R$. Finite-temperature QED enters through a thermally shifted electron mass and a photon thermal mass, which lower the plasma energy density and hence the entropy released into photons. Because these corrections appear as the functions $G_1$ and $G_2$ inside the same equation that carries the neutrino distortion terms, the two effects are entangled rather than separable, and that entanglement is what produces the 0.005 rather than 0.011 shift.
Extended reading notes
Core claim
The central claim is that a single, self-consistent Boltzmann calculation of neutrino decoupling, with the photon and $e^+e^-$ plasma described by its finite-temperature QED equation of state, yields $N_eff = 3.0395$ for three massless active neutrinos, with $delta z/z_0 = -1.841 times 10^{-3}$, $delta rho_{nu_e}/rho_nu^0 = 0.935%$ and $delta rho_{nu_x}/rho_nu^0 = 0.390%$. The authors stress that the two corrections cannot be added linearly: the QED terms enter the very continuity equation that governs the photon-to-neutrino temperature ratio, so the neutrino non-thermal tails and the plasma corrections act on each other. The combined shift is 0.005 in $N_eff$, roughly half of what a naive sum of the separate effects would predict, and the naive value 3.045 is therefore excluded at the accuracy the authors claim. They also extend the result to extra relativistic relics, finding $N_eff = 3.0395 + (1-beta)(z_0/z_fin)^4 N_X$ with $beta = 0.0014$ for $0 < N_X < 1$, and show that for a neutrino mass around 1 eV the fractional energy excess from incomplete decoupling fades as the temperature drops below the mass.
Load-bearing premise
The neutrino distribution functions are expanded in only four orthogonal polynomials, a truncation the authors themselves say is accurate to about 1 percent in the distortions, and no error budget is propagated from that truncation to the four-digit value of $N_eff$.
Editorial extensions
If this is right
- Cosmological fits that assume $N_eff = 3.04$ for three massless neutrinos are using a value correct to better than a thousandth, so no re-analysis of existing microwave-background data is forced by this recalculation.
- Any future measurement claiming to resolve $Delta N_eff$ at the 0.005 level must account for the fact that the standard-model baseline is 3.0395, not 3.0, and that the two corrections to it are not additive.
- Extra relativistic species present at neutrino decoupling contribute with a small suppression factor, $(1-beta) = 0.9986$, on top of the usual dilution by the photon-to-neutrino temperature ratio.
- For neutrino masses near 1 eV, the non-thermal energy excess from incomplete decoupling shrinks as the universe cools and freezes into a constant offset in number density rather than energy density.
- Big Bang nucleosynthesis is unaffected at any observable level: the change in the helium-4 mass fraction is of order $10^{-4}$, below both theoretical and experimental uncertainties.
Reading between the lines
- The paper's own cross-check against an independent grid-based solver is where the real uncertainty lies: the two calculations agree on the no-QED baseline to about $3 times 10^{-4}$ in $N_eff$, which is the same order as the QED shift being claimed, so the headline precision rests on a comparison that is only marginally tighter than the effect.
- If a future calculation with a finer momentum grid and a higher polynomial truncation moves $N_eff$ by more than about 0.001, the interesting physics would not be the shift itself but the demonstration that four-term polynomial expansions of a distorted Fermi-Dirac tail are inadequate at this precision.
- The non-additivity argument generalises: any early-universe correction that modifies the plasma equation of state will entangle with the neutrino transport equations in the same way, so separate-and-add estimates of small relativistic corrections are systematically unreliable at the $10^{-3}$ level.
- Because the distortion is momentum-dependent, with higher-momentum neutrinos heated more, a neutrino mass ordering or a non-standard momentum distribution would change the size of the effect in a way the paper's massless-plus-1-eV treatment does not explore.
Original abstract
The neutrino energy density of the Universe can be conveniently parametrized in terms of the so-called effective number of neutrinos, N_nu^eff. This parameter enters in several cosmological observables. In particular it is an important input in those numerical codes, like CMBFAST, which are used to study the Cosmic Microwave Background anisotropy spectrum. By studying the neutrino decoupling with Boltzmann equations, one can show that this quantity differs from the number of massless neutrino species for an additional contribution due to a partial heating of neutrinos during the electron-positron annihilations, leading to non thermal features in their final distributions. In this paper we review the different results obtained in the literature and perform a new analysis which takes into account, in a fully consistent way, the QED corrections at finite temperature to the photon and e^+- plasma equation of state. The value found for three massless active neutrinos is N_nu^eff=3.0395, in perfect agreement with the recommended value used in CMBFAST, N_nu^eff=3.04. We also discuss the case of additional relativistic relics and massive active neutrinos.
The compiled record
The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.
