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High Energy Physics - Lattice · arXiv:hep-lat/0508018 v1 · submitted 19 Aug 2005 · 39 references

Clebsch-Gordan Construction of Lattice Interpolating Fields for Excited Baryons

Subhasish Basak, Robert Edwards, George T. Fleming, Urs M. Heller, Colin Morningstar, David Richards, Ikuro Sato, Stephen J. Wallace

The paper says

“Large sets of baryon interpolating field operators are developed for use in lattice QCD studies of baryons with zero momentum. Operators are classified according to the double-valued irreducible representations of the octahedral group.”

more of the abstract

At first, three-quark smeared, local operators are constructed for each isospin and strangeness and they are classified according to their symmetry with respect to exchange of Dirac indices. Nonlocal baryon operators are formulated in a second step as direct products of the spinor structures of smeared, local operators together with gauge-covariant lattice displacements of one or more of the smeared quark fields. Linear combinations of direct products of spinorial and spatial irreducible representations are then formed with appropriate Clebsch-Gordan coefficients of the octahedral group. The construction attempts to maintain maximal overlap with the continuum SU(2) group in order to provide a physically interpretable basis. Nonlocal operators provide direct couplings to states that have nonzero orbital angular momentum.

from the abstract

Pith says

Machine review · deepseek-v4.1-flash · 13 Nov 2026 · what was read was not recorded · not checked by a person

Reviewed in 2026 with later literature in view.

It can be wrong. Challenge this review or reply to it.

Holds up, with conditions. A genuinely useful operator-construction reference; the stress-test's H⊗H normalization objection is an arithmetic misreading, and the real issues are appendix typos and a truncated published version. This line is wrong

3 major objections · 5 minor

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The paper says, at Appendix D, H⊗H table

The review did not quote this passage.

Pith says: Objection 1 of 3 · major

The H⊗H Clebsch-Gordan table appears internally inconsistent with the normalization convention stated in Table XVII. Table XVII says entries are |C|^2 with a separate sign, and that for a fixed input pair the squared coefficients across all result rows should reflect the decomposition of the direct product.

more of objection 1

For H1H4 the entries 1,0,1,0,0,9,0,0,-1,0,0,0,0,0,0,0 over the denom. row 4,4,4,4,10,20,10,40,20,40,8,4,8,2,4,2 give 1/4+1/4+9/20-1/20 = 0.90 rather than 1.0, whereas H1H1 sums to 1.0. Since the irreducible transformation properties of the nonlocal operators rest on these coefficients, the authors should recheck the H⊗H table, state explicitly whether the entries are |C|^2 or C, and confirm that each input-pair row sums to the correct total weight.

The paper says, at Appendix D, E⊗T2 table

The review did not quote this passage.

Pith says: Objection 2 of 3 · major

The E⊗T2 table contains three rows all labelled 'E2T12' with different entries (0,0,-1/4,0,0,-3/4; 0,-1,0,0,0,0; 1/4,0,0,-3/4,0,0). At most one of these can be the intended E2T12 row; the others are presumably mislabelled (e.g. E2T22 and E2T32). Because the CG coefficients are the central deliverable, mislabelled rows are a correctness risk for anyone using the tables, and the labelling should be corrected and cross-checked against the stated direct-product decomposition.

The paper says, at §IV.B and Appendix D

The review did not quote this passage.

Pith says: Objection 3 of 3 · major

The paper states in §IV.B that the authors performed unitary transformations from the Altmann-Herzig tables to their basis, but the transformation is not exhibited, and Appendix D delegates the complete set partly to Ref. [38], an unpublished PhD thesis. Given that the operators' irreducible transformation properties depend entirely on these coefficients, the manuscript should either print the complete CG set …

more of objection 3

… in the paper or provide enough information (the basis transformation, or a machine-readable table) for a reader to reproduce and verify the coefficients independently of the thesis.

5 minor objections

The paper says, at §IV.C, Eq. (50)

Pith says: minor objection 1 of 5

The linear-dependence argument that reduces the T1 one-link nucleon count by 60 operators relies on Eq. (50), which is stated to hold 'to O(a^2)'. It would help to state explicitly that the reduction is therefore only up to lattice artifacts, so that the operator counts in Table XII and Table XIII are understood as counts of operators that are independent in the continuum limit.

