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Lorentz-violating graviton masses: getting around ghosts, low strong coupling scale and VDVZ discontinuity

High Energy Physics - Theory · Submitted 13 Jul 2004 · 22 references

Pith's verdict: A clean linearized result — the m0=0 trick kills the ghost and the VDVZ discontinuity — with the strong-coupling scale argued by normalization rather than by vertices.

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arXiv IDhep-th/0407104 (version 1)
Pith IDMVIAIHL3, Pith's permanent record of this paper and its review
CitationV.Rubakov. "Lorentz-violating graviton masses: getting around ghosts, low strong coupling scale and VDVZ discontinuity." arXiv:hep-th/0407104 (2004). https://pith.science/paper/MVIAIHL3
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Referee report
The paper

The paper claims

Setting one graviton mass term to zero may give a ghost-free massive gravity with no VDVZ discontinuity and a strong-coupling scale of $({mM_{Pl}})^{1/2}$.

The reading

Massive gravity normally arrives with baggage: generic mass terms introduce ghosts, the Fierz–Pauli form avoids ghosts but brings the van Dam–Veltman–Zakharov discontinuity and pushes strong coupling down to $(m^4M_{Pl})^{1/5}$, far below the naive $(mM_{Pl})^{1/2}$. Rubakov asks whether giving up Lorentz invariance in the mass term can dodge all of this at once. Working to quadratic order about flat space with a mass Lagrangian built from four independent coefficients, he sets one of them ($m_0$) to zero so that $h_{00}$ becomes a Lagrange multiplier, and then tracks each spin sector separately. The payoff is a spectrum with a gap of order $m$, no ghosts or tachyons under stated positivity conditions, and — the part that matters — normalisation factors for every gauge-invariant field that scale as $m/M_{Pl}$ rather than $m^2/M_{Pl}$, which is exactly what removes the discontinuity and lifts strong coupling back to $(mM_{Pl})^{1/2}$. The claim is not that Nature works this way, but that Lorentz violation is a viable route to a massive graviton without the usual pathologies.

What carries the argument

The mechanism is the choice $m_0=0$, which makes $h_{00}=psi$ enter the quadratic action linearly and therefore act as a Lagrange multiplier; its constraint expresses $sigma$ in terms of $tau$, and the field $v$ is eliminated through its own equation of motion, leaving a single dynamical scalar $tau$ with Lagrangian (17). That Lagrangian carries terms enhanced by $1/m^2$, so the canonically normalised field satisfies $taupropto (m/M_{Pl}),tau_c$ instead of the Fierz–Pauli $taupropto tau_c/M_{Pl}$. The same enhancement appears for the vector mode, where integrating out $u_i$ gives $w_ipropto mM_{Pl},s_{ci}$, and for the second scalar invariant $Phi$. These normalisation factors, not the dispersion relations, are what control both the VDVZ discontinuity and the strong-coupling scale; a Stückelberg-style analysis of the pure-gauge part $h_{muu}=partial_mu pi_u+partial_u pi_mu$ reproduces the same conclusion by showing that the mass terms themselves supply healthy kinetic terms for all components of $pi$, including the longitudinal one that is degenerate in the Fierz–Pauli case.

Extended reading notes

Core claim

The paper shows that a graviton mass term which breaks Lorentz invariance but preserves the Euclidean symmetry of three-space, with the coefficient $m_0$ of $h_{00}h_{00}$ set to zero, yields a linearized theory about Minkowski with four advertised properties. First, the spectrum has a gap of order $m$ in every sector, so all modes are massive. Second, at momenta $p^2gg m^2$ the dispersion relations are of the form $omega^2propto p^2$: tensor modes are relativistic with mass $m_2$, while vector and scalar modes propagate with unconventional, generally subluminal or superluminal, maximum velocities set by ratios of the masses. Third, the VDVZ discontinuity is absent — in the massless limit taken with fixed mass ratios, the gauge-invariant fields $w_i$, $tau$ and $Phi$ generated by a conserved source reduce exactly to the general-relativity expressions of eqs. (21)–(23), not the Fierz–Pauli ones of eqs. (24)–(25). Fourth, because the normalisation factors relating the original fields to canonically normalised ones are at most of order $(mM_{Pl})^{-1}$ in every sector, the strong-coupling scale is $(mM_{Pl})^{1/2}$, matching the naive estimate rather than falling below it. Under the positivity conditions $m_1^2>m_4^2>0$, $m_2^2>m_3^2$ and $4m_2^2>m_4^2$, all kinetic and gradient terms in the reduced actions have the correct sign, so there are no ghosts or tachyons at this order.

