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Auto-Regressive Next-Token Predictors are Universal Learners
Machine Learning · Submitted 13 Sep 2023
abstract compiled · 2026-09-23 · no language-model review
The authors' main claim Our results demonstrate that the power of today's LLMs can be attributed, to a great extent, to the auto-regressive next-token training scheme, and not necessarily to a particular choice of architecture.
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The abstract, sentence by sentence
Large language models display remarkable capabilities in logical and mathematical reasoning, allowing them to solve complex tasks. Interestingly, these abilities emerge in networks trained on the simple task of next-token prediction. In this work, we present a theoretical framework for studying auto-regressive next-token predictors. We demonstrate that even simple models such as linear next-token predictors, trained on Chain-of-Thought (CoT) data, can approximate any function efficiently computed by a Turing machine. We introduce a new complexity measure -- length complexity -- which measures the number of intermediate tokens in a CoT sequence required to approximate some target function, and analyze the interplay between length complexity and other notions of complexity. Finally, we show experimentally that simple next-token predictors, such as linear networks and shallow Multi-Layer Perceptrons (MLPs), display non-trivial performance on text generation and arithmetic tasks. Our results demonstrate that the power of today's LLMs can be attributed, to a great extent, to the auto-regressive next-token training scheme, and not necessarily to a particular choice of architecture.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | Large language models display remarkable capabilities in logical and mathematical reasoning, allowing them to solve complex tasks. | background 1.00 | 0.09 | 0.03 | asserted 1.00 |
| s1 | Interestingly, these abilities emerge in networks trained on the simple task of next-token prediction. | background 0.97 | 0.09 | 0.05 | asserted 1.00 |
| s2 | In this work, we present a theoretical framework for studying auto-regressive next-token predictors. | contribution 0.96 | 0.91 | 0.03 | asserted 0.89 |
| s3 | We demonstrate that even simple models such as linear next-token predictors, trained on Chain-of-Thought (CoT) data, can approximate any function efficiently computed by a Turing machine. | result 0.94 | 0.94 | 0.62 | asserted 1.00 |
| s4 | We introduce a new complexity measure -- length complexity -- which measures the number of intermediate tokens in a CoT sequence required to approximate some target function, and analyze the interplay between length complexity and other notions of complexity. | contribution 0.95 | 0.95 | 0.05 | asserted 0.99 |
| s5 | Finally, we show experimentally that simple next-token predictors, such as linear networks and shallow Multi-Layer Perceptrons (MLPs), display non-trivial performance on text generation and arithmetic tasks. | result 0.97 | 0.95 | 0.07 | asserted 1.00 |
| s6 | Our results demonstrate that the power of today's LLMs can be attributed, to a great extent, to the auto-regressive next-token training scheme, and not necessarily to a particular choice of architecture. | interpretation 1.00 | 0.84 | 0.86 | asserted 0.92 |
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The paper
Original abstract
Large language models display remarkable capabilities in logical and mathematical reasoning, allowing them to solve complex tasks. Interestingly, these abilities emerge in networks trained on the simple task of next-token prediction. In this work, we present a theoretical framework for studying auto-regressive next-token predictors. We demonstrate that even simple models such as linear next-token predictors, trained on Chain-of-Thought (CoT) data, can approximate any function efficiently computed by a Turing machine. We introduce a new complexity measure -- length complexity -- which measures the number of intermediate tokens in a CoT sequence required to approximate some target function, and analyze the interplay between length complexity and other notions of complexity. Finally, we show experimentally that simple next-token predictors, such as linear networks and shallow Multi-Layer Perceptrons (MLPs), display non-trivial performance on text generation and arithmetic tasks. Our results demonstrate that the power of today's LLMs can be attributed, to a great extent, to the auto-regressive next-token training scheme, and not necessarily to a particular choice of architecture.
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References
How the literature uses it
35 arXiv papers cite this in 69 sentences
Papers citing it · 42 sentences without a confident label
Contests it 1 paper
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We were directly inspired by the work of [ref] , and address what we view as its major deficiency, namely time dependence.
A Theory of Learning with Autoregressive Chain of Thought · Discussion and Future Directions · contest 0.79
Compares with it 1 paper
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Combining the VC-dimension and cardinality-based sample complexities: $T$ is $$ and $$ learnable using [ref] and [ref] with sample complexities [equation] While we do not know if the $d^2$ vs. $d logT$ gap in the sample complexity (when $logT ≪d$) between $$ and $$ learning is real, it is clear that there remains a statistical advantage over learning the time-dependent $T$ [ref] , which requires $Ω(d ·T)$ samples.