The paper says, at Table XIII

Pith says: minor objection 2 of 5

The caption says the T1 N(MS) operators are omitted because they are equivalent to T1 N(MA) after projection to zero momentum, but the table does not indicate how the totals (23, 28, 7) would change if a user chose to keep them; a brief note would prevent confusion.

show 3 more

The paper says, at §II.C, Eq. (9)

Pith says: minor objection 3 of 5

The smearing-parity argument is presented for free fields with unit gauge links and then extended to the gauge-covariant case 'as an average over gauge configurations'. This is fine, but the phrase 'similar result is obtained' could be made more precise about what is averaged and why the parity assignment remains exact in expectation.

The paper says, at Appendix C, Eqs. (C3)-(C4)

Pith says: minor objection 4 of 5

The relations of the commonly used nucleon operators χ1/2_1 and χ1/2_2 to the N operators are useful; it would strengthen the paper to note explicitly which G1 embeddings these correspond to, since the mapping to Table VI is currently left implicit.

The paper says, at Appendix D, Table XVII

Pith says: minor objection 5 of 5

The reading instructions in Table XVII are terse; a worked example (one input pair traced through one result row) would make the convention unambiguous and would also let readers self-check the normalization issue raised above.

What would settle it

Independently recompute the H⊗H block of Appendix D from the basis states of Table IV (the |J,m> rows for H) by direct Clebsch-Gordan decomposition of H_i ⊗ H_j onto A1, A2, E, T1, T2, and check that for every (i,j) the sum of squared coefficients over all result rows equals 1. If rows such as H1H4 and H2H2 fail this sum rule as printed, the H⊗H table has a transcription or sign error that must be corrected before the two-link construction in §IV.D can be trusted.

from the skeptic's reading

How the review went

4 readings by deepseek-v4.1-flash · 13 Nov 2026

  1. Reader holds up, with conditions confidence moderate
  2. Skeptic partly agrees 31 min 37 s · 108,935 tokens read, 99,683 written
  3. Editor wrote the verdict above 1 min 5 s · 37,617 tokens read, 2,994 written
  4. Referee major revision: 3 major objections, 5 minor 15 min 5 s · 110,852 tokens read, 48,385 written

Not run on this paper: the simulated authors' defence.

Pith did not check this review's objections against the paper.

The review in full

The review in brief, machine-written

Bottom line: this is the paper you want on your desk if you are building correlation matrices for excited baryons, and the tables hold up better than the second-pass note claims. The note's central objection does not land, and I want to say that plainly before listing what is actually wrong with the paper, because the wrong objection is the loudest one here and it would be a mistake to let it drive the verdict. On the stress test: Table XVII states that entries are sign×|C|², so the magnitudes, not the signed values, must sum to one for a fixed input pair. I checked the H⊗H rows. H1H4 gives 1/4 + 1/4 + 9/20 + 1/20 = 1. H2H2 gives 4/10 + 9/40 + 3/8 = 1. H2H3 gives 1/4 + 1/4 + 1/20 + 9/20 = 1. H4H4 gives 25/40 + 3/8 = 1. The note subtracted the negative entries instead of taking their magnitudes, which is exactly what the stated convention forbids. So the H⊗H table is internally consistent, and the claim that it is not should be dropped. What is actually new: the systematic enumeration of quasi-local operators for every flavor channel, the ρ-spin/s-spin bookkeeping in Appendix B, and the one-link construction with explicit Clebsch-Gordan coefficients. The ρ-parity and smearing-parity decomposition in Section II.D is the cleanest part of the paper; it turns the gerade/ungerade bookkeeping into something mechanical rather than ad hoc, and that is the piece I would actually reuse. Real soft spots, in order of how much they cost a user. First, Appendix D has transcription slips. The E⊗T2 table lists E2T12 three times where it should read E2T12, E2T22, E2T32, and the T1⊗H table has 0 0 0-1/2-2/5 run together in row 2. These are typos, not structural errors, but they will cost an afternoon. Second, the published version drops most of the Clebsch-Gordan tables; the arXiv version keeps them, so cite the preprint. Third, the unitary transformation from Altmann-Herzig is asserted rather than exhibited. You can check the printed coefficients by hand, but rederiving them means redoing the transformation. That is a real cost, not a flaw. One more thing worth flagging: the linear-dependence argument in Eq. 50 holds only to O(a²), and Table XII counts operators before those dependencies while Table XIII counts after. The text is clear about this, but anyone reading Table XII alone will overcount. Who it is for: lattice practitioners building baryon operator bases, especially anyone going after J = 5/2 and orbital excitations. Not a general HEP audience. Recommendation: send it out. It is a methods paper with explicit, checkable tables, and the tables are mostly right.

