REVIEW
The Rare Decays $K\to\pi\nu\bar\nu$, $B\to X\nu\bar\nu$ and $B\to l^+l^-$ -- An Update
High Energy Physics - Phenomenology · Submitted 13 Jan 1999 · 24 references
Pith's verdict: The ΔMd/ΔMs ceiling on B(K+→π+νν) and the charm-sector evanescent fix are real and useful; the 'clean' label is a bit generous numerically, and one error-attribution sentence in the text is simply wrong.
T0 · AI review
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Referee report
The paper
The paper claims
Using only the ratio of $B_d$ and $B_s$ mixing frequencies, the Standard Model caps the rare decay $K^+$ to $π^+νν̄$ below $1.67×10^{-10}$.
The reading
What carries the argument
The load-bearing object is the closed-form ceiling of Eq. (39), $B(K^+$ to $π^+νν̄)_{max} = κ_+σ[P_0(X) + A^2 X(x_t) r_{sd}λ/√(ΔM_d/ΔM_s)]^2$, obtained by combining the ellipse equation for the decay with the $R_t$ determination from $ΔM_d/ΔM_s$ and maximizing at ${B̄}arη = 0$. Its virtue is that every entry is either measured or short-distance: the charm function $P_0(X)$, the top function $X(x_t) = X_0(x_t) + (α_s/4π)X_1(x_t)$ with $η_X = 0.994$, and the SU(3)-breaking ratio $r_{sd}$ of hadronic matrix elements. The second piece of machinery is the evanescent-operator analysis in the Appendix: the $D$-dimensional Dirac algebra generates an operator $E$ that mixes back into the physical $Q$ with a finite coefficient $r = 3/2$, so the box coefficient must be shifted by $ΔX_1 = -8B_0$ (and $ΔY_1 = +8B_0$), equivalently $Δγ^{(1)}_{12} = -64$ in the charm sector. This is what reconciles the older two-loop matching with the newer recalculation.
Extended reading notes
Core claim
The central claim is that the Standard Model admits a theoretically clean upper limit on $B(K^+$ to $π^+νν̄)$ that follows from $ΔM_d/ΔM_s$ alone. Writing the branching fraction in the improved Wolfenstein parametrization as $B = κ_+ A^4 X^2(x_t) σ[(σ{B̄}arη)^2 + (ρ_0 - {B̄}arρ)^2]$, the authors note that a measured mixing ratio determines $R_t = (r_{sd}/λ)√(ΔM_d/ΔM_s)(1 - (λ^2/2)(1-2{B̄}arρ))$, so the maximum branching fraction over the allowed ellipse occurs at ${B̄}arη = 0$ and equals $κ_+σ[P_0(X) + A^2 X(x_t) r_{sd}λ/√(ΔM_d/ΔM_s)]^2$. Inserting the then-current bounds $√(ΔM_d/ΔM_s) < 0.2$, $A < 0.89$, $P_0(X) < 0.48$, $X(x_t) < 1.57$ and $r_{sd} < 1.4$ gives $B(K^+$ to $π^+νν̄) < 1.67×10^{-10}$, against a central-value standard-analysis prediction of $(0.82 ± 0.32)×10^{-10}$ and the Brookhaven E787 result $(4.2^{+9.7}_{-3.5})×10^{-10}$. The same logic, extended with $sin 2β$, yields a clean expression for $B(K_L$ to $π^0νν̄)$ in Eq. (47) and a bound of $6.7×10^{-11}$ under illustrative assumptions. Alongside this, the paper supplies the complete NLO effective Hamiltonians for $K^+$ to $π^+νν̄$, the short-distance part of $K_L$ to $μ^+μ^-$, and the top-dominated modes, correcting a box-diagram term traced to an evanescent operator that survives in $D ≠ 4$ dimensions; the numerical shift is stated to be within the perturbative NLO uncertainty.
Load-bearing premise
The clean bound rests on the SU(3)-breaking ratio $r_{sd} = 1.2 ± 0.2$, taken from quenched lattice QCD with a 100 percent error assigned to its deviation from unity; the ceiling scales linearly in $r_{sd}$, and the authors themselves note in Table 4 that if $r_{sd}$ were larger than about 1.4 the clean bound would lose its advantage over the standard analysis.
Editorial extensions
If this is right
- A measurement of $B(K^+$ to $π^+νν̄)$ at or above roughly $2×10^{-10}$, taken together with the measured $ΔM_d/ΔM_s$, would signal physics beyond the Standard Model without appeal to lattice kaon bag parameters or $|V_{ub}/V_{cb}|$.