The abstract, sentence by sentence
The neutrino energy density of the Universe can be conveniently parametrized in terms of the so-called effective number of neutrinos, N_nu^eff. This parameter enters in several cosmological observables. In particular it is an important input in those numerical codes, like CMBFAST, which are used to study the Cosmic Microwave Background anisotropy spectrum. By studying the neutrino decoupling with Boltzmann equations, one can show that this quantity differs from the number of massless neutrino species for an additional contribution due to a partial heating of neutrinos during the electron-positron annihilations, leading to non thermal features in their final distributions. In this paper we review the different results obtained in the literature and perform a new analysis which takes into account, in a fully consistent way, the QED corrections at finite temperature to the photon and e^+- plasma equation of state. The value found for three massless active neutrinos is N_nu^eff=3.0395, in perfect agreement with the recommended value used in CMBFAST, N_nu^eff=3.04. We also discuss the case of additional relativistic relics and massive active neutrinos.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | The neutrino energy density of the Universe can be conveniently parametrized in terms of the so-called effective number of neutrinos, N_nu^eff. | background 1.00 | 0.05 | 0.03 | asserted 0.99 |
| s1 | This parameter enters in several cosmological observables. | background 1.00 | 0.04 | 0.02 | asserted 1.00 |
| s2 | In particular it is an important input in those numerical codes, like CMBFAST, which are used to study the Cosmic Microwave Background anisotropy spectrum. | background 1.00 | 0.05 | 0.02 | asserted 1.00 |
| s3 | By studying the neutrino decoupling with Boltzmann equations, one can show that this quantity differs from the number of massless neutrino species for an additional contribution due to a partial heating of neutrinos during the electron-positron annihilations, leading to non thermal features in their final distributions. | background 0.97 | 0.16 | 0.05 | asserted 1.00 |
| s4 | In this paper we review the different results obtained in the literature and perform a new analysis which takes into account, in a fully consistent way, the QED corrections at finite temperature to the photon and e^+- plasma equation of state. | contribution 0.90 | 0.86 | 0.05 | asserted 0.88 |
| s5 | The value found for three massless active neutrinos is N_nu^eff=3.0395, in perfect agreement with the recommended value used in CMBFAST, N_nu^eff=3.04. | result 1.00 | 0.95 | 0.81 | asserted 1.00 |
| s6 | We also discuss the case of additional relativistic relics and massive active neutrinos. | contribution 0.98 | 0.62 | 0.03 | unclear 0.50 |
What was examined, and what was not
- arXiv listing abstract v2
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Figures
Figures reproduced from arXiv:astro-ph/0111408 by the authors.
References
How later papers used it
112 later papers cite it
6 later papers by other authors are listed below: 2 used its method or tool, 3 used its data or values and 1 compared its own results with it.
Uses its method or tool 2 of 10 papers with this label
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Minimized the Gibbs free energy to find this paper's expression for the energy density.
Insights into neutrino decoupling gleaned from considerations of the role of electron mass (2017) · 0.90 · paraphrased: the licence does not allow quoting
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Following reference [ref] , we introduce the comoving quantities $x≡m_e a$, $y≡a p$, and $z ≡T a$, and rewrite the continuity equation [ref] as a differential equation for the quantity $z$ (corresponding to the photon-to-neutrino temperature ratio): [equation] where $J(x/z)$ and $Y(x/z)$ describe the ideal-gas behaviour of the QED plasma, while the $G_1,2(τ)$ account for deviations of the QED plasma from an idea gas.
Towards a precision calculation of $N_{\rm eff}$ in the Standard Model III: Improved estimate of NLO contributions to the collision integral (2024) · Solving the neutrino Boltzmann equations and the continuity equation · 0.99
Uses its data or values 3 of 41 papers with this label
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Compared the 2015 Planck constraint on N_eff with this paper's SM prediction of 3.046.
Non-Abelian dark matter and dark radiation (2015) · 0.94 · paraphrased: the licence does not allow quoting
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Used this paper's value of 3.046 for the effective number of neutrino species for 3 types of active neutrinos.
Relic Neutrino Degeneracies and Their Impact on Cosmological Parameters (2020) · 0.93 · paraphrased: the licence does not allow quoting
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Used this paper's value of 3.046 for ordinary SM neutrinos in its radiation density.
Phases of New Physics in the CMB (2015) · 0.88 · paraphrased: the licence does not allow quoting
Compares with it 1 of 4 papers with this label
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Checked that its own equation and the corresponding expression in this paper are numerically identical to within machine precision.