A Theory of Learning with Autoregressive Chain of Thought · Autoregressive Linear Thresholds · 1.00
Cites it as support 4 papers
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The advantage here, as pointed out by [ref] , is that we can consider Chain-of-Thought training as essentially providing us a peek into the inner working of the computation, and thus allowing computationally tractable learning.
A Theory of Learning with Autoregressive Chain of Thought · Expressivity and Universality · 1.00
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But the good news is that for base generator classes that are tractable, learning to solve problems through autoregressive CoT is computationally tractable if, during training, we are given not only the final answer but the entire Chain-of-Thought leading to it [ref] ; see precise definitions in <Ref>.
Learning to Think from Multiple Thinkers · Introduction · 0.96
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First, the next-word prediction objective provides a major benefit by virtue of its generality [ref] : almost any task can be cast in terms of next-word prediction, such that training a model on this task will also give it training on a wide range of other tasks [ref] .
Embers of Autoregression: Understanding Large Language Models Through the Problem They are Trained to Solve · Beneficial embers of autoregression · 1.00
Cites it as background 16 papers
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This process was recently formalized by [ref] and [ref] , who studied both the expressive power and the learnability of such autoregressive systems.
Learning to Think from Multiple Thinkers · Introduction · 0.88
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Theoretical results on composition: Previous works on multi-step function composition and subtask decomposition in language models primarily focus on expressing and learning a deterministic function that solves well defined mathematical tasks [ref] , such as solving the bit parity problem [ref] , expressing and learning Turing machines [ref] , composing a mathematical function arbitrary numbers of times [ref] , or simple mathematical operations on text [ref] .
Compositional Hardness of Code in Large Language Models -- A Probabilistic Perspective · Related Works · 0.99
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The recent works of [ref] study the effect of CoT on the computational and statistical tractability of learning.
A Hierarchical Language Model with Predictable Scaling Laws and Provable Benefits of Reasoning · Related Work · 0.91
What it cites · 17 sentences without a confident label
Uses the method or tool of 1 paper
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Similarly to [ref] , we use GPT-4 to grade 50 output examples based on grammar, creativity, consistency with the story’s beginning and whether the plot makes sense (see Appendix [ref] for further details).
TinyStories: How Small Can Language Models Be and Still Speak Coherent English? · Tiny Stories · 0.97
Uses data or values from 1 paper
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We train a linear next-token prediction network on the TinyStories dataset [ref] , a collection of short stories composed of simple words.
TinyStories: How Small Can Language Models Be and Still Speak Coherent English? · Introduction · 0.98
Compares with 2 papers
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In our study, we further substantiate this claim by demonstrating that a small MLP, devoid of any attention mechanism, can match the performance of the transformer in [ref] in 4-digit multiplication, provided that it receives appropriate intermediate supervision.
Goat: Fine-tuned LLaMA Outperforms GPT-4 on Arithmetic Tasks · Related Work · 0.92
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In addition, our results offer improved length complexity bounds for learning parities, indicating that parities can be learned using $O(logn)$ intermediate tokens, a marked reduction from the $O(n)$ intermediate tokens in [ref] .
Sub-Task Decomposition Enables Learning in Sequence to Sequence Tasks · Related Work · 0.96
Cites as support 1 paper
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While this objective seems extremely simplistic, auto-regressive next-token predictors trained on rich enough data are able to solve strikingly complex tasks [ref] .
Sparks of Artificial General Intelligence: Early experiments with GPT-4 · Introduction · 1.00
Cites as background 11 papers
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Recently, a paper by [ref] instrodced Goat, a relatively small transformer fine-tuned from the LLaMA model that was able to outperform GPT-4 in various arithmetic tasks, when trained on data with intermediate calculations.
Goat: Fine-tuned LLaMA Outperforms GPT-4 on Arithmetic Tasks · Multiplication · 0.81
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This idea became very popular with the introduction of the Chain-of-Thought (CoT) approach, where models are prompted to elucidate their thought process prior to yielding a final outcome [ref] .
Let's Verify Step by Step · Related Work · 0.92
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These models, like GPT-3, GPT-4 and LaMDA [ref] , are trained on massive amounts of text data and learn to generate coherent and contextually relevant responses to input prompts.
LaMDA: Language Models for Dialog Applications · Introduction · 0.99
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