REVIEW
Gravity with a dynamical preferred frame
General Relativity and Quantum Cosmology · Submitted 14 Jul 2000 · 26 references
Pith's verdict: The founding analysis of the aether action is solid and worth citing, but its headline negative claim — that the aether 'generally' goes singular — is shown only for the Fab=0 subclass and generalized in the abstract and conclusion.
T0 · AI review
Why Pith says this
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Referee report
The paper
The paper claims
A unit timelike vector field can break local Lorentz invariance while preserving general covariance, and the simplest such theory is exactly a sector of Einstein-Maxwell plus charged dust, though its own gradients diverge.
The reading
What carries the argument
The load-bearing object is the dictionary between the aether and a charged dust fluid. The unit-norm constraint $g_{ab}u^a u^b=1$ plays the role of a gauge condition fixing the vector potential to fixed norm, and simultaneously the role of the dust's Lorentz-force equation. Because the same charge-to-mass ratio appears in the Einstein equation, the Maxwell equation, and the dust equation of motion, any aether solution is a charged-dust solution. This is what lets the authors import known results — the initial value formulation, the Reissner-Nordström static solutions in a fixed-norm gauge, and the known fact that non-extremal charged dust cannot hold a static spherical configuration — and it is also what exposes the singularity, since dust world lines in a hypersurface-orthogonal congruence focus.
Extended reading notes
Core claim
The central claim is that the minimal aether action, built from the Ricci scalar $R$ and the square of the antisymmetrized derivative $F_{ab}=2 abla_{[a}u_{b]}$, with $g_{ab}u^a u^b=1$ enforced by a multiplier $ abla$, is equivalent in the absence of matter to a sector of the Einstein-Maxwell-charged dust system. The identification is explicit: the aether is proportional to the vector potential, the field strength $F_{ab}$ becomes the Maxwell field strength, the multiplier becomes twice the dust energy density, and the unit-norm constraint becomes the dust equation of motion with the same charge-to-mass ratio that appears in the Einstein and Maxwell equations. From this the authors draw three corollaries: the equations admit an initial value formulation; every vacuum solution of general relativity is a solution of the model, obtained by taking $F_{ab}=0$ and letting $u^a$ be the tangent field of any hypersurface-orthogonal congruence of timelike geodesics; and the linearized spectrum around flat space contains two massless transverse modes of the metric perturbation and two massless transverse modes of the aether. The negative result is that such geodesic congruences generically cross, so gradients of $u^a$ diverge even where the metric is perfectly regular, which the authors take as a sign that this truncated effective theory is not viable on its own and may need the symmetrized derivative added to the action.
Load-bearing premise
The claim that the aether generally develops gradient singularities is demonstrated only for the special case where the field strength vanishes, and the step to the full solution space is an extrapolation rather than a proof.
Editorial extensions
If this is right
- Every vacuum solution of general relativity, including Schwarzschild and Kerr, is a solution of the model, with the aether supplied by the tangent field of a hypersurface-orthogonal timelike geodesic congruence.
- The linearized theory around flat space carries four massless modes: two transverse traceless metric modes and two transverse aether modes, plus a time-independent longitudinal sector fixed by an arbitrary $h_{00}$.
- Static spherical solutions are the Reissner-Nordström family with an extra aether charge set by initial conditions, so agreement with observation constrains how much aether charge collapsed into a given object.
- Homogeneous isotropic cosmology is untouched in the minimal model, because a symmetry-sharing aether has $F_{ab}=0$ and drops out of the field equations entirely.
- Couplings to matter of dimension four or less reduce to renormalizable kinetic-term modifications for fermions, gauge bosons, and the Higgs, each shifting that field's propagation speed relative to the aether frame.
Reading between the lines
- The equivalence runs one way only: the aether sector is a proper subset of charged-dust solutions, so any charged-dust configuration whose dust velocity cannot be aligned with the vector potential is automatically excluded from the aether theory.
- If the crossing of geodesics is the real failure mode, the natural repair is not to add terms but to ask whether the singular set is a measure-zero caustic that a UV completion could resolve; a count of how generic the caustics are in the full $F_{ab}$ nonzero solution space would settle it.
- Because the aether charge is inherited from cosmological initial conditions and is conserved along flow lines, the model predicts a fixed, non-decaying charge-to-mass ratio for collapsed objects, which would show up as a tiny deviation from Schwarzschild far from a black hole.
- Adding the symmetrized derivative makes the action sensitive to gradients in a way the antisymmetric-only action is not, which suggests the repaired theory would behave like an elastic medium with a stiffness set by the new couplings rather than like pressureless dust.
Original abstract
We study a generally covariant model in which local Lorentz invariance is broken "spontaneously" by a dynamical unit timelike vector field $u^a$---the "aether". Such a model makes it possible to study the gravitational and cosmological consequences of preferred frame effects, such as ``variable speed of light" or high frequency dispersion, while preserving a generally covariant metric theory of gravity. In this paper we restrict attention to an action for an effective theory of the aether which involves only the antisymmetrized derivative $\nabla_{[a}u_{b]}$. Without matter this theory is equivalent to a sector of the Einstein-Maxwell-charged dust system. The aether has two massless transverse excitations, and the solutions of the model include all vacuum solutions of general relativity (as well as other solutions). However, the aether generally develops gradient singularities which signal a breakdown of this effective theory. Including the symmetrized derivative in the action for the aether field may cure this problem.
The compiled record
The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.
