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Bi-Factorial Preference Optimization: Balancing Safety-Helpfulness in Language Models

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arxiv 2408.15313 v2 pith:5LY6MINN submitted 2024-08-27 cs.AI cs.CLcs.LG

classification cs.AIcs.CLcs.LG
keywords safetyhelpfulnessbfpohumanlearningoptimizationrlhfsupervised
verification ladder T0 review T1 audit T2 compute T3 formal
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Fine-tuning large language models (LLMs) on human preferences, typically through reinforcement learning from human feedback (RLHF), has proven successful in enhancing their capabilities. However, ensuring the safety of LLMs during fine-tuning remains a critical concern, and mitigating the potential conflicts in safety and helpfulness is costly in RLHF. To address this issue, we propose a supervised learning framework called Bi-Factorial Preference Optimization (BFPO), which re-parameterizes a joint RLHF objective of both safety and helpfulness into a single supervised learning objective. In supervised optimization, a labeling function is used to capture the global preferences ranking to balance both safety and helpfulness. To evaluate BFPO, we develop a benchmark that includes comprehensive discriminative and generative tasks for helpfulness and harmlessness. The results indicate that our method significantly outperforms existing approaches in both safety and helpfulness. Moreover, BFPO achieves the same level of safety as methods that heavily rely on human labor with less than 10\% of the computational resources and human prompting and annotation process. The training recipes can be found here: https://github.com/wx-zhang/bfpo.

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Forward citations

Cited by 3 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Every Sample Counts: Supervised Fine-Tuning of Language Models with Pointwise Constraints

    eess.SP 2026-07 conditional novelty 6.0 of 10

    Pointwise constrained fine-tuning via sample-wise augmented Lagrangians and learned relaxations reduces tail constraint violations across safety, tool-calling, and re-ranking while preserving average task performance.

  2. Reinforcement Learning from Human Feedback with High-Confidence Safety Constraints

    cs.LG 2025-06 conditional novelty 6.0 of 10

    HC-RLHF returns an aligned language model only after a held-out safety test certifies, with probability at least 1-delta, that expected harm (as judged by a learned cost model) is below a chosen threshold.

  3. Safe Inference-Time Alignment via Lagrangian Reward Augmentation

    cs.LG 2026-07 conditional novelty 5.5 of 10

    Dualizing Safe RLHF yields a one-dimensional convex calibration of λ that defines a drop-in safety-aware reward for Best-of-N and token-level inference-time decoders.

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