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The Infrared Behavior of Gluon and Ghost Propagators in Landau Gauge QCD

High Energy Physics - Phenomenology · Submitted 6 May 1997 · 26 references

Pith's verdict: The qualitative scaling picture is the real contribution and it holds up; the specific numbers κ ≈ 0.92 and α_c ≈ 9.5 come from the angle-approximated equations and should not be quoted as robust.

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arXiv IDhep-ph/9705242 (version 2)
Pith IDPKOEXDFZ, Pith's permanent record of this paper and its review
CitationAndreas Hauck, Lorenz von Smekal, Reinhard Alkofer. "The Infrared Behavior of Gluon and Ghost Propagators in Landau Gauge QCD." arXiv:hep-ph/9705242 (1997). https://pith.science/paper/PKOEXDFZ
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The paper

The paper claims

By keeping the ghost loop that earlier treatments discarded, the authors argue that Landau-gauge QCD has a vanishing gluon propagator, a ghost propagator that diverges faster than a massless pole, and a running coupling that stops running.

The reading

In Landau-gauge QCD the gluon and ghost propagators are the two elementary correlation functions that any non-perturbative treatment has to get right at low momentum. Earlier Dyson-Schwinger studies dropped the ghost loop and concluded that the gluon propagator blows up in the infrared. This paper keeps the ghost in the coupled system, builds the three-gluon and ghost-gluon vertices out of the Slavnov-Taylor identities that gauge invariance imposes, and solves the resulting truncated equations. The payoff is an analytic statement about the $k^2 to 0$ limit: the gluon propagator goes to zero, the ghost propagator diverges faster than a massless particle's, and the running coupling flattens onto a fixed point $alpha_c simeq 9.5$ instead of running away. If that is right, the infrared enhancement of Landau-gauge QCD lives in the ghost sector, and a gluon propagator that vanishes is a sign that the gluon is not a propagating asymptotic particle at all.

What carries the argument

The load-bearing device is the infrared power Ansatz $Z(x)G(x) to c, x^{kappa}$ applied to a one-dimensional reduction of the two coupled integral equations. The reduction replaces $G((k-q)^2)$ and $Z((k-q)^2)$ by their values at $k^2$ for loop momenta below $k^2$ and by their values at $q^2$ above it, which preserves the $q^2 to 0$ limit and therefore the infrared exponent. The vertices that feed these equations are not free: the ghost-gluon vertex is taken as $G_mu(p,q) = i q_mu G(k^2)/G(q^2) + i p_mu (G(k^2)/G(p^2) - 1)$, and the three-gluon vertex is built from the same functions through the Slavnov-Taylor construction with coefficients $A_pm$. That closed set of functions is what makes the exponent computable rather than fitted: the ghost loop's $x^{-2kappa}$ term, balanced against the $x^{2kappa}$ form the ghost equation dictates, is the equation that fixes $kappa$.

Extended reading notes

Core claim

The paper's claim is that the coupled gluon-ghost Dyson-Schwinger system, truncated so that the three-gluon and ghost-gluon vertices are fixed by their Slavnov-Taylor identities while four-gluon couplings and the ghost-gluon and ghost-ghost scattering kernels are dropped, has a self-consistent infrared solution with a definite power-law exponent. Assuming $Z(x)G(x) to c, x^{kappa}$ for $x = k^2 to 0$, the ghost equation forces $G(x) propto x^{-kappa}$ and $Z(x) propto x^{2kappa}$, and the gluon equation is then dominated not by the three-gluon loop, which contributes only order $x^{kappa}$, but by the ghost loop, which contributes order $x^{-2kappa}$. Matching the two determinations of $Z$ leaves a quadratic equation with a single root below 2, $kappa = (61 - sqrt{1897})/19 simeq 0.92$. Because $2kappa - 1$ is positive, the gluon propagator $Z(x)/x$ vanishes at small spacelike momentum; because $1 + kappa$ exceeds 1, the ghost propagator $G(x)/x^2$ diverges more strongly than a massless pole; and because $Z G^2$ is scale invariant in this limit, the running coupling tends to $alpha_c = frac{16pi}{9}(frac{1}{kappa} - frac{1}{2})^{-1} simeq 9.5$. The numerical solutions of the same truncated equations are then set against lattice data for both propagators, and the gluon correlation function is noted to violate reflection positivity, which the authors read as confined gluons.