The abstract, sentence by sentence
We study a generally covariant model in which local Lorentz invariance is broken "spontaneously" by a dynamical unit timelike vector field $u^a$---the "aether". Such a model makes it possible to study the gravitational and cosmological consequences of preferred frame effects, such as ``variable speed of light" or high frequency dispersion, while preserving a generally covariant metric theory of gravity. In this paper we restrict attention to an action for an effective theory of the aether which involves only the antisymmetrized derivative $\nabla_{[a}u_{b]}$. Without matter this theory is equivalent to a sector of the Einstein-Maxwell-charged dust system. The aether has two massless transverse excitations, and the solutions of the model include all vacuum solutions of general relativity (as well as other solutions). However, the aether generally develops gradient singularities which signal a breakdown of this effective theory. Including the symmetrized derivative in the action for the aether field may cure this problem.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | We study a generally covariant model in which local Lorentz invariance is broken "spontaneously" by a dynamical unit timelike vector field $u^a$---the "aether". | contribution 0.92 | 0.76 | 0.06 | asserted 0.98 |
| s1 | Such a model makes it possible to study the gravitational and cosmological consequences of preferred frame effects, such as ``variable speed of light" or high frequency dispersion, while preserving a generally covariant metric theory of gravity. | background 0.69 | 0.17 | 0.08 | hedged possibility 0.72 |
| s2 | In this paper we restrict attention to an action for an effective theory of the aether which involves only the antisymmetrized derivative $\nabla_{[a}u_{b]}$. | method 0.61 | 0.83 | 0.04 | asserted 0.99 |
| s3 | Without matter this theory is equivalent to a sector of the Einstein-Maxwell-charged dust system. | result 0.98 | 0.75 | 0.11 | asserted 1.00 |
| s4 | The aether has two massless transverse excitations, and the solutions of the model include all vacuum solutions of general relativity (as well as other solutions). | result 1.00 | 0.81 | 0.21 | asserted 1.00 |
| s5 | However, the aether generally develops gradient singularities which signal a breakdown of this effective theory. | limitation 0.84 | 0.80 | 0.18 | asserted 0.92 |
| s6 | Including the symmetrized derivative in the action for the aether field may cure this problem. | future work 0.88 | 0.26 | 0.16 | hedged possibility 1.00 |
What was examined, and what was not
- arXiv listing abstract v4
- full text
- figures and tables
- references and citing sentences
- relations to other papers
- P abstract
- S sections
- T body sentences
- C citations
- R cross-paper relations
References
How the literature uses it
238 arXiv papers cite this in 350 sentences
Papers citing it · 143 sentences without a confident label
Builds on it 4 papers
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Subsequently, in Ref. [ref] , the authors of this paper extended this analysis to Einstein-Æther (EÆ) gravity [ref] , a manifestly local Lorentz-violating scalar-vector-tensor theory.
Gravitational Memory in Generalized Proca Gravity · Introduction · 0.92
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In what follows, we will separately consider $1+1$ and $2+1$ Hořava–Lifshitz gravity, we will construct the full actions and discuss their dynamics, utilizing (and extending to lower dimensions) also the equivalence [ref] between Einstein-aether theory [ref] and the low energy limit of Hořava–Lifshitz gravity.
Lower-dimensional Horava-Lifshitz gravity · Introduction · 0.95
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We generalize the gravitational effects of the vector fields in four dimensions [ref] to include five dimensional braneworld gravity.
Modified Gravitational Equations on Braneworld with Lorentz Invariant Violation · Introduction · 0.99
Compares with it 11 papers
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The pathologies are essentially the MONDian equivalent of those found in the Einstein-Aether theory studied in [ref] .
Constraining Relativistic Generalizations of Modified Newtonian Dynamics with Gravitational Waves · Generalized Einstein-Aether Theories · 0.85
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The equations ([ref]), ([ref]) - although in slightly different form - had been obtained and investigated by Jacobson in his 2006 paper [ref] .
Einstein-Aether Theory With and Without Einstein · Introduction · 0.89
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This distinguishing feature sets meVSL apart from traditional VSL models, which often assume or necessitate an explicit mechanism driving the evolution of the speed of light [ref] .
Revisiting Varying Speed of Light in Cosmology: Insights from the Friedmann-Lema\^itre-Robertson-Walker Metric · Introduction · 0.83
Cites it as support 1 paper
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It actually contains viable theories of gravity [ref] [ref] as well as proposals for high energy physics beyond the standard model [ref] and is clearly important for discussions of realistic or causal interpretations of quantum theory and the violations of Bell's inequalities.]
About a "nonlocal" local model considered by L. Vervoort, and the necessity to distinguish locality from Einstein locality · Introduction · 0.97
Cites it as background 156 papers
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The action ([ref]) is closely related [ref] to the action of the Einstein-aether theory [ref] (see [ref] for a review).
Models of non-relativistic quantum gravity: the good, the bad and the healthy · Stability and absence of strong coupling · 0.82
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Specifically, we shall focus on the Einstein-aether (EA) theory proposed by Jacobson and Mattingly [ref] , in which a fixed norm vector field with a Lorentz-violating vacuum expectation value takes part in the gravitational interaction.
The Music of the Aetherwave - B-mode Polarization in Einstein-Aether Theory · Introduction · 0.94
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Einstein-Æther (EÆ) gravity [ref] is defined as the most general metric theory up to two powers of derivative operators, that includes an additional vector field $A$ that explicitly breaks local Lorentz symmetry in the gravity sector through a constraint on its norm.
Constraining superluminal Einstein-\AE{}ther gravity through gravitational memory · Action and Equations of Motion · 0.95
Discussion
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