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PrimeGuard: Safe and Helpful LLMs through Tuning-Free Routing

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arxiv 2407.16318 v1 pith:3BXSRL7N submitted 2024-07-23 cs.AI cs.CLcs.CRcs.SE

classification cs.AIcs.CLcs.CRcs.SE
keywords primeguardhelpfulnesssafetyguardrailmodelssafewhileaddress
verification ladder T0 review T1 audit T2 compute T3 formal

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Deploying language models (LMs) necessitates outputs to be both high-quality and compliant with safety guidelines. Although Inference-Time Guardrails (ITG) offer solutions that shift model output distributions towards compliance, we find that current methods struggle in balancing safety with helpfulness. ITG Methods that safely address non-compliant queries exhibit lower helpfulness while those that prioritize helpfulness compromise on safety. We refer to this trade-off as the guardrail tax, analogous to the alignment tax. To address this, we propose PrimeGuard, a novel ITG method that utilizes structured control flow. PrimeGuard routes requests to different self-instantiations of the LM with varying instructions, leveraging its inherent instruction-following capabilities and in-context learning. Our tuning-free approach dynamically compiles system-designer guidelines for each query. We construct and release safe-eval, a diverse red-team safety benchmark. Extensive evaluations demonstrate that PrimeGuard, without fine-tuning, overcomes the guardrail tax by (1) significantly increasing resistance to iterative jailbreak attacks and (2) achieving state-of-the-art results in safety guardrailing while (3) matching helpfulness scores of alignment-tuned models. Extensive evaluations demonstrate that PrimeGuard, without fine-tuning, outperforms all competing baselines and overcomes the guardrail tax by improving the fraction of safe responses from 61% to 97% and increasing average helpfulness scores from 4.17 to 4.29 on the largest models, while reducing attack success rate from 100% to 8%. PrimeGuard implementation is available at https://github.com/dynamofl/PrimeGuard and safe-eval dataset is available at https://huggingface.co/datasets/dynamoai/safe_eval.

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Cited by 2 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. SoK: Systematizing LLM Prompt Security: Taxonomies, Datasets, and Unified Evaluation of Attacks and Defenses

    cs.CR 2025-10 conditional novelty 6.0 of 10

    A systemization of LLM jailbreak security that adds linked taxonomies, an evaluation platform, and JailbreakDB, while its main attack–defense comparison results remain deferred.

  2. Neither Valid nor Reliable? Investigating the Use of LLMs as Judges

    cs.CL 2025-08 conditional novelty 4.0 of 10

    An argument, grounded in social-science measurement theory, that LLM-as-judge adoption has outpaced validity and reliability testing, with an analysis of four underlying assumptions.

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