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Eigenvectors from eigenvalues: A survey of a basic identity in linear algebra

T0 review · 2 major / 5 minor · reviewed 2026-08-14 · deepseek-v4-flash

Pith's one-line read The paper proves and surveys the eigenvector-eigenvalue identity, which expresses every eigenvector component magnitude of a Hermitian matrix as a ratio of eigenvalue-difference products.

desk verdict A genuinely useful survey of a classical identity, with a real but localized flaw in one coordinate-free proof that does not threaten the main theorem. read the letter →

arxiv 1908.03795 v4 pith:W5N3R3RX submitted 2019-08-10 math.RA hep-phhep-thmath-phmath.MP

classification math.RAhep-phhep-thmath-phmath.MP MSC 15A1815A1515A57
keywords eigenvector-eigenvalueidentityHermitianmatrixadjugateprincipalminorcharacteristicpolynomialrelativephaseofeigenvectorsnormalhistorylinearalgebra
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

The paper establishes and surveys a basic identity: for any $n\times n$ Hermitian matrix $A$, the squared magnitude of any component of a unit eigenvector is a ratio of two products of eigenvalue differences—one product over the eigenvalues of the minor formed by deleting that row and column, the other over the remaining eigenvalues of $A$. The identity is simple enough to prove from Cramer's rule or the adjugate matrix, yet the paper traces its appearance, in disguised or partial forms, across more than two dozen references spanning numerical linear algebra, graph theory, random matrix theory, inverse problems, and neutrino physics, with the earliest known precursor dated to 1834. A sympathetic reader should care because the identity converts a quantity usually obtained by full diagonalization—an eigenvector entry—into a direct spectral computation, and explains how such a basic fact could be independently rediscovered many times while remaining folklore in separate communities. The survey also shows how to recover the relative phases of eigenvector components and extends the identity to normal and diagonalizable matrices.

What carries the argument

The load-bearing object is the adjugate matrix, the transpose of the matrix of signed cofactors. The key mechanism is the evaluation $$\operatorname{adj}(\lambda_i(A)I_n-A)=\prod_{k\ne i}(\lambda_i(A)-\lambda_k(A))\,v_iv_i^*,$$ which shows that at an eigenvalue the adjugate of $\lambda I_n-A$ collapses to a scalar multiple of the rank-one projection onto the corresponding eigenvector. Reading the $(j,j)$ entry of both sides turns the left side into the characteristic polynomial of the minor $M_j$ evaluated at $\lambda_i(A)$, and the right side into the eigenvector component magnitude times the same product of eigenvalue differences; that equality is exactly the identity. This single adjugate identity carries the proof, its normal- and diagonalizable-matrix generalizations, and the off-diagonal relative-phase variant.

What would settle it

Compute a random Hermitian matrix with distinct eigenvalues in exact arithmetic and compare $|v_{i,j}|^2\prod_{k\ne i}(\lambda_i(A)-\lambda_k(A))$ with $\prod_{k=1}^{n-1}(\lambda_i(A)-\lambda_k(M_j))$; a single mismatch would falsify Theorem 1. For the historical claim, a search of digitized pre-1834 mathematical literature for an equivalent cofactor or determinant identity would settle whether the survey's earliest-known date is right.

Watch

Extended reading notes

Core claim

On the paper's own terms, the central claim is Theorem 1. If $A$ is Hermitian with eigenvalues $\lambda_1(A),\dots,\lambda_n(A)$, $v_i$ is a unit eigenvector for $\lambda_i(A)$, and $M_j$ is the $(n-1)\times(n-1)$ minor obtained by deleting row and column $j$, then $$|v_{i,j}|^2\prod_{k\ne i}(\lambda_i(A)-\lambda_k(A))=\prod_{k=1}^{n-1}(\lambda_i(A)-\lambda_k(M_j)).$$ Using characteristic polynomials this reads $|v_{i,j}|^2p'_A(\lambda_i(A))=p_{M_j}(\lambda_i(A))$. The identity is not limited to Hermitian matrices: the same adjugate argument proves it for normal matrices, and a left-eigenvector variant holds for any diagonalizable matrix, including matrices over commutative rings. An off-diagonal analogue gives products $v_{i,j}v_{i,j'}$ and thereby the relative phases between components of one eigenvector. The survey presents several proofs (adjugate, Cramer's rule, coordinate-free, perturbative, Cauchy–Binet, and an alternate expression from random matrix theory) and a historical account in which the earliest known precursor appears in 1834 and the identity was independently rediscovered half a dozen times.