The strongest objection

The paper's central deliverable is a set of operators that transform irreducibly under ODh, and that property rests entirely on the Clebsch-Gordan coefficients in Appendix D. The reader flags the delegation to Ref. [38] (an unpublished PhD thesis) and the unexhibited unitary transformation from Altmann-Herzig. That is a fair reproducibility concern, but the paper does state in §IV.B that the transformation was performed and that all coefficients are real, and Appendix D does print a large explicit set. So 'cited rather than proved' is not by itself load-bearing here. The sharper, checkable issue is internal: Table XVII states the convention that entries are |C|^2 with a separate sign, and that in each table the resultant IR is the top row while the two input IRs are the left column. The H⊗H table, however, lists 16 result columns (A1, A2, E1, E2, T1 x3, T1 x3, T2 x3, T2 x3) with entries like 25, 9, 40, 20, 8, 4, 2 and a 'denom.' row of 4,4,4,4,10,20,10,40,20,40,8,4,8,2,4,2. For a fixed input pair (H_i H_j), the squared coefficients across all result rows must sum to 1 (each direct product decomposes with unit total weight). Taking H1H1: entries 0,0,0,0,0,0,0,0,0,25,0,0,3,0,0,0 over denominators 4,4,4,4,10,20,10,40,20,40,8,4,8,2,4,2 gives 25/40 + 3/8 = 0.625 + 0.375 = 1.0, which is consistent. But H1H4: 1,0,1,0,0,9,0,0,-1,0,0,0,0,0,0,0 over 4,4,4,4,10,20,10,40,20,40,8,4,8,2,4,2 gives 1/4 + 1/4 + 9/20 + (-1)/20 = 0.25+0.25+0.45-0.05 = 0.90, not 1.0. H2H2: 0,0,0,0,-4,0,0,9,0,0,3,0,0,0,0,0 gives -4/10 + 9/40 + 3/8 = -0.4+0.225+0.375 = 0.20, far from 1.0. Several rows of the H⊗H table therefore do not satisfy the unitarity/normalization that the stated convention requires, which means either the printed entries, the signs, or the denominators are wrong for those rows. Since H⊗H is exactly the product used to build two-link and multi-link operators (the paper's route to T2 and A2 spatial IRs, §IV.D), an error there propagates into the nonlocal operator construction the 5/

The reader's verdict (CONDITIONAL, low correctness risk) is broadly right, and the reader correctly identifies the CG coefficients as the load-bearing dependency. I agree with the direction but not with the framing. The reader's stated weakest assumption is that the transformed coefficients might be wrong because the transformation is not exhibited and the complete set is partly in an unpublished thesis. That is a reproducibility complaint, and the paper does address it in part: §IV.B says the unitary transformation was performed and all coefficients made real, and Appendix D prints an extensive explicit set. Delegating a remainder to a thesis is a real limitation but not, by itself, a correctness failure. The more concrete and checkable concern is internal consistency of the printed tables against the paper's own stated convention in Table XVII. Working through the H⊗H block, several input-pair rows do not sum to unity over the result columns as the convention requires (H1H4 gives 0.90, H2H2 gives 0.20), whereas other rows (H1H1) do sum to 1.0. That pattern is consistent with transcription errors in specific entries or denominators rather than a wholesale failure of the method, but it matters because H⊗H is precisely the product used in §IV.D to generate the T2 and A2 spatial IRs that one-link operators cannot reach, and those are the operators the paper advertises for higher-spin and orbital-angular-momentum states. So the concern is narrower than the reader's but lands on the same tables and is directly testable by a sum-rule check that does not require the unpublished thesis. I would keep the verdict at CONDITIONAL: the quasi-local tables (VI–IX) and the A1/T1/E one-link tables (X, XI) appear internally consistent and are the bulk of what practitioners will use, so the paper's core utility survives; but the H⊗H block and the two-link extension should be flagged for correction or independent verification before use. This is a correction-level issue, not a rejection-level one, and it is exactly the kind of thing a conditional verdict is for.

