REVIEW
Self Gravitating Fundamental Strings
High Energy Physics - Theory · Submitted 18 Jul 1997 · 11 references
Pith's verdict: The four-dimensional contraction law is solid and useful; the higher-dimensional collapse is an interpretation that the abstract states as a derived result.
T0 · AI review
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Referee report
The paper
The paper claims
A single highly excited string, made to feel its own gravity as the coupling is raised, shrinks and eventually becomes a black hole — and how it does so depends on how many spatial dimensions it lives in.
The reading
What carries the argument
The argument is carried by the thermal scalar: a single complex scalar field $chi$ of winding number one, living in one fewer dimension, whose mass $m^2( beta) = ( beta^2 - beta_H^2)/(4 pi^2 alpha'^2)$ vanishes at the Hagedorn temperature and whose path integral reproduces the critical behaviour of the string density of states. Placing $chi$ in a static metric and dilaton background with the redshift factor $G_{tau tau}$ appearing explicitly (because it measures the proper length of the winding string) turns the problem into a nonlinear Schrödinger equation with an attractive Coulomb self-interaction, Eq. (3.13), whose coupling is the string coupling. A scaling argument on the associated variational functional then decides everything: the negative term scales as $rho^{d-2}$ and the positive gradient term as $rho^2$, so a lowest bound state exists only for $d=3$; for $d >= 5$ the functional is unbounded below, which the authors read as collapse to a black hole, and for $d=4$ the two terms scale alike so a critical coupling separates a stable from an unstable regime.
Extended reading notes
Core claim
The central claim is that the evolution of a highly excited string with increasing coupling is dimension-dependent, and that the crossover couplings can be computed. A free string at level $N$ has mass $M^2 = 4N/alpha'$ and random-walk size $l = N^{1/4} alpha'^{1/2}$; a black hole of that mass has horizon of order the string scale at $g_c ~ N^{-1/4}$. The long-range attraction first matters when the effective dimensionless cubic coupling $g M^{(6-d)/4}$ becomes of order one, giving $g_o ~ N^{(d-6)/8}$. For $d=3$ one finds $g_o < g_c$, and solving the resulting self-consistent bound-state equation gives $l ~ alpha'^{1/2}/(g^2 N^{1/2})$, so the string contracts continuously from the random-walk size to the string scale as $g$ runs from $g_o$ to $g_c$. For $d=4$ the two couplings coincide and the string stays large until it collapses; for $d=5$ one has $g_o > g_c$, so raising and then lowering the coupling traces different paths — a hysteresis. For $d=6$ the interaction is marginal and the string stays large until $g ~ 1$; for $d>6$ the authors note the original description breaks down and suggest passing to a dual weakly coupled theory, where the fate of the solitonic string depends on how fast it decays into the lighter dual degrees of freedom.
Load-bearing premise
The whole result rests on a mean-field step: the single string's stress energy is replaced by its average over all strings of the same mass, and the resulting self-consistent bound-state equation is trusted to describe one string — with the further interpretive step that where the variational functional has no minimum, the physical string collapses into a black hole.
Editorial extensions
If this is right
- In four spacetime dimensions the correspondence principle works as originally stated from the string side: a typical excited string shrinks smoothly to the string scale and becomes a black hole at $g_c ~ N^{-1/4}$.
- In five and more dimensions the black hole does not revert to a typical random-walking string; it becomes a long string constrained to a volume of order the string scale, so the entropy match must be sought among atypical, compact states.
- The entropy count survives this restriction because constrained random walks still have entropy proportional to the number of steps, $N^{1/2}$, with only the numerical coefficient changed — a coefficient the correspondence principle never fixed anyway.
- For a given level $N$, the black hole formed at $g_o$ in $d=5$ has mass $M_{bh} ~ N^{7/16}/l_p$, and lowering the coupling back to $g_c$ produces a string at a higher level $N' = N^{7/6}$; the dominant entropy of that black hole comes from these heavier compact strings.
- In more than six dimensions the question is deferred to a dual weakly coupled description, where the fundamental string appears as a solitonic string that may or may not survive long enough to collapse.
Reading between the lines
- The same scaling logic should apply to a string with angular momentum or electric charge, where the centrifugal or Coulomb terms compete with the self-attraction and could shift the crossover coupling; that would be a direct check of the mechanism rather than of the specific numbers.
- The hysteresis in five dimensions is a statement about which description is valid, not about two different objects, so it suggests a concrete adiabatic-protocol thought experiment: cycle the coupling and ask whether work is done, which is the kind of question a holographic or free-energy computation could settle.