- Because the ceiling scales linearly in $r_{sd}$, improved lattice determinations of the SU(3)-breaking ratio tighten the bound directly: Table 4 shows it falling from $1.67×10^{-10}$ at $r_{sd,max}=1.40$ to $1.32×10^{-10}$ at $r_{sd,max}=1.20$.
- Once $B(K^+$ to $π^+νν̄)$ is measured, $|V_{td}|$ can be extracted with an uncertainty budget the paper tabulates, dominated at present by $V_{cb}$ (about $7.6\%$) and the branching ratio itself (about $6.8\%$), with residual scale dependence at the few-percent level.
- Combining $ΔM_d/ΔM_s$ with $sin 2β$ from $B_d$ to $J/ψ K_S$ converts directly into a prediction for $B(K_L$ to $π^0νν̄)$, giving a three-observable consistency check on the flavour sector that carries essentially no hadronic theory error.
- The corrected NLO Wilson coefficients change the numerical predictions only within the residual scale uncertainty, so the previously quoted precision claims for these decays stand.
Reading between the lines
- The bound's evidential value grows automatically with experimental progress on $ΔM_s$: a measurement rather than a lower limit on $ΔM_s$ would replace the inequality $√(ΔM_d/ΔM_s) < 0.2$ with a number and shrink the ceiling without any new theory work.
- The same ellipse-and-maximize trick should apply to any rare decay whose rate is a circle in the $({B̄}arρ,{B̄}arη)$ plane once a single mixing observable fixes $R_t$; the authors apply it to $K_L$ to $π^0νν̄$ but not, for instance, to $B$ to $X_dνν̄$.
- The evanescent-operator correction is a general caution for any NLO box calculation regularized dimensionally in both ultraviolet and infrared: matching the full amplitude alone is not sufficient, and the finite mixing of the evanescent operator must be added.
- If quenched lattice work were to settle $r_{sd}$ near its SU(3) limit, the clean bound and the standard CKM-fit bound would converge, removing the main practical distinction between the two routes.
Original abstract
We update the Standard Model predictions for the rare decays $K^+\to\pi^+\nu\bar\nu$ and $K_L\to\pi^0\nu\bar\nu$. In view of improved limits on $B_s$--$\bar B_s$ mixing we derive a stringent and theoretically clean Standard Model upper limit on $B(K^+\to\pi^+\nu\bar\nu)$, which is based on the ratio of $B_d$--$\bar B_d$ to $B_s$--$\bar B_s$ mixing, $\Delta M_d/\Delta M_s$, alone. This method avoids the large hadronic uncertainties present in the usual analysis of the CKM matrix. We find $B(K^+\to\pi^+\nu\bar\nu)< 1.67\cdot 10^{-10}$, which can be further improved in the future. In addition we consider the extraction of $|V_{td}|$ from a future measurement of $B(K^+\to\pi^+\nu\bar\nu)$, discussing the various sources of uncertainties involved. We also investigate theoretically clean constraints on $B(K_L\to\pi^0\nu\bar\nu)$. We take the opportunity to review the next-to-leading order (NLO) QCD corrections to $K\to\pi\nu\bar\nu$, $K_L\to\mu^+\mu^-$, $B\to X\nu\bar\nu$ and $B\to l^+l^-$, including a small additional term that had been missed in the original publications. The phenomenological impact of this change is negligible, the corresponding numerical shift being essentially within the small perturbative uncertainties at the NLO level.
The compiled record
The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.
The abstract, sentence by sentence
We update the Standard Model predictions for the rare decays $K^+\to\pi^+\nu\bar\nu$ and $K_L\to\pi^0\nu\bar\nu$. In view of improved limits on $B_s$--$\bar B_s$ mixing we derive a stringent and theoretically clean Standard Model upper limit on $B(K^+\to\pi^+\nu\bar\nu)$, which is based on the ratio of $B_d$--$\bar B_d$ to $B_s$--$\bar B_s$ mixing, $\Delta M_d/\Delta M_s$, alone. This method avoids the large hadronic uncertainties present in the usual analysis of the CKM matrix. We find $B(K^+\to\pi^+\nu\bar\nu)< 1.67\cdot 10^{-10}$, which can be further improved in the future. In addition we consider the extraction of $|V_{td}|$ from a future measurement of $B(K^+\to\pi^+\nu\bar\nu)$, discussing the various sources of uncertainties involved. We also investigate theoretically clean constraints on $B(K_L\to\pi^0\nu\bar\nu)$. We take the opportunity to review the next-to-leading order (NLO) QCD corrections to $K\to\pi\nu\bar\nu$, $K_L\to\mu^+\mu^-$, $B\to X\nu\bar\nu$ and $B\to l^+l^-$, including a small additional term that had been missed in the original publications. The phenomenological impact of this change is negligible, the corresponding numerical shift being essentially within the small perturbative uncertainties at the NLO level.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | We update the Standard Model predictions for the rare decays $K^+\to\pi^+\nu\bar\nu$ and $K_L\to\pi^0\nu\bar\nu$. | contribution 1.00 | 0.91 | 0.09 | asserted 0.92 |