Load-bearing premise

The entire case rests on the quadratic action about flat space: if the ghost-freedom and the $(mM_{Pl})^{1/2}$ strong-coupling scale do not survive once cubic and higher-order terms are included, the claim that this is a healthy theory of massive gravity does not follow.

Editorial extensions

If this is right

  • If the construction holds, a Higgs phase of gravity with a Minkowskian background and broken Lorentz invariance can describe massive gravitons with an intrinsic strong-coupling scale of $(mM_{Pl})^{1/2}$, rather than the much lower scales forced by Fierz–Pauli or by brane-world infrared modifications.
  • Gravitational interactions between conserved sources in the massless limit reduce to the Einstein-Hilbert form, so no fifth-force-like scalar remnant survives and no Vainshtein-type nonlinear screening is needed to hide it.
  • The tensor sector remains relativistic with mass $m_2$, while vector and scalar modes acquire direction-dependent maximum velocities, giving a distinctive, in principle distinguishable, propagation signature.
  • The special case $m_0\neq 0$ with $m_1=0$ is noted as having no physical scalar or vector excitations at all, only tensor modes of mass $m_2$, and is flagged as deserving separate study.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The paper's own framing invites the next question it does not answer: whether the ghost-freedom and the $(mM_{Pl})^{1/2}$ scale survive when cubic and higher terms are included, since a Boulware–Deser-type ghost or a new strong-coupling problem could appear only beyond quadratic order.
  • Because Lorentz violation is imposed in the mass term by hand rather than arising from a Higgs mechanism, the construction is a bottom-up existence proof; a natural follow-up is to ask which scalar-field condensates could generate exactly this pattern of masses with $m_0=0$.
  • The direction-dependent maximum velocities for vector and scalar modes suggest a cosmological signature: if such a graviton mass existed, the stochastic gravitational-wave background would show mode-dependent propagation speeds, which is a sharper target than a generic mass bound.
  • The observation that $m_0\neq 0$, $m_1=0$ leaves only tensor excitations hints at a broader classification problem: enumerating which sign patterns of the five masses give ghost-free, tachyon-free spectra at quadratic order, which the paper only partially surveys.
Original abstract

A theory with the action combining the Einstein--Hilbert term and graviton mass terms violating Lorentz invariance is considered at linearized level about Minkowskian background. It is shown that with one of the masses set equal to zero, the theory has the following properties: (i) there is a gap of order $m$ in the spectrum, where $m$ is the graviton mass scale; (ii) the dispersion relations at ${\bf p}^2 \gg m^2$ are $\omega^2 \propto {\bf p}^2$, the spectrum of tensor modes being relativistic, while other modes having unconventional maximum velocity; (iii) the VDVZ discontinuity is absent; (iv) the strong coupling scale is $(mM_{Pl})^{1/2}$. The latter two properties are in sharp contrast to the Lorentz-invariant gravity with the Pauli--Fierz mass term.

The compiled record

The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.

Compiled by classifier-1.13-20260917 via OpenRouter, question bank abstract-p1-20260923, 2026-09-23: 1 request, 3,168 input tokens, $0.0001 reported.

What the abstract itself states, as probabilities: claims first 0.03 · states limitation 0.48 · human participants 0.01 · controlled comparison 0.35 · randomized assignment 0.01 · states quantitative result 0.77 · compares with prior results 0.95 · mentions code or data availability 0.01.

The abstract, sentence by sentence

arXiv listing abstract v1. Results and the main claim are underlined; .

