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A Generalized Uncertainty Principle in Quantum Gravity

High Energy Physics - Theory · Submitted 17 Jan 1993 · 12 references

Pith's verdict: The generalized uncertainty principle was already known from strings; what's new here is a model-independent black-hole-microscope route to it, and the paper is honest about the parts it can't pin down.

T0 · AI review

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  4. T3 Formal statement The claims written out in a formal math language a computer can read.
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arXiv IDhep-th/9301067 (version 1)
Pith IDSK4K2XT6, Pith's permanent record of this paper and its review
CitationMichele Maggiore. "A Generalized Uncertainty Principle in Quantum Gravity." arXiv:hep-th/9301067 (1993). https://pith.science/paper/SK4K2XT6
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Referee report
The paper

The paper claims

Maggiore argues that measuring a black hole's horizon with Hawking radiation forces a minimum length of order the Planck length, and that the resulting uncertainty relation matches the one string theory predicts.

The reading

Maggiore asks what happens to the Heisenberg microscope when the object being looked at is a black hole. Take an extremal, magnetically charged Reissner–Nordström hole, which is stable and cold, and try to measure the radius of its apparent horizon by catching the Hawking photon it emits after absorbing a probe photon of wavelength $λ$. Two errors limit the measurement: the microscope's own resolving power, $Δx_{(1)} ∼ λ$, and a second error with no classical counterpart, the fact that the horizon itself shrinks while the photon is leaving, giving $Δx_{(2)} ∼ GΔM ∼ L_{Pl}^2/λ$. Adding them gives $Δx ≳ λ + L_{Pl}^2/λ$, which has a minimum at $λ ∼ L_{Pl}$: no measurement can resolve the horizon better than the Planck length. Rewritten in terms of momentum transfer, the same bound reads $Δx ≳ ℏ/Δp + cGΔp$, which is the functional form string theory had already derived from Planck-energy scattering. The payoff is that a minimum length and a generalized uncertainty principle seem to follow from Hawking radiation and classical horizon geometry alone, with no strings assumed.

What carries the argument

The load-bearing device is a two-error decomposition of a single measurement. The first error, $Δx_{(1)} ∼ λ$ (more precisely $λ sin θ$), is ordinary optics. The second, $Δx_{(2)} ∼ GΔM ∼ L_{Pl}^2/λ$, comes from the horizon's own motion during emission; for a general Reissner–Nordström hole it is bounded below by $2GΔM$ and is saturated only by the Schwarzschild case, so the fact that a mass- and charge-independent minimum survives is a nontrivial feature of the geometry. Combining the two linearly and using $λ/sin θ ≥ λ$ to eliminate the apparatus angle gives a relation free of experimental detail, at the acknowledged cost of losing control of the numerical coefficient. The paper then packages the result as an interpolating function $R_*(M)$ that behaves as $ℏ/M$ for $M ≪ M_{Pl}$ and as $2GM$ for $M ≫ M_{Pl}$ and has a minimum of order $L_{Pl}$ in between, writing the generalized principle compactly as $Δx ≥ R_*(Δp)$.

Extended reading notes

Core claim

The paper's claim is that a generalized uncertainty principle is not a peculiarity of string theory but a consequence of any theory in which black holes radiate. The argument is a Gedanken experiment: an extremal Reissner–Nordström black hole is probed by a photon of wavelength $λ$ and observed through the Hawking photon it re-emits at right angles. Besides the standard microscope error $Δx_{(1)} ∼ λ$, the horizon radius changes discontinuously as the hole's mass drops from $M + ΔM$ back to $M$, and the paper argues that no operational meaning attaches to whether the outgoing photon carries information about the hole before, during, or after that change. That second error scales as $GΔM = L_{Pl}^2/λ$, so combining the two errors linearly gives $Δx ≳ λ + L_{Pl}^2/λ$, minimized at the Planck length. In momentum variables the same statement becomes $Δx ≳ ℏ/Δp + cGΔp$, agreeing in form with the string-theory result. From this Maggiore draws a strong corollary: the horizon of a black hole with mass below the Planck mass has no operational definition, and the Compton radius $ℏ/M$ and the Schwarzschild radius $2GM$ should be treated as mutually exclusive descriptions of an object, valid in the limits $M ≪ M_{Pl}$ and $M ≫ M_{Pl}$ respectively.

Load-bearing premise

The central claim depends on adding the two independent measurement errors linearly rather than in quadrature; the paper chooses this 'for the sake of definiteness', and the term linear in momentum, hence the agreement with string theory, exists only under that choice.