Load-bearing premise

The load-bearing assumption for the survey's historical narrative is that the crowdsourced reference list is complete; the authors explicitly say they cannot guarantee that an even earlier form of the identity has not appeared, so a newly found earlier precursor would overturn the 1834 'earliest known' claim while leaving the mathematical identity untouched.

Editorial extensions

If this is right

  • For any Hermitian matrix, each squared eigenvector component can be computed from the eigenvalues of $A$ and of a single principal minor, without computing any eigenvector; checking the identity at one location requires only one characteristic-polynomial evaluation.
  • The relative phase between two components $v_{i,j}$ and $v_{i,k}$ of the same eigenvector can be recovered by applying the identity in two rotated bases and combining the resulting magnitudes, since individual eigenvector phases are arbitrary but relative phases are not.
  • The identity extends beyond Hermitian matrices: normal matrices satisfy the same formula unchanged, and diagonalizable matrices satisfy $\det(\lambda_i(A)I_{n-1}-M_j)=(\prod_{k\ne i}(\lambda_i(A)-\lambda_k(A)))\,v_{i,j}w_{i,j}$, with $w_i$ a left eigenvector; this version survives over arbitrary commutative rings.
  • For structured matrices such as symmetric tridiagonal matrices, the identity gives closed-form eigenvector entries in terms of characteristic polynomials of contiguous minors, which underlies its uses in convergence analyses of eigensolvers and in inverse eigenvalue problems.
  • A residue version handles repeated eigenvalues: summing $|v_{i,j}|^2$ over the eigenspace of a common eigenvalue $\lambda_*$ equals the residue of $p_{M_j}(\lambda)/p_A(\lambda)$ at $\lambda_*$.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • If the identity becomes part of standard linear algebra teaching, default derivations of eigenvector component magnitudes could shift from full diagonalization to this one-line spectral formula; the main bottleneck is that phases still require extra work, so the identity is not a full replacement for eigensolvers.
  • The rediscovery history suggests a testable sociological mechanism: a true but unnamed identity used only as a subsidiary tool, with no standard notation and no searchable keyword, can remain invisible across subfields even when repeatedly proved; a theorem-fingerprint database would be a direct remedy, and this survey gives a natural test entry.
  • The generalizations to matrices over commutative rings and to $J$-normal matrices point to a larger family of identities generated by compound-matrix manipulations; one could systematically enumerate all identities obtained by evaluating the $m$-th compound of $\lambda I-A$ at an eigenvalue, a family that contains Proposition 17.
  • The infinite-dimensional extension is left open in the survey; if the resolvent-residue argument can be made rigorous with regularized determinants, the identity would supply spectral projection weights for Jacobi operators and other trace-class Hermitian perturbations.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

2 major / 5 minor

Summary. The paper surveys the identity |v_{i,j}|^2 ∏_{k≠i}(λ_i(A)-λ_k(A)) = ∏_{k=1}^{n-1}(λ_i(A)-λ_k(M_j)) for Hermitian (and more generally normal or diagonalizable) matrices, where M_j is the minor obtained by deleting row and column j. It presents several proofs (adjugate, Cramer's rule, coordinate-free exterior algebra, perturbation theory, Cauchy-Binet, and Schur complement), a collection of consistency checks, a generalization to principal minors, and an extensive historical account tracing occurrences of the identity from Jacobi (1834) through many independent rediscoveries. The paper also discusses the sociology of the identity's weak diffusion and proposes the name "eigenvector-eigenvalue identity."