Towards a precision calculation of the effective number of neutrinos $N_{\rm eff}$ in the Standard Model I: The QED equation of state (2019) · 0.98 · paraphrased: the licence does not allow quoting
How the literature uses it
102 arXiv papers cite this in 171 sentences
Papers citing it · 94 sentences without a confident label
Uses its method or tool 10 papers
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Currently, the most widely used computational procedure to accounts for these equation of state effects in the context of $N_eff$ is that documented in [ref] , which follows the same heuristic thermal mass arguments of [ref] to $O(e^2)$, where $e$ is the elementary electric charge.
Towards a precision calculation of the effective number of neutrinos $N_{\rm eff}$ in the Standard Model I: The QED equation of state · Introduction · 0.83
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We use the finite temperature corrections at leading order in $α$ from [ref] and [ref] , and proceed as [ref] to obtain the temperature evolution of the electromagnetic plasma including finite temperature corrections: [equation] where $P_int$ reads [ref] : [equation] and the leading order QED finite temperature correction to the masses are [ref] : [equation] where $α$ is the fine structure constant, and for $δm_e^2(T)$ we have neglected a momentum dependent contribution that amounts to less than 10% for an average electron [ref] .
Neutrino decoupling beyond the Standard Model: CMB constraints on the Dark Matter mass with a fast and precise $N_{\rm eff}$ evaluation · Finite temperature QED corrections · 0.97
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The differential equations which the code solves are the following, written in terms of the comoving coordinates $x≡m_e a$, $y≡p a$ and $z≡T_γ a$ [ref] :
Thermalisation of sterile neutrinos in the early Universe in the 3+1 scheme with full mixing matrix · Equations · 0.93
Uses its data or values 36 papers
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N_ν= 3.046+Δ^ν' T_ν/T_ν^4, where the first term is the contribution from SM neutrinos [ref] and the second term from twin neutrinos, as in Eq. [ref].
A Predictive Mirror Twin Higgs with Small $\mathbf{Z}_2$ Breaking · the helium mass fraction · 0.85
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We also show the $ΔN_eff$ constraint[ We take the current limit on $N_eff$ as $2.99^+0.34_-0.33$ at the $95%$ confidence level [ref] while we take the SM value of $N_eff$ by $3.04$ [ref] .
Constraining MeV to 10 GeV majoron by Big Bang Nucleosynthesis · Exclusion · 0.99
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The predicted value is $N_eff=3.044$ [ref] , and we define $≡N_eff - 3.044$.] $N_eff$ due to the population of a single species of RH neutrinos at a given time is obtained by opportunely integrating $f^R$ over the phase space: [equation] In Fig. [ref], we show the evolution of $ΔN_eff(T)$ for different values of $μ$ taking the initial temperature to be $T_in=100 GeV$.
Strong cosmological constraints on the neutrino magnetic moment · Cosmological implications · 0.95
Compares with it 4 papers
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For instance [ref] is formally different from the one in [ref] , while [ref] matches formally with [ref] , but not with [ref] .
Neutrino decoupling including flavour oscillations and primordial nucleosynthesis · Energy conservation and QED equation of state · 1.00
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However, we have checked that, numerically, equation ([ref]) and the corresponding expression in [ref] are identical to within machine precision for a range of $τ$ values.
Towards a precision calculation of the effective number of neutrinos $N_{\rm eff}$ in the Standard Model I: The QED equation of state · Log-independent contribution ($ln$) · 0.98
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Ref. [ref] uses the perturbative approach outlined in Ref. [ref] compared to our nonperturbative approach.
Lepton asymmetry, neutrino spectral distortions, and big bang nucleosynthesis · All processes · 0.80
Cites it as background 13 papers
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These corrections have been considered in a number of previous works (e.g., [ref] ), wherein the departure of the plasma from an ideal gas due to interactions had been invariably formulated in terms of the acquisition of temperature-dependent masses by the interacting particles.
Towards a precision calculation of the effective number of neutrinos $N_{\rm eff}$ in the Standard Model I: The QED equation of state · Non-ideal gas: Finite-temperature corrections to the QED equation of state · 0.91
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A precision calculation of $N_eff^SM$ requires one to solve the process of neutrino decoupling in the early Universe and this has been a subject of intense study for more than 40 years now, see [ref] for references devoted to this problem, see [ref] for reviews and [ref] for a book.
Neff in the Standard Model at NLO is 3.043 · Introduction · 1.00
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However, the overlap between neutrino decoupling and $e^±$ annihilations, known as incomplete neutrino decoupling, leads to slightly non thermal neutrino spectra, and to an increased neutrino energy density (both typically of order 1%), which is usually described by an effective number of thermalised neutrinos $$ departing from $3$ [ref] .
Neutrino decoupling including flavour oscillations and primordial nucleosynthesis · Introduction · 0.82
Discussion
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