Load-bearing premise

The exponent $kappa$ is extracted from a one-dimensional angle approximation of the integral equations together with vertex Ansätze that drop all transverse three-gluon structures, and the paper itself flags in footnote 19 that the sensitivity to that modified angle approximation still has to be assessed and notes that the transverse terms are discarded because the Slavnov-Taylor identity cannot constrain them.

Editorial extensions

If this is right

  • The gluon propagator vanishes at small spacelike momentum as a positive power of $k^2$ (roughly $(k^2)^{0.84}$), rather than being infrared enhanced as earlier ghost-free treatments had it.
  • The ghost propagator behaves as $(k^2)^{-1-kappa}$ with $kappa simeq 0.92$, i.e. it diverges more strongly than a massless particle pole.
  • The running coupling of the subtraction scheme approaches a fixed point $alpha_c simeq 9.5$ in the infrared, in qualitative disagreement with the infrared singular coupling of the Mandelstam approximation.
  • Normalizing at $alpha_S(M_Z) = 0.118$ gives $alpha_S(M_tau) = 0.38$, close to the measured value, so the scheme is not ruled out by intermediate-scale data.
  • The gluon correlation function violates reflection positivity, so it admits no Lehmann representation, which the authors interpret as a signal of gluon confinement.
  • The size of the fixed-point coupling is taken as an indication that the quark Dyson-Schwinger equation will generate dynamical chiral symmetry breaking once quarks are included.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The number $kappa = (61 - sqrt{1897})/19$ is the paper's sharpest prediction and the easiest to attack, because it is fixed by the truncation rather than by gauge invariance; a lattice extraction of the small-momentum slope of the ghost propagator would test it without needing to reproduce the whole scheme.
  • The agreement with lattice configurations restricted to the fundamental modular region is offered as evidence that Gribov copies barely affect Landau-gauge propagators, which would decouple the gauge-fixing ambiguity question from the propagator question for practical purposes.
  • If the gluon propagator really vanishes at long wavelength, then phenomenological models that mediate quark binding through a massive or infrared-enhanced gluon exchange are using the wrong low-energy variable, and the ghost-gluon system becomes the natural carrier of the interaction.
  • The authors' own remark that keeping $Z_1$ ultraviolet finite is inconsistent with the gauge-invariance relation $Z_1 = Z_3/tilde{Z}_3$ suggests a diagnostic: the transverse, Slavnov-Taylor-unconstrained pieces of the three-gluon vertex are exactly what could restore that relation, so their coefficient is a measurable bookkeeping device for the size of the truncation error.
Original abstract

A solvable systematic truncation scheme for the Dyson-Schwinger equations of Euclidean QCD in Landau gauge is presented. It implements the Slavnov-Taylor identities for the three-gluon and ghost-gluon vertices, whereas irreducible four-gluon couplings as well as the gluon-ghost and ghost-ghost scattering kernels are neglected. The infrared behavior of gluon and ghost propagators is obtained analytically: The gluon propagator vanishes for small spacelike momenta whereas the ghost propagator diverges stronger than a massless particle pole. The numerical solutions are compared with recent lattice data for these propagators. The running coupling of the renormalization scheme approaches a fixed point, $\alpha_c \simeq 9.5$, in the infrared.

The compiled record

The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.

Compiled by classifier-1.13-20260917 via OpenRouter, question bank abstract-p1-20260923, 2026-09-23: 1 request, 4,334 input tokens, $0.0002 reported.

What the abstract itself states, as probabilities: claims first 0.04 · states limitation 0.93 · human participants 0.01 · controlled comparison 0.06 · randomized assignment 0.01 · states quantitative result 0.98 · compares with prior results 0.93 · mentions code or data availability 0.02.

The abstract, sentence by sentence

arXiv listing abstract v2. Results and the main claim are underlined; .

A solvable systematic truncation scheme for the Dyson-Schwinger equations of Euclidean QCD in Landau gauge is presented. It implements the Slavnov-Taylor identities for the three-gluon and ghost-gluon vertices, whereas irreducible four-gluon couplings as well as the gluon-ghost and ghost-ghost scattering kernels are neglected. The infrared behavior of gluon and ghost propagators is obtained analytically: The gluon propagator vanishes for small spacelike momenta whereas the ghost propagator diverges stronger than a massless particle pole. The numerical solutions are compared with recent lattice data for these propagators. The running coupling of the renormalization scheme approaches a fixed point, $\alpha_c \simeq 9.5$, in the infrared.