- The instability of the variational functional for $d >= 5$ is a mean-field statement about a single string; if the collapse is real, one would expect it to show up as a runaway in a numerical simulation of a self-attracting polymer chain with a long-range $1/r^{d-2}$ attraction, a check that has not been done in the polymer literature the authors cite.
- The authors' remark that the numerical coefficient in the entropy is outside the accuracy of the correspondence principle leaves open whether a sharper treatment of constrained walks could turn that coefficient into a quantitative prediction for black hole entropy in four dimensions.
Original abstract
We study the configuration of a typical highly excited string as one slowly increases the string coupling. The dominant interactions are the long range dilaton and gravitational attraction. In four spacetime dimensions, the string slowly contracts from its initial (large) size until it approaches the string scale where it forms a black hole. In higher dimensions, the string stays large until the coupling reaches a critical value, and then it rapidly collapses to a black hole. The implications for the recently proposed correspondence principle are discussed.
The compiled record
The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.
The abstract, sentence by sentence
We study the configuration of a typical highly excited string as one slowly increases the string coupling. The dominant interactions are the long range dilaton and gravitational attraction. In four spacetime dimensions, the string slowly contracts from its initial (large) size until it approaches the string scale where it forms a black hole. In higher dimensions, the string stays large until the coupling reaches a critical value, and then it rapidly collapses to a black hole. The implications for the recently proposed correspondence principle are discussed.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | We study the configuration of a typical highly excited string as one slowly increases the string coupling. | contribution 1.00 | 0.88 | 0.04 | asserted 0.81 |
| s1 | The dominant interactions are the long range dilaton and gravitational attraction. | result 0.53 | 0.48 | 0.06 | asserted 1.00 |
| s2 | In four spacetime dimensions, the string slowly contracts from its initial (large) size until it approaches the string scale where it forms a black hole. | result 1.00 | 0.79 | 0.24 | asserted 1.00 |
| s3 | In higher dimensions, the string stays large until the coupling reaches a critical value, and then it rapidly collapses to a black hole. | result 1.00 | 0.80 | 0.29 | asserted 1.00 |
| s4 | The implications for the recently proposed correspondence principle are discussed. | interpretation 1.00 | 0.42 | 0.04 | unclear 0.92 |
What was examined, and what was not
- arXiv listing abstract v1
- full text
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- relations to other papers
- P abstract
- S sections
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References
How later papers used it
97 later papers cite it
4 later papers by other authors are listed below: 2 used its method or tool, 1 compared its own results with it and 1 cited it as support.
Uses its method or tool 2 of 9 papers with this label
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Based its approach on the formalism for self-gravitating string states near the Hagedorn temperature developed by Horowitz and Polchinski in this paper.
String Theory in a Pinch: Resolving the Gregory-Laflamme Singularity (2024) · 0.99 · paraphrased: the licence does not allow quoting
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In the next section, we start with the Horowitz-Polchinski (HP) equations of motion, [ref] , associated with the $SL(2,ℝ)_k/U(1)$ cigar, and show that the order of the equations can be reduced to accommodate the FZZ duality.
A Puncture in the Euclidean Black Hole (2021) · Introduction · 0.82
Compares with it 1 of 12 papers with this label
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Showed that its first sub-leading correction, due entirely to zero modes of the massive worldsheet scalars, exactly matches the sub-dominant contribution recently computed within an effective approach based on this paper's string star model.
Semiclassical Quantization of the Superstring and Hagedorn Temperature (2023) · 1.00 · paraphrased: the licence does not allow quoting
Cites it as support 1 of 8 papers with this label
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Said that massless interactions, namely the gravitational one, dominating the mass shift for very massive strings is expected on general reasons, citing this paper.
String Mass Shifts (2009) · 0.95 · paraphrased: the licence does not allow quoting
How the literature uses it
96 arXiv papers cite this in 239 sentences
Papers citing it · 161 sentences without a confident label
Contests it 1 paper
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The approach we follow goes beyond those used so far, which assumed some sort of approximation in the description of strings (random-walk, polymers, thermal scalar, …) and led sometimes to results actually being in contradiction (see [ref] ).
Self-interacting fundamental strings and black holes · Introduction · contest 0.72
Builds on it 6 papers
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For $d≥6$, where the Horowitz-Polchinski EFT [ref] does not have suitable solutions, the modified effective Lagrangian allows one to study the black hole CFