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Auto-Regressive Next-Token Predictors are Universal Learners

Machine Learning · Submitted 13 Sep 2023

abstract compiled · 2026-09-23 · no language-model review

The authors' main claim Our results demonstrate that the power of today's LLMs can be attributed, to a great extent, to the auto-regressive next-token training scheme, and not necessarily to a particular choice of architecture.

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arXiv ID2309.06979 (version 3)
Pith IDW6HL2ABB, Pith's permanent record of this paper and its review
CitationEran Malach. "Auto-Regressive Next-Token Predictors are Universal Learners." arXiv:2309.06979 (2023). https://pith.science/paper/W6HL2ABB
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arXiv listing abstract v3. Results and the main claim are underlined; .

Large language models display remarkable capabilities in logical and mathematical reasoning, allowing them to solve complex tasks. Interestingly, these abilities emerge in networks trained on the simple task of next-token prediction. In this work, we present a theoretical framework for studying auto-regressive next-token predictors. We demonstrate that even simple models such as linear next-token predictors, trained on Chain-of-Thought (CoT) data, can approximate any function efficiently computed by a Turing machine. We introduce a new complexity measure -- length complexity -- which measures the number of intermediate tokens in a CoT sequence required to approximate some target function, and analyze the interplay between length complexity and other notions of complexity. Finally, we show experimentally that simple next-token predictors, such as linear networks and shallow Multi-Layer Perceptrons (MLPs), display non-trivial performance on text generation and arithmetic tasks. Our results demonstrate that the power of today's LLMs can be attributed, to a great extent, to the auto-regressive next-token training scheme, and not necessarily to a particular choice of architecture.

background contribution method result interpretation main claim

What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 Large language models display remarkable capabilities in logical and mathematical reasoning, allowing them to solve complex tasks. background 1.00 0.09 0.03 asserted 1.00
s1 Interestingly, these abilities emerge in networks trained on the simple task of next-token prediction. background 0.97 0.09 0.05 asserted 1.00
s2 In this work, we present a theoretical framework for studying auto-regressive next-token predictors. contribution 0.96 0.91 0.03 asserted 0.89
s3 We demonstrate that even simple models such as linear next-token predictors, trained on Chain-of-Thought (CoT) data, can approximate any function efficiently computed by a Turing machine. result 0.94 0.94 0.62 asserted 1.00
s4 We introduce a new complexity measure -- length complexity -- which measures the number of intermediate tokens in a CoT sequence required to approximate some target function, and analyze the interplay between length complexity and other notions of complexity. contribution 0.95 0.95 0.05 asserted 0.99
s5 Finally, we show experimentally that simple next-token predictors, such as linear networks and shallow Multi-Layer Perceptrons (MLPs), display non-trivial performance on text generation and arithmetic tasks. result 0.97 0.95 0.07 asserted 1.00
s6 Our results demonstrate that the power of today's LLMs can be attributed, to a great extent, to the auto-regressive next-token training scheme, and not necessarily to a particular choice of architecture. interpretation 1.00 0.84 0.86 asserted 0.92

What kind of paper the classifier reports this is: theoretical result 1.00 · evidence from proof or derivation 0.85.

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Every quoted sentence on this record is the authors'. Every label is from Pith's closed vocabulary, with the probability shown beside it. Every number in the measurements table is the authors', checked by code. Record as JSON

The paper
Original abstract

Large language models display remarkable capabilities in logical and mathematical reasoning, allowing them to solve complex tasks. Interestingly, these abilities emerge in networks trained on the simple task of next-token prediction. In this work, we present a theoretical framework for studying auto-regressive next-token predictors. We demonstrate that even simple models such as linear next-token predictors, trained on Chain-of-Thought (CoT) data, can approximate any function efficiently computed by a Turing machine. We introduce a new complexity measure -- length complexity -- which measures the number of intermediate tokens in a CoT sequence required to approximate some target function, and analyze the interplay between length complexity and other notions of complexity. Finally, we show experimentally that simple next-token predictors, such as linear networks and shallow Multi-Layer Perceptrons (MLPs), display non-trivial performance on text generation and arithmetic tasks. Our results demonstrate that the power of today's LLMs can be attributed, to a great extent, to the auto-regressive next-token training scheme, and not necessarily to a particular choice of architecture.

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References

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35 arXiv papers cite this in 69 sentences

Each citing sentence is taken from the citing paper's LaTeX source and typed by Pith's classifier. A label appears at probability 0.8 or more (0.95 for support), a contest at 0.7 or more; the quoted words are the citing authors'. How each label was checked · JSON

Papers citing it · 42 sentences without a confident label

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Compares with it 1 paper
  • Combining the VC-dimension and cardinality-based sample complexities: $T$ is $$ and $$ learnable using [ref] and [ref] with sample complexities [equation] While we do not know if the $d^2$ vs. $d logT$ gap in the sample complexity (when $logT ≪d$) between $$ and $$ learning is real, it is clear that there remains a statistical advantage over learning the time-dependent $T$ [ref] , which requires $Ω(d ·T)$ samples.

    A Theory of Learning with Autoregressive Chain of Thought · Autoregressive Linear Thresholds · 1.00

Cites it as support 4 papers
  • The advantage here, as pointed out by [ref] , is that we can consider Chain-of-Thought training as essentially providing us a peek into the inner working of the computation, and thus allowing computationally tractable learning.

    A Theory of Learning with Autoregressive Chain of Thought · Expressivity and Universality · 1.00

  • But the good news is that for base generator classes that are tractable, learning to solve problems through autoregressive CoT is computationally tractable if, during training, we are given not only the final answer but the entire Chain-of-Thought leading to it [ref] ; see precise definitions in <Ref>.

    Learning to Think from Multiple Thinkers · Introduction · 0.96

  • First, the next-word prediction objective provides a major benefit by virtue of its generality [ref] : almost any task can be cast in terms of next-word prediction, such that training a model on this task will also give it training on a wide range of other tasks [ref] .

    Embers of Autoregression: Understanding Large Language Models Through the Problem They are Trained to Solve · Beneficial embers of autoregression · 1.00

Cites it as background 16 papers

What it cites · 17 sentences without a confident label

Uses the method or tool of 1 paper
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Compares with 2 papers
  • In our study, we further substantiate this claim by demonstrating that a small MLP, devoid of any attention mechanism, can match the performance of the transformer in [ref] in 4-digit multiplication, provided that it receives appropriate intermediate supervision.

    Goat: Fine-tuned LLaMA Outperforms GPT-4 on Arithmetic Tasks · Related Work · 0.92

  • In addition, our results offer improved length complexity bounds for learning parities, indicating that parities can be learned using $O(logn)$ intermediate tokens, a marked reduction from the $O(n)$ intermediate tokens in [ref] .

    Sub-Task Decomposition Enables Learning in Sequence to Sequence Tasks · Related Work · 0.96

Cites as support 1 paper
Cites as background 11 papers
  • Recently, a paper by [ref] instrodced Goat, a relatively small transformer fine-tuned from the LLaMA model that was able to outperform GPT-4 in various arithmetic tasks, when trained on data with intermediate calculations.

    Goat: Fine-tuned LLaMA Outperforms GPT-4 on Arithmetic Tasks · Multiplication · 0.81

  • This idea became very popular with the introduction of the Chain-of-Thought (CoT) approach, where models are prompted to elucidate their thought process prior to yielding a final outcome [ref] .

    Let's Verify Step by Step · Related Work · 0.92

  • These models, like GPT-3, GPT-4 and LaMDA [ref] , are trained on massive amounts of text data and learn to generate coherent and contextually relevant responses to input prompts.

    LaMDA: Language Models for Dialog Applications · Introduction · 0.99

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