Significance. If the claims are correct, this is a valuable survey: the main identity is simple, useful, and surprisingly scattered across many communities, and the paper provides several rigorous proofs, a careful historical reconstruction, and a reasoned discussion of why such an elementary identity remained obscure. The numerical verification code and the explicit example are useful complements. The central Theorem 1 is correct and is supported by multiple independent proofs that do not rely on each other. However, the claimed generalization in Section 2.7 is false as stated, which is a load-bearing defect in one of the paper's advertised contributions; the paper cannot be accepted without correcting or removing that generalization.

major comments (2)
  1. [Section 2.7, Proposition 17 and Eq. (24)] Proposition 17 is false as stated for complex normal matrices. For example, take n=2, A=diag(λ1,λ2), U=diag(i,-i), so that A=UDU* with D=A, and take I=J=K={1}. The left-hand side equals det M_{{2},{2}}(U) · det M_{{2},{2}}(U) · (λ2-λ1) = i·i·(λ2-λ1) = -(λ2-λ1), while the right-hand side equals det M_{{1},{1}}(A-λ1 I_2) = λ2-λ1. This is a contradiction. The proof is also internally inconsistent: the displayed identity (24), det M_{J,I}(U) = det M_{J^c,I^c}(U) det U, is false in this same example (the left side is -i and the right side is i), whereas the derivation that follows actually yields det M_{J,I}(U) = det U · det M_{I^c,J^c}(U*). The subsequent claim det M_{I,K}(U*) = det M_{K,I}(U) ignores complex conjugation. The authors should correct the statement (for instance by inserting the appropriate phase factors or by restricting to real orthogonal U) and repair the proof, or remove this generalization from the survey.
  2. [Section 2.3, Lemma 11 and Eq. (22)] The proof of Lemma 11 is not self-contained as written because the phrase "the operator T is extended to ⋀^k C^n in the usual fashion" is ambiguous. If one uses the derivation convention T(x∧η)=Tx∧η+x∧Tη, then the assertion that T(*f) vanishes when f⊥v is false; for T=diag(0,2,3), v=e1, f=g=e2, one has T(*f)=±3 e1∧e3, so Eq. (22) fails. If, as is standard in linear algebra, one uses the induced exterior power map v1∧...∧vk ↦ Tv1∧...∧Tvk, then the step Tv∧Tη=0 is valid and the proof goes through. The authors should state this convention explicitly so that the proof is verifiable by the reader.
minor comments (5)
  1. [Section 2.3, after Lemma 11] Please add one sentence defining the induced action of T on ⋀^k C^n; this would remove the ambiguity discussed in the major comment and prevent a natural misreading.
  2. [Section 2.7, proof of Proposition 17] The identity det M_{I,K}(U*) = det M_{K,I}(U) should be replaced by the correct relation involving complex conjugation, or the proof should be restricted to the real orthogonal case where conjugation is harmless.
  3. [Section 1, consistency check (x)] The sentence "Jacobi's formula give us the need relationships between the eigenvalues..." contains grammatical errors; it should read "Jacobi's formula gives the needed relationships...".
  4. [Section 2.2, paragraph after Eq. (18)] The phrase "For sake of notation let use permutation symmetry to set i=n" should read "For sake of notation, let us use permutation symmetry to set i=n."
  5. [Section 2.2, before Eq. (17)] The phrase "An alternate approach way to arrive at (2) from (14)" should be "An alternate way to arrive at (2) from (14)".

Circularity Check

0 steps flagged · score 0.0 of 10

No significant circularity: the identity is proven from independent standard linear-algebra facts, and self-citations are historical rather than load-bearing.

full rationale

Theorem 1 is not assumed anywhere in its own proofs. Section 2.1 derives it from adjugate/Cramer's rule; Section 2.2 from the resolvent and residue extraction; Section 2.4 from a first-order perturbation expansion; Section 2.5 from a Cauchy-Binet-type lemma proved independently by determinant expansion; Section 2.6 from Schur complementation and Lemma 15, which is proved directly from the eigenvector equation. In each case the target identity (2)/(4) appears only as the conclusion, not as an input. The references to the authors' own preprint [DPTZ2019] and paper [DPZ2020] attribute rediscovery and reproduce the arguments; they do not carry the derivational weight. The historical priority claim is explicitly qualified ('we are not able to guarantee that there is not an even earlier place in the literature where some form of this identity has appeared'), which is a caveat about completeness rather than a circular justification. The possible invalidity of the coordinate-free proof in Section 2.3 (the assertion that T(*f) vanishes when *f = v ∧ η is false) concerns correctness of one proof, not circularity, and the identity remains independently established by the other proofs.

Assumptions & free parameters 0 free parameters · 6 assumptions · 0 invented entities

The central identity is proven from standard background results; no ad hoc assumptions or free parameters are introduced. The historical survey relies on the acknowledged incompleteness of the reference list (Section 5), which does not affect the mathematics.

assumptions (6)
  • standard math Spectral theorem for Hermitian matrices
    Used to diagonalize A and express adj(A) in the adjugate proof (Section 2.1).
  • standard math Cramer's rule and adjugate identity adj(A)A = det(A)I
    Basis of the adjugate proof and Cramer's rule proof (Sections 2.1, 2.2).
  • standard math Cauchy interlacing inequalities
    Used in consistency checks and to relate eigenvalues of A and M_j (Introduction).
  • standard math Cauchy determinant identity
    Used in the Cramer's rule proof via the linear system (17)-(18) (Section 2.2).
  • standard math Schur complement determinant formula
    Used in the alternate expression for eigenvector components (Section 2.6).
  • standard math Limiting argument for repeated eigenvalues
    Several proofs first assume simple spectrum then extend by continuity (Sections 2.2, 2.4).

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Pith. "Pith review of Eigenvectors from eigenvalues: A survey of a basic identity in linear algebra." pith.science (2026). https://pith.science/paper/W5N3R3RX

@misc{pith2026190803795,
  author       = {Pith},
  title        = {Pith review of: Eigenvectors from eigenvalues: A survey of a basic identity in linear algebra},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/W5N3R3RX}},
  note         = {Machine review of arXiv:1908.03795}
}
abstract

If $A$ is an $n \times n$ Hermitian matrix with eigenvalues $\lambda_1(A),\dots,\lambda_n(A)$ and $i,j = 1,\dots,n$, then the $j^{\mathrm{th}}$ component $v_{i,j}$ of a unit eigenvector $v_i$ associated to the eigenvalue $\lambda_i(A)$ is related to the eigenvalues $\lambda_1(M_j),\dots,\lambda_{n-1}(M_j)$ of the minor $M_j$ of $A$ formed by removing the $j^{\mathrm{th}}$ row and column by the formula $$ |v_{i,j}|^2\prod_{k=1;k\neq i}^{n}\left(\lambda_i(A)-\lambda_k(A)\right)=\prod_{k=1}^{n-1}\left(\lambda_i(A)-\lambda_k(M_j)\right)\,.$$ We refer to this identity as the \emph{eigenvector-eigenvalue identity} and show how this identity can also be used to extract the relative phases between the components of any given eigenvector. Despite the simple nature of this identity and the extremely mature state of development of linear algebra, this identity was not widely known until very recently. In this survey we describe the many times that this identity, or variants thereof, have been discovered and rediscovered in the literature (with the earliest precursor we know of appearing in 1834). We also provide a number of proofs and generalizations of the identity.

Figures

Figures reproduced from arXiv: 1908.03795 by the authors.

Figure 1
Figure 1. The citation graph of all the references in the literature we are aware of (predating the current survey) that mention some variant of the eigenvector-eigenvalue identity. To reduce clutter, transitive references (e.g., a citation of a paper already cited by an￾other paper in the bibliography) are omitted. Note the very weakly connected nature of the graph, with many early initial references not being (transitively)… view at source ↗

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