Editorial extensions

If this is right

  • A minimum measurable length of order the Planck length follows from Hawking radiation plus classical horizon geometry, without assuming strings or any specific quantum gravity.
  • The horizon radius relation $R_h = GM[1 + (1 - Q^2/GM^2)^{1/2}]$ ceases to be operationally testable below Planckian precision, so it is a definition rather than a falsifiable prediction at those scales.
  • There is no operational notion of a black hole with mass below the Planck mass, and no reason to expect gravitational substructure at the Schwarzschild radius of an elementary particle.
  • The Compton radius and the Schwarzschild radius are mutually exclusive attributes of an object of mass $M$, each meaningful only in its own limit.
  • Because the linear-in-momentum term survives the pointlike limit $α' → 0$ of string theory, the result suggests a consistent quantum gravity cannot be built from pointlike objects.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The claimed agreement with string theory rests on the choice to add the two errors linearly; adding them in quadrature would give $\sqrt{λ^2 + L_{Pl}^4/λ^2}$, which has no term linear in momentum and therefore no string-theory form. The paper flags the linear choice as made 'for the sake of definiteness' but does not explore how much of the agreement depends on it.
  • The second error presumes the excited hole returns to extremality by emitting a single photon of the same wavelength; the paper notes that near-extremal holes are not thermal, so the emission spectrum is an assumption rather than a derived input.
  • If the mechanism is right, the same two-error bookkeeping should apply to any horizon whose radius depends linearly on the energy absorbed, which suggests a broader class of probes (acoustic or analogue horizons, for instance) where an analogous minimum resolution could be computed and compared.
  • The interpolating function $R_*(M)$ is presented as suggestive rather than derived; a specific quantum gravity that fixes the coefficient $c$ would turn the whole argument into a quantitative prediction rather than a consistency check.
Original abstract

We discuss a Gedanken experiment for the measurement of the area of the apparent horizon of a black hole in quantum gravity. Using rather general and model-independent considerations we find a generalized uncertainty principle which agrees with a similar result obtained in the framework of string theories. The result indicates that a minimum length of the order of the Planck length emerges naturally from any quantum theory of gravity, and that the concept of black hole is not operationally defined if the mass is smaller than the Planck mass.

The compiled record

The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.

Compiled by classifier-1.13-20260917 via OpenRouter, question bank abstract-p1-20260923, 2026-09-23: 1 request, 2,951 input tokens, $0.0001 reported.

What the abstract itself states, as probabilities: claims first 0.03 · states limitation 0.32 · human participants 0.01 · controlled comparison 0.02 · randomized assignment 0.01 · states quantitative result 0.50 · compares with prior results 0.93 · mentions code or data availability 0.01.

The abstract, sentence by sentence

arXiv listing abstract v1. Results and the main claim are underlined; .

We discuss a Gedanken experiment for the measurement of the area of the apparent horizon of a black hole in quantum gravity. Using rather general and model-independent considerations we find a generalized uncertainty principle which agrees with a similar result obtained in the framework of string theories. The result indicates that a minimum length of the order of the Planck length emerges naturally from any quantum theory of gravity, and that the concept of black hole is not operationally defined if the mass is smaller than the Planck mass.

background contribution method result interpretation main claim

What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 We discuss a Gedanken experiment for the measurement of the area of the apparent horizon of a black hole in quantum gravity. contribution 0.76 0.70 0.03 asserted 0.71
s1 Using rather general and model-independent considerations we find a generalized uncertainty principle which agrees with a similar result obtained in the framework of string theories. result 0.74 0.94 0.25 asserted 1.00
s2 The result indicates that a minimum length of the order of the Planck length emerges naturally from any quantum theory of gravity, and that the concept of black hole is not operationally defined if the mass is smaller than the Planck mass. interpretation 0.97 0.79 0.83 hedged possibility 0.97

What kind of paper the classifier reports this is: theoretical result 1.00 · evidence from argument 0.79.

What was examined, and what was not

sources read
  • arXiv listing abstract v1
not examined
  • full text
  • figures and tables
  • references and citing sentences
  • relations to other papers
levels run
  • P abstract
not run
  • S sections
  • T body sentences
  • C citations
  • R cross-paper relations

Every quoted sentence on this record is the authors'. Every label is from Pith's closed vocabulary, with the probability shown beside it. Every number in the measurements table is the authors', checked by code. Record as JSON

Figures
Figure 1. The Heisenberg microscope experiment described in t

Figures reproduced from arXiv:hep-th/9301067 by the authors.

References
How the literature uses it

156 arXiv papers cite this in 214 sentences

Each citing sentence is taken from the citing paper's LaTeX source and typed by Pith's classifier. A label appears at probability 0.8 or more (0.95 for support), a contest at 0.7 or more; the quoted words are the citing authors'. How each label was checked · JSON

Papers citing it · 118 sentences without a confident label

Compares with it 3 papers
Cites it as support 2 papers
Cites it as background 81 papers

Discussion

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