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Chaotic Inflation and Baryogenesis in Supergravity

High Energy Physics - Phenomenology · Submitted 21 Nov 1993 · 31 references

Pith's verdict: The Kähler potential is a real, checkable construction; the soft spot is that η-tracking during inflation is asserted rather than shown, though a quick estimate suggests it holds.

T0 · AI review

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arXiv IDhep-ph/9311326 (version 1)
Pith IDBI2S6GOY, Pith's permanent record of this paper and its review
CitationHiroshi Suzuki (Genova), Hitoshi Murayama (LBL), Jun'ichi Yokoyama (YITP, Kyoto), T. Yanagida (Tohoku). "Chaotic Inflation and Baryogenesis in Supergravity." arXiv:hep-ph/9311326 (1993). https://pith.science/paper/BI2S6GOY
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Referee report
The paper

The paper claims

The paper proposes a Kähler potential for supergravity, $G = (3/8)|ln η + η^2 + ln|W|^2$ with $η = z + z^* + φ_i^*φ_i$, whose scalar potential has a zero-cosmological-constant minimum at $η = 3/4$ where it reduces exactly to the global-sup

The reading

Supergravity is the natural setting for inflation at Planck-scale energies, but its standard form multiplies the scalar potential by an exponential of the field squared, which forbids the large field excursions that chaotic inflation requires. The authors propose a different Kähler potential, $G = (3/8)|ln η + η^2 + ln|W(φ)|^2$ with $η = z + z^* + φ_i^*φ_i$, chosen so the potential has a minimum at $η = 3/4$ with vanishing cosmological constant and, once $η$ sits there, is exactly the global-supersymmetry potential. If that holds, any working global-SUSY inflation model can be lifted into supergravity unchanged. The authors then identify the inflaton with a right-handed sneutrino of mass $M ≃ 10^{13}$ GeV, a number that reproduces the COBE normalization, falls inside the window needed for the Mikheyev–Smirnov–Wolfenstein solar-neutrino solution, and lets the inflaton's decay generate a lepton asymmetry that sphalerons convert into baryons.

What carries the argument

The load-bearing object is the Kähler potential $G = (3/8)|ln η + η^2 + ln|W(φ)|^2$ built from $η = z + z^* + φ_i^*φ_i$, where $z$ is the field whose fermion partner is the goldstino. It does three jobs at once: its kinetic term has the correct signature only for $|η| > √{3/4}$, which is why the authors must assume the universe starts in that domain; its potential, $V = η^{3/8} e^{η^2} { [8η/(16η^2+3)] |W_i|^2 + [(16η^2-9)^2/(8(16η^2-3))] |W|^2 }$, has its minimum at $η = 3/4$ with $W_i = 0$ and zero vacuum energy; and at that minimum the potential collapses to the global-SUSY expression, which is what allows ordinary chaotic inflation to proceed. The gravitino mass $m_{3/2}^2 = η^{3/8} e^{η^2} |W|^2$ is set by the constant term in $W$ alone, and the gaugino mass is fixed by the same constant through the kinetic function $h(z)$, evaluated at $z = 3/8$.

Extended reading notes

Core claim

The central claim is that a single change of Kähler potential makes chaotic inflation compatible with supergravity. With $G = (3/8)|ln η + η^2 + ln|W(φ)|^2$ and $η = z + z^* + φ_i^*φ_i$, the resulting scalar potential has a minimum at $η = 3/4$ where the cosmological constant vanishes and the potential takes precisely its global-SUSY form, so a flat direction such as $W = (1/2)Mφ^2$ can drive inflation with $φ$ starting near $1/√M$. Because supersymmetry breaking is introduced by a constant in the superpotential that does not feed soft masses to squarks and sleptons, the gravitino can be made heavy — above $10^{11}$ GeV — so it decays before electroweak breaking and neither the gravitino problem nor the entropy crisis from the goldstino partner's late oscillation arises. Identifying $φ$ with the right-handed sneutrino at $M ≃ 10^{13}$ GeV then ties the COBE normalization, the MSW neutrino mass window, and leptogenesis-induced baryogenesis to one parameter.

Load-bearing premise

The scenario assumes without derivation that the universe begins in the domain $η > √{3/4}$ with order-one fluctuations of $η$, and that $η$ then settles quickly to its minimum so that the potential really becomes the global-supersymmetry one during inflation.