A theory with the action combining the Einstein--Hilbert term and graviton mass terms violating Lorentz invariance is considered at linearized level about Minkowskian background. It is shown that with one of the masses set equal to zero, the theory has the following properties: (i) there is a gap of order $m$ in the spectrum, where $m$ is the graviton mass scale; (ii) the dispersion relations at ${\bf p}^2 \gg m^2$ are $\omega^2 \propto {\bf p}^2$, the spectrum of tensor modes being relativistic, while other modes having unconventional maximum velocity; (iii) the VDVZ discontinuity is absent; (iv) the strong coupling scale is $(mM_{Pl})^{1/2}$. The latter two properties are in sharp contrast to the Lorentz-invariant gravity with the Pauli--Fierz mass term.

background contribution method result interpretation main claim

What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 A theory with the action combining the Einstein--Hilbert term and graviton mass terms violating Lorentz invariance is considered at linearized level about Minkowskian background. contribution 0.65 0.46 0.04 asserted 0.68
s1 It is shown that with one of the masses set equal to zero, the theory has the following properties: (i) there is a gap of order $m$ in the spectrum, where $m$ is the graviton mass scale; (ii) the dispersion relations at ${\bf p}^2 \gg m^2$ are $\omega^2 \propto {\bf p}^2$, the spectrum of tensor modes being relativistic, while other modes having unconventional maximum velocity; (iii) the VDVZ discontinuity is absent; (iv) the strong coupling scale is $(mM_{Pl})^{1/2}$. result 1.00 0.91 0.82 asserted 1.00
s2 The latter two properties are in sharp contrast to the Lorentz-invariant gravity with the Pauli--Fierz mass term. interpretation 0.89 0.51 0.16 asserted 1.00

What kind of paper the classifier reports this is: theoretical result 1.00 · evidence from proof or derivation 1.00.

What was examined, and what was not

sources read
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not examined
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  • references and citing sentences
  • relations to other papers
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  • P abstract
not run
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  • T body sentences
  • C citations
  • R cross-paper relations

Every quoted sentence on this record is the authors'. Every label is from Pith's closed vocabulary, with the probability shown beside it. Every number in the measurements table is the authors', checked by code. Record as JSON

References
How the literature uses it

70 arXiv papers cite this in 144 sentences

Each citing sentence is taken from the citing paper's LaTeX source and typed by Pith's classifier. A label appears at probability 0.8 or more (0.95 for support), a contest at 0.7 or more; the quoted words are the citing authors'. How each label was checked · JSON

Papers citing it · 94 sentences without a confident label

Builds on it 1 paper
  • Foundational work has already been done on this previously [ref] for broad sectors of mass-parameter space in D = 3, but we would like to extend the analysis to arbitrary spatial dimensions and analyze both the free field dynamics and linear response to a conserved energy-momentum tensor.

    Medium Generated Gap in Gravity and a 3d Gauge Theory · Lorentz Violating Massive Gravity · 0.98

Uses its method or tool 2 papers
  • Then, we have to consider the noncovariant perturbation around the Minkowski space as [ref] g_ij= δ_ij+ h_ij, N= 1+ n, N_i= n_i with

    Critical gravity as van Dam-Veltman-Zakharov discontinuity in anti de Sitter space · vDVZ discontinuity in Minkowski space · 0.92

  • Instead, to understand the dynamical degrees of freedom, we will express $φ_μν$ as irreducible $SO(3)$ representations [ref] : [equation] Here, $φ^TT_ij$ are the transverse-traceless tensor (under $SO(3)$) modes of the field, $u_i$ and $A_i$ are transverse vectors, $w, σ, π$ are three dimensional scalars, and [equation] Plugging this decomposition of the field into the FP Lagrangian in Eq. [ref], and after integrating out the non-propagating fields (cf. App. [ref]), we arrive at separate Lagrangians for the propagating degrees of freedom in each sector [ref] .

    Massive graviton dark matter searches with long-baseline atom interferometers · Lorentz invariant massive gravity · 0.81

Compares with it 3 papers
Cites it as background 33 papers

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