| s1 | In view of improved limits on $B_s$--$\bar B_s$ mixing we derive a stringent and theoretically clean Standard Model upper limit on $B(K^+\to\pi^+\nu\bar\nu)$, which is based on the ratio of $B_d$--$\bar B_d$ to $B_s$--$\bar B_s$ mixing, $\Delta M_d/\Delta M_s$, alone. | contribution 0.72 | 0.94 | 0.36 | asserted 1.00 |
| s2 | This method avoids the large hadronic uncertainties present in the usual analysis of the CKM matrix. | interpretation 0.47 | 0.40 | 0.05 | asserted 1.00 |
| s3 | We find $B(K^+\to\pi^+\nu\bar\nu)< 1.67\cdot 10^{-10}$, which can be further improved in the future. | result 1.00 | 0.95 | 0.41 | asserted 1.00 |
| s4 | In addition we consider the extraction of $|V_{td}|$ from a future measurement of $B(K^+\to\pi^+\nu\bar\nu)$, discussing the various sources of uncertainties involved. | contribution 0.81 | 0.77 | 0.04 | asserted 0.41 |
| s5 | We also investigate theoretically clean constraints on $B(K_L\to\pi^0\nu\bar\nu)$. | contribution 1.00 | 0.83 | 0.06 | asserted 0.64 |
| s6 | We take the opportunity to review the next-to-leading order (NLO) QCD corrections to $K\to\pi\nu\bar\nu$, $K_L\to\mu^+\mu^-$, $B\to X\nu\bar\nu$ and $B\to l^+l^-$, including a small additional term that had been missed in the original publications. | contribution 0.96 | 0.70 | 0.06 | asserted 0.96 |
| s7 | The phenomenological impact of this change is negligible, the corresponding numerical shift being essentially within the small perturbative uncertainties at the NLO level. | interpretation 0.73 | 0.72 | 0.06 | asserted 1.00 |
What was examined, and what was not
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References
How later papers used it
95 later papers cite it
4 later papers by other authors are listed below: 4 used its data or values. 1 more paper by the same authors is listed: 1 built on it.
Builds on it 1 of 3 papers with this label · 1 by the same authors
By the same authors
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Generalized the SM branching ratios of this paper simply to its scenario for K+ to pi+ neutrino antineutrino and KL to pi0 neutrino antineutrino decays.
$Z^\prime$-Tandem Mechanism for the Suppression of New Physics in Quark Mixing with Implications for K, D and B Decays (2023) (same authors) · 0.90 · paraphrased: the licence does not allow quoting
Uses its data or values 4 of 26 papers with this label
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Employed this paper's values of X^e_c and X^tau_c to calculate the interference of the leptoquark contributions with the SM.
Footprints of leptoquarks: from $ R_{K^{(*)}} $ to $ K \to \pi \nu \bar\nu $ (2018) · 1.00 · paraphrased: the licence does not allow quoting
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Used this paper's value X_t = 1.48±0.01 in its SM expression.
Flavor Non-universal Vector Leptoquark Imprints in $K\to \pi \nu\bar \nu$ and $\Delta F = 2$ Transitions (2022) · 0.91 · paraphrased: the licence does not allow quoting
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Used this paper's numerical values of the loop functions X_t and P_c.
Probing Lepton Flavour Universality with $K \to \pi \nu \bar\nu$ decays (2017) · 1.00 · paraphrased: the licence does not allow quoting
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Used this paper's short-distance SM piece C_L,SM = -1.48±0.01.
Phenomenology of a Deconstructed Electroweak Force (2023) · 1.00 · paraphrased: the licence does not allow quoting
How the literature uses it
88 arXiv papers cite this in 134 sentences
Papers citing it · 87 sentences without a confident label
Builds on it 3 papers
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Including isospin breaking corrections, summing over the three SM neutrino flavours[In this paper, we restrict our attention to the case of SM neutrinos in the final state.], and generalising the SM formulae in [ref] to include NP effects from both LH and RH quark currents, one finds [ref] [equation] where $λ=$ and $λ_c=V^*_csV_cd$.