Editorial extensions

If this is right

  • Any inflation model that works in global supersymmetry can be promoted to supergravity by adopting this Kähler potential, since the potential at $η = 3/4$ is the global one.
  • The gravitino mass can be taken above $10^{11}$ GeV while squark and slepton masses stay near the TeV scale, because the constant added to the superpotential generates no soft masses for the matter fields.
  • The entropy crisis is avoided provided the $η$ oscillation decays with $Γ_η ≳ 10^{-3}$ GeV, which makes the dilution factor from $η$ of order one rather than the $10^{15}$ of minimal supergravity.
  • Baryogenesis proceeds through the formula $Y_B = 0.35 ε (3T_{RH}/4M) exp[-0.012 G_F^2 m_{ν_τ}^2 M_{Pl} T_{RH}/\sin^4 β]$, and with an order-one CP phase, $T_{RH} ∼ 10^9$ GeV and $m_{ν_τ} ≃ 10$ eV it reproduces the observed asymmetry.
  • Flat directions do not grow past the Planck scale during inflation, since the expansion rate satisfies $H ≲ √M$ and the quantum spread $⟨χ^2⟩ = (H^3/4π^2)t_e$ stays below $1/(4√3π)$.
  • The matter content preferred by the baryogenesis estimate — a $10$ eV $τ$-neutrino plus a lightest-supersymmetric-particle cold component — is the mixed dark matter scenario.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • Because the potential reduces to the global form at the minimum, the model's density-perturbation predictions are those of a simple $M^2φ^2$ chaotic model; the Kähler potential adds no separate signature in the scalar tilt or tensor amplitude, so its distinctive tests must come from the reheating and $η$ sectors rather than from the power spectrum.
  • The same $M ≃ 10^{13}$ GeV number is fixed by COBE, sets the seesaw neutrino mass, and controls the reheat temperature that enters the baryon asymmetry, so independent tightening of the neutrino mass scale and of $Y_B$ becomes a cross-check on a single parameter rather than on three.
  • The construction is generic in the sense that any sufficiently flat singlet direction can be plugged in as $W$, which means the framework's content lies mostly in the $η$ sector and in the decay rates; a reader looking for a prediction that distinguishes it from ordinary chaotic inflation will not find one in the inflationary era itself.
  • The requirement that $η$ begin above $√{3/4}$ is a statement about which patches of the early universe are populated, in a regime where the kinetic term for $η$ is not even positive definite below that value; making the scenario predictive would need an account of why the pre-inflationary distribution lands there.
Original abstract

We propose a K\"ahler potential in supergravity which successfully accommodates chaotic inflation. This model can have a large gravitino mass without giving a large mass to squarks and sleptons, and thus is free from both the gravitino problem and entropy crisis. In this model baryogenesis takes place naturally, identifying the inflaton with a right-handed sneutrino with its mass $M \simeq 10^{13}$GeV, which is consistent with the COBE data and the Mikheyev--Smirnov--Wolfenstein solution to the solar neutrino problem. The model can also accommodate the matter content appropriate for the mixed dark matter scenario.

The compiled record

The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.

Compiled by classifier-1.13-20260917 via OpenRouter, question bank abstract-p1-20260923, 2026-09-23: 1 request, 3,674 input tokens, $0.0002 reported.

What the abstract itself states, as probabilities: claims first 0.03 · states limitation 0.07 · human participants 0.01 · controlled comparison 0.02 · randomized assignment 0.01 · states quantitative result 0.97 · compares with prior results 0.12 · mentions code or data availability 0.01.

The abstract, sentence by sentence

arXiv listing abstract v1. Results and the main claim are underlined; .

We propose a K\"ahler potential in supergravity which successfully accommodates chaotic inflation. This model can have a large gravitino mass without giving a large mass to squarks and sleptons, and thus is free from both the gravitino problem and entropy crisis. In this model baryogenesis takes place naturally, identifying the inflaton with a right-handed sneutrino with its mass $M \simeq 10^{13}$GeV, which is consistent with the COBE data and the Mikheyev--Smirnov--Wolfenstein solution to the solar neutrino problem. The model can also accommodate the matter content appropriate for the mixed dark matter scenario.

background contribution method result interpretation main claim

What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 We propose a K\"ahler potential in supergravity which successfully accommodates chaotic inflation. contribution 0.99 0.91 0.41 asserted 0.97
s1 This model can have a large gravitino mass without giving a large mass to squarks and sleptons, and thus is free from both the gravitino problem and entropy crisis. result 0.76 0.73 0.19 hedged possibility 0.83
s2 In this model baryogenesis takes place naturally, identifying the inflaton with a right-handed sneutrino with its mass $M \simeq 10^{13}$GeV, which is consistent with the COBE data and the Mikheyev--Smirnov--Wolfenstein solution to the solar neutrino problem. result 0.54 0.71 0.35 asserted 0.82
s3 The model can also accommodate the matter content appropriate for the mixed dark matter scenario. result 0.82 0.72 0.08 hedged possibility 0.92

What kind of paper the classifier reports this is: theoretical result 1.00 · evidence from proof or derivation 0.61.

What was examined, and what was not

sources read
  • arXiv listing abstract v1
not examined
  • full text
  • figures and tables
  • references and citing sentences
  • relations to other papers
levels run
  • P abstract
not run
  • S sections
  • T body sentences
  • C citations
  • R cross-paper relations

Every quoted sentence on this record is the authors'. Every label is from Pith's closed vocabulary, with the probability shown beside it. Every number in the measurements table is the authors', checked by code. Record as JSON

References
How the literature uses it

50 arXiv papers cite this in 59 sentences

Each citing sentence is taken from the citing paper's LaTeX source and typed by Pith's classifier. A label appears at probability 0.8 or more (0.95 for support), a contest at 0.7 or more; the quoted words are the citing authors'. How each label was checked · JSON

Papers citing it · 33 sentences without a confident label

Contests it 1 paper
Compares with it 2 papers
Cites it as support 1 paper
Cites it as background 21 papers
  • Inflationary Baryogenesis has been widely investigated in the literature [ref] , but with few cases able to simultaneously explain each of the issues named above.[Inflation with Leptogenesis by the right-handed sneutrino has been considered in [ref] .] We present a model herein that represents a simple and well-motivated realization of this idea.

    Affleck-Dine Leptogenesis from Higgs Inflation · Introduction · 0.83

  • On the other hand inflation with the singlet right-handed sneutrino has been well studied [ref] and in MSSM the Higgs-sneutrino inflation along flat-directions [ref] has also been studied.

    Plateau Inflation in $R$-parity Violating MSSM · Introduction · 0.84

  • Here we are interested in inflationary models [ref] based on no-scale supergravity .

    Two-Field Analysis of No-Scale Supergravity Inflation · Introduction · 0.87

Discussion

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