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From Instructions to Intrinsic Human Values -- A Survey of Alignment Goals for Big Models

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arxiv 2308.12014 v2 pith:L25RNM4B submitted 2023-08-23 cs.AI cs.CLcs.CY

classification cs.AIcs.CLcs.CY
keywords alignmentmodelsgoalshumangoalintrinsicllmsalign
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Big models, exemplified by Large Language Models (LLMs), are models typically pre-trained on massive data and comprised of enormous parameters, which not only obtain significantly improved performance across diverse tasks but also present emergent capabilities absent in smaller models. However, the growing intertwining of big models with everyday human lives poses potential risks and might cause serious social harm. Therefore, many efforts have been made to align LLMs with humans to make them better follow user instructions and satisfy human preferences. Nevertheless, `what to align with' has not been fully discussed, and inappropriate alignment goals might even backfire. In this paper, we conduct a comprehensive survey of different alignment goals in existing work and trace their evolution paths to help identify the most essential goal. Particularly, we investigate related works from two perspectives: the definition of alignment goals and alignment evaluation. Our analysis encompasses three distinct levels of alignment goals and reveals a goal transformation from fundamental abilities to value orientation, indicating the potential of intrinsic human values as the alignment goal for enhanced LLMs. Based on such results, we further discuss the challenges of achieving such intrinsic value alignment and provide a collection of available resources for future research on the alignment of big models.

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Cited by 4 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Representational Equality in Cross-country Value Simulation: A Systematic Analysis of Large Language Models

    cs.CY 2026-08 conditional novelty 6.0 of 10

    LLM-based value simulation is systematically more accurate for wealthy, high-governance, individualist countries, and common interventions rarely fix the imbalance.

  2. Persona-judge: Personalized Alignment of Large Language Models via Token-level Self-judgment

    cs.CL 2025-04 conditional novelty 6.0 of 10

    Persona-judge applies speculative decoding between two preference-prompted copies of the same LLM to achieve training-free personalized alignment.

  3. Multi-level Value Alignment in Agentic AI Systems: Survey and Perspectives

    cs.AI 2025-06 conditional novelty 4.0 of 10

    A survey proposes a macro-meso-micro value framework for agentic AI alignment and maps applications, methods, and benchmarks onto it.

  4. A Survey on Responsible LLMs: Inherent Risk, Malicious Use, and Mitigation Strategy

    cs.AI 2025-01 conditional novelty 4.0 of 10

    A survey that organizes responsible-LLM research into five risk dimensions and four intervention phases, reviewing privacy, hallucination, value, toxicity, and jailbreak mitigation.

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