background contribution method result interpretation main claim

What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 A solvable systematic truncation scheme for the Dyson-Schwinger equations of Euclidean QCD in Landau gauge is presented. contribution 0.71 0.92 0.06 asserted 1.00
s1 It implements the Slavnov-Taylor identities for the three-gluon and ghost-gluon vertices, whereas irreducible four-gluon couplings as well as the gluon-ghost and ghost-ghost scattering kernels are neglected. method 0.78 0.82 0.04 asserted 1.00
s2 The infrared behavior of gluon and ghost propagators is obtained analytically: The gluon propagator vanishes for small spacelike momenta whereas the ghost propagator diverges stronger than a massless particle pole. result 1.00 0.94 0.82 asserted 1.00
s3 The numerical solutions are compared with recent lattice data for these propagators. method 0.55 0.86 0.03 asserted 0.97
s4 The running coupling of the renormalization scheme approaches a fixed point, $\alpha_c \simeq 9.5$, in the infrared. result 1.00 0.89 0.18 asserted 1.00

What kind of paper the classifier reports this is: theoretical result 0.80 · evidence from proof or derivation 0.74.

What was examined, and what was not

sources read
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not examined
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  • figures and tables
  • references and citing sentences
  • relations to other papers
levels run
  • P abstract
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  • S sections
  • T body sentences
  • C citations
  • R cross-paper relations

Every quoted sentence on this record is the authors'. Every label is from Pith's closed vocabulary, with the probability shown beside it. Every number in the measurements table is the authors', checked by code. Record as JSON

Figures
Figure 1. FIG. 1. The numerical result for the gluon propagator from
Figure 2. FIG. 2. The numerical result for the ghost propagator from

Figures reproduced from arXiv:hep-ph/9705242 by the authors.

References
How the literature uses it

91 arXiv papers cite this in 148 sentences

Each citing sentence is taken from the citing paper's LaTeX source and typed by Pith's classifier. A label appears at probability 0.8 or more (0.95 for support), a contest at 0.7 or more; the quoted words are the citing authors'. How each label was checked · JSON

Papers whose main result relates to this one's

Found among the papers closest to this one by title and main claim. Pith's classifier compared each pair's main results and a second model family confirmed the relation; checked against two further families, shown conflicts agreed 118 times in 120 and shown same results 218 times in 239. The quoted sentence is the other paper's main claim.

States the same result 1 paper
  • For the pure gauge theory without quarks this system of equations for the propagators of gluons and ghosts is solved in an approximation which allows for an analytic discussion of its solutions in the infrared: The gluon propagator is shown to vanish for small spacelike momenta whereas the ghost propagator is found to be infrared enhanced.

    The Infrared Behavior of Gluon, Ghost, and Quark Propagators in Landau Gauge QCD · 0.92

States a conflicting result 2 papers

Papers citing it · 97 sentences without a confident label

Builds on it 1 paper
Uses its method or tool 2 papers
Uses its data or values 1 paper
  • The exponents of the corresponding power laws, [equation] were shown to be related by [ref] [equation] The value obtained for $$ was $0.595353$ [ref] .

    Nonperturbative properties of Yang-Mills theories · Landau gauge Yang-Mills theory · 0.88

Compares with it 1 paper
  • The definitions above should be contrasted with the so-called MiniMOM [ref] or Taylor coupling [ref] : [equation] It agrees with $α_ghg(p^2)$ for a bare ghost-gluon vertex.

    Nonperturbative properties of Yang-Mills theories · Resummed perturbative behavior · 0.88

Cites it as support 9 papers
  • Solutions of the Dyson-Schwinger equations for the three-gluon and four-gluon couplings [ref] and phenomenological studies [ref] of QCD couplings based on physical observables such as $τ$ decay [ref] and the Bjorken sum rule [ref] , show that the QCD $β$ function vanishes and $α_s(Q^2)$ become constant at small virtuality; i.e., effective charges develop an “infrared fixed point." Recent lattice simulations [ref] and nonperturbative analyses [ref] have also indicated an infrared fixed point for QCD.

    AdS/CFT and Light-Front QCD · Introduction · 1.00

  • A direct consequence of this behavior are positivity violations in the gluon propagator and therefore the confinement of transverse gluons [ref] .

    The quark-gluon vertex in Landau gauge QCD: Its role in dynamical chiral symmetry breaking and quark confinement · Yang-Mills sector · 1.00

  • QCD is not conformal but there is in fact much empirical evidence from lattice gauge theory [ref] , Dyson Schwinger theory [ref] , and empirical effective charges [ref] , that the QCD $β$-function vanishes in the infrared [ref] .

    The AdS/QCD Correspondence and Exclusive Processes · AdS/QCD · 0.99

Cites it as background 31 papers

Discussion

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