The referee's report

If the tables and coefficients are correct, this is a genuinely useful reference for the lattice baryon-spectroscopy community: it provides a large, explicitly tabulated operator basis with definite ODh quantum numbers and a physically motivated correspondence to continuum |J, Jz⟩ states, which is exactly what is needed to build correlation matrices for excited and higher-spin baryons. The construction is parameter-free and derived from group theory, and the paper cites an external numerical orthogonality check (Ref. [4]). The value of the paper rests on the correctness and reproducibility of the Clebsch-Gordan coefficients and the operator tables, so those are the appropriate focus of scrutiny.

Pith's reading of the paper (a machine's summary, not the authors')

Lattice QCD can only extract a resonance mass if the operator used to create the state has a big overlap with it, and for excited baryons nobody knows in advance which shape of operator that is. The practical answer is to build a large matrix of operators and let diagonalising the correlation matrix pick out the mass eigenstates. This paper supplies the raw material for that programme: systematic tables of three-quark operators for every isospin and strangeness channel, each assigned to a definite irreducible representation of the double octahedral group $O_D^h$ — the symmetry group that survives on a cubic lattice for half-integer spin. The authors first classify smeared, local operators by the symmetry of their Dirac indices (using Young tableaux, and a $SU(2)_��otimes SU(2)_s$ split of the Dirac index), then build nonlocal operators by displacing one quark along lattice directions that themselves transform as cubic harmonics, and finally fuse the spatial and spinorial pieces with Clebsch-Gordan coefficients of the octahedral group. The payoff, if the tables are right, is a basis that stays as close as possible to continuum $|J,J_zrangle$ states, so that a lattice practitioner can say which operator should couple to a spin-$5/2$ or spin-$7/2$ baryon rather than merely to 'something in the $H$ channel'.

What carries the argument. Two pieces of machinery carry the construction. The first is the decomposition of a Dirac index into a $rho$-parity label and an ordinary spin label, $q^{rho}_{s}$, so that rotations act only on $s$ while parity acts through the product $rho_1rho_2rho_3$; this turns the problem of reducing three-spinor combinations into a product of two $SU(2)$ reductions, one for $rho$ and one for $s$, and explains why each operator that couples to a gerade state is linked by $rho$-spin raising to one coupling to an ungerade state. The second is the fusion rule $O^{Lambda}_{lambda}=sum Cbinom{Lambda; Lambda_1, Lambda_2}{lambda; lambda_1, lambda_2}, O^{Lambda_1}_{lambda_1}O^{Lambda_2}_{lambda_2}$, applied first to combine two displacement operators into an overall spatial irreducible representation and then again to combine that spatial representation with the spinorial one. Because the lattice harmonics are chosen to match the spherical harmonics $Y_{ell,m}$ for the lowest $ell$, the resulting Clebsch-Gordan coefficients reproduce the continuum $(L=1)otimes(S=1/2)to(J=3/2)$ and $(L=1)otimes(S=3/2)to(J=5/2)$ patterns in the appropriate rows, which is what makes the basis physically interpretable.

Core claim. The claim is a constructive one: for each baryon ($N$, $Delta$, $Lambda$, $Sigma$, $Xi$, $Omega$) the authors enumerate all allowed combinations of three Dirac indices compatible with the required flavour symmetry, reduce them into the $G_1$, $H$ (and, with displacements, $G_2$) irreducible representations of $O_D^h$, and present them as explicit tables of operators with definite parity and spin projection. They then show how to attach gauge-covariant one-link displacements to one quark, group those displacements into $A_1$, $E$ and $T_1$ cubic harmonics, and combine them with the spinorial representations using octahedral Clebsch-Gordan coefficients, producing operators that transform irreducibly overall and couple directly to states of nonzero orbital angular momentum. The counting is made concrete: for the nucleon, quasi-local plus one-link constructions yield 23 $G_{1g}$, 28 $H_g$ and 7 $G_{2g}$ operators, and the number can be extended without limit by adding two-link and multi-link displacements or different smearings. The authors also record linear dependencies that appear after projection to zero momentum — for instance the $T_1$ one-link operators built on mixed-symmetric isospin are equivalent to mixed-antisymmetric ones up to a total derivative, and sixty $T_1$ one-link $Delta$ operators vanish — which keeps the operator sets from being redundantly large.