Prospects for $K_{L}\to\pi^{0}\nu\bar{\nu}$, $K_S\to\mu^+\mu^-$, $K_L\to\pi^0 \ell^+\ell^-$ and $\varepsilon^{\prime}/\varepsilon$ after the new $K^{+}\to\pi^{+}\nu\bar{\nu}$ result from NA62 · Basic Expressions · 1.00
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Their branching ratios in the scenario in question generalize the SM ones [ref] simply as follows: ℬ(K^+→π^+ νν̅) = κ_+ [ ( Im X_eff /λ^5 )^2 + ( Re X_eff /λ^5 + Reλ_c/λ P_c(X) )^2 ] ,
$Z^\prime$-Tandem Mechanism for the Suppression of New Physics in Quark Mixing with Implications for K, D and B Decays · $$ and $$ · 0.90
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Including isospin breaking corrections, summing over three neutrino flavours and generalizing the SM formulae in [ref] to include both left-handed and right-handed quark currents one finds [equation] where X_eff=V_ts^*V_td (X_L(K)+X_R(K))≡V_ts^* V_td X_L^SM(K) ( 1 +ξe^iθ).
On the Importance of Rare Kaon Decays: A Snowmass 2021 White Paper · $$ · 0.92
Uses its method or tool 1 paper
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Using the exact formulae in [ref] that are based on the calculations over three decades by several groups [ref] the dependence of the branching ratio for $B_s→μ^+μ^-$ on the input parameters involved can be transparently summarized as follows [ref] [equation] It replaces the usual phenomenological expression given in [ref] .
Searching for New Physics in Rare $K$ and $B$ Decays without $|V_{cb}|$ and $|V_{ub}|$ Uncertainties · Correlations with $B_s,d→μ^+μ^-$ · 0.88
Uses its data or values 24 papers
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The short distance function $X(x_t)$ relevant for the top quark contribution, including NLO QCD corrections [ref] and two-loop electroweak contributions [ref] , is X(x_t)=1.481±0.005_th±0.008_exp, where the first error comes from the remaining renormalisation scale and scheme uncertainties, as well as the theoretical error on the $MS$ parameters due to the matching at the electroweak scale, while the second one corresponds to the combined experimental error on the top and $W$ masses entering the ratio $x_t$, and on the strong coupling $α_s(M_Z)$.
$K^+\to\pi^+\nu\bar\nu$ and $K_L\to\pi^0\nu\bar\nu$ in the Standard Model: Status and Perspectives · $$ · 0.91
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Their measured time-integrated branching fractions read [equation] Based on these results, the current Particle Data Group world average is given by [ref] [equation] Within the SM, by including the QCD corrections up to next-to-next-to-leading order (NNLO) [ref] and the next-to-leading order (NLO) EW correction [ref] , the branching ratio is predicted to be [equation] which is based on the calculations performed in refs.
Phenomenological anatomy of top-quark FCNCs induced by a light scalar singlet · Introduction · 0.98
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The SM contribution in $C^V_AA$ is given by [equation] where $η_Y = 1.012$ quantifies QCD corrections [ref] and the loop function is given by [equation] The decay width of $B_q →μ^+ μ^-$ is proportional to [equation] We define the ratios of branching fractions of our model to the SM, [equation] Mind the bars: In the $B_s$-$B_s$ system, the measured width difference between light and heavy mass eigenstates, $y_s ΔΓ_B_s/ (2 Γ_B_s) = 0.065±0.005$ [ref] , is not negligible [ref] .
Complete Vector-like Fourth Family with $\mathrm{U(1)}^\prime$: A Global Analysis · Section · 0.85
Compares with it 1 paper
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Our value of $η_Y$ agrees well with 1.012 quoted in [ref] .
On the Standard Model prediction for BR(B{s,d} to mu+ mu-) · Preliminary solution · 0.99
Cites it as background 12 papers
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It is discussed in details in [ref] .
Climbing NLO and NNLO Summits of Weak Decays: 1988-2023 · NLO and NNLO QCD Calculations · 0.82
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Semileptonic rare $s→d$ decays in the SM are described by the following effective Hamiltonian [ref] [equation] where $G_F$ is the Fermi constant, $C_i$ and $C_ν_ℓ$ are the Wilson coefficients (WCs), and $λ_q=V_qsV_qd^*$ is defined by the product of the two Cabibbo-Kobayashi-Maskawa (CKM) matrix elements.
New physics in $s\to d$ semileptonic transitions: rare hyperon vs. kaon decays · Low-energy effective Hamiltonian · 0.81
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The decay $B^0_s→μ^+μ^-$ originates from $Z$ penguins and box diagrams in the SM, and the corresponding low-energy effective Hamiltonian takes the following form [ref] : [equation] where $α$ is the QED coupling, $Θ_W$ is the Weinberg angle, $η_Y$ describes short-distance QCD corrections, and $Y_0(x_t≡m_t^2/M_W^2)$ is an “Inami–Lim function".
B Physics in the LHC Era: Selected Topics · SEARCH FOR NP IN $B^0_s→μ^+μ^-$ · 0.86
Discussion
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