The premise it rests on. Everything nonlocal rests on the octahedral Clebsch-Gordan coefficients having been correctly transformed from the published tables into the authors' own basis conventions; the transformation itself is not exhibited, and the full coefficient set is partly deferred to an unpublished thesis.

If the paper is right (Pith's inferences, not the authors')

Practitioners can assemble correlation matrices of arbitrary size for each symmetry channel, with the guarantee that operators from different irreducible representations or different rows do not mix in a zero-momentum correlator.

Operators coupling to spin-$5/2$ and higher can be written down directly, since $G_2$ representations — absent from purely local three-quark operators — appear once one-link $E$ or $T_1$ displacements are combined with $H$ spinorial structures.

The tables give a common language between the hand-construction approach taken here and the automated group-projection approach pursued elsewhere, so the two can be cross-checked operator by operator.

Because the displacement combinations are tied to spherical harmonics, the same tables can be reused for two-link and multi-link operators, and for any cubically symmetric smearing substituted for the $A_1$ combination.

The linear-dependency counts after zero-momentum projection tell simulators which operators to drop, avoiding singular correlation matrices built from redundant rows.

The construction is a template as much as a result: once a practitioner accepts the fusion rule, the same recipe generates operators for multi-hadron channels and for baryons with nonzero momentum, which the paper explicitly leaves out of scope.

Whether these operators actually overlap strongly with the excited states they are designed for is an empirical question the tables cannot answer; the useful test is not symmetry bookkeeping but the size of off-diagonal correlators in a real ensemble.

The reliance on continuum-like $|J,J_zrangle$ labels suggests a practical diagnostic: an operator labelled spin-$5/2$ should show a distinctive pattern of couplings across the $H$ and $G_2$ channels, which a lattice calculation could check independently of any mass extraction.

Since the coefficients were transformed from a published point-group table into the authors' own basis, an independent reimplementation of the transformation would be a cheap and decisive cross-check on the whole nonlocal sector.

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The paper

Abstract

Large sets of baryon interpolating field operators are developed for use in lattice QCD studies of baryons with zero momentum. Operators are classified according to the double-valued irreducible representations of the octahedral group. At first, three-quark smeared, local operators are constructed for each isospin and strangeness and they are classified according to their symmetry with respect to exchange of Dirac indices. Nonlocal baryon operators are formulated in a second step as direct products of the spinor structures of smeared, local operators together with gauge-covariant lattice displacements of one or more of the smeared quark fields. Linear combinations of direct products of spinorial and spatial irreducible representations are then formed with appropriate Clebsch-Gordan coefficients of the octahedral group. The construction attempts to maintain maximal overlap with the continuum SU(2) group in order to provide a physically interpretable basis. Nonlocal operators provide direct couplings to states that have nonzero orbital angular momentum.

The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. No sentence in this record was written by a model.

abstract compiled · 2026-09-23

The authors' main claim, as the classifier picked it out 0.59

“Large sets of baryon interpolating field operators are developed for use in lattice QCD studies of baryons with zero momentum.”

How the main claim is stated: asserted 1.00

What the abstract itself states, as probabilities: claims first 0.04 · states limitation 0.13 · human participants 0.01 · controlled comparison 0.02 · randomized assignment 0.01 · states quantitative result 0.03 · compares with prior results 0.05 · mentions code or data availability 0.02

The abstract, sentence by sentence

This table labels the abstract only (arXiv listing abstract v1). The number is the probability the classifier gave the label.

SentenceRoleThe authors' own workStates the main conclusionStrength
Large sets of baryon interpolating field operators are developed for use in lattice QCD studies of baryons with zero momentum. contribution 1.00 0.91 0.15 asserted 1.00
Operators are classified according to the double-valued irreducible representations of the octahedral group. method 0.74 0.86 0.08 asserted 1.00
At first, three-quark smeared, local operators are constructed for each isospin and strangeness and they are classified according to their symmetry with respect to exchange of Dirac indices. method 0.98 0.89 0.04 asserted 1.00
Nonlocal baryon operators are formulated in a second step as direct products of the spinor structures of smeared, local operators together with gauge-covariant lattice displacements of one or more of the smeared quark fields. method 0.98 0.88 0.06 asserted 1.00
Linear combinations of direct products of spinorial and spatial irreducible representations are then formed with appropriate Clebsch-Gordan coefficients of the octahedral group. method 0.99 0.89 0.11 asserted 0.99
The construction attempts to maintain maximal overlap with the continuum SU(2) group in order to provide a physically interpretable basis. method 0.65 0.75 0.13 hedged possibility 0.50
Nonlocal operators provide direct couplings to states that have nonzero orbital angular momentum. interpretation 0.60 0.54 0.20 asserted 1.00

What kind of paper the classifier reports this is: method or tool 0.99 · evidence from proof or derivation 0.92

What was examined, and what was not

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Figures (3)
Figure 1 of the paper
Figure 1. FIG. 1: Young tableaux for three-quark
Figure 2 of the paper
Figure 2. FIG. 2: Young tableaux for three Dirac indices.
Figure 3 of the paper
Figure 3. FIG. 3: Illustration of two-link displacements.

Figures are the authors', reproduced from the paper.

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  5. A variational study of two-nucleon systems with lattice QCD hep-lat · Aug 2021
  6. Interactions of two and three mesons including higher partial waves from lattice QCD hep-lat · Jun 2021
  7. $N\Omega$ dibaryon from lattice QCD near the physical point hep-lat · Oct 2018
  8. An accurate calculation of the nucleon axial charge with lattice QCD hep-lat · Apr 2017
  9. On the Feynman-Hellmann Theorem in Quantum Field Theory and the Calculation of Matrix Elements hep-lat · Dec 2016
  10. Two-Nucleon Higher Partial-Wave Scattering from Lattice QCD hep-lat · Aug 2015
  11. Multichannel one-to-two transition amplitudes in a finite volume hep-lat · Jun 2014
  12. Nucleon-Nucleon Scattering Parameters in the Limit of SU(3) Flavor Symmetry hep-lat · Jan 2013
  13. Restoration of Rotational Symmetry in the Continuum Limit of Lattice Field Theories hep-lat · Apr 2012
  14. Toward the excited meson spectrum of dynamical QCD hep-ph · Apr 2010
  15. Excited State Nucleon Spectrum with Two Flavors of Dynamical Fermions hep-lat · Dec 2008
  16. Nuclear correlation functions in lattice QCD hep-lat · Jul 2012
  17. Extracting Scattering Phase-Shifts in Higher Partial-Waves from Lattice QCD Calculations hep-lat · Jan 2011
  18. First results from 2+1 dynamical quark flavors on an anisotropic lattice: light-hadron spectroscopy and setting the strange-quark mass hep-lat · Oct 2008
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  • The properties of interpolating fields, such as their Fierz identities [ref] and chiral properties [ref] have been explored in detail only in the lower spin and local operator limit, whereas the study of higher spin fields has only recently begun, and that exclusively on the discrete space-time lattice(s), see e.g. Ref. [ref] ; the higher spin fields in the continuum space-time have not been dealt with, as yet, to our knowledge.

    Bi-local baryon interpolating fields with two flavours · Introduction · 0.89

  • Previous work has addressed the construction of lattice interpolating operators for single baryons [ref] , single mesons [ref] , two-hadron systems [ref] with arbitrary spin and momenta [ref] , and three-boson systems [ref] .

    Multi-particle interpolating operators in quantum field theories with cubic symmetry · Introduction · 0.86

  • A large basis of operators for nucleons has long been known [ref] which each give different overlap with the ground and tower of excited states.

    Progress in Multibaryon Spectroscopy · Single-Nucleon Improvements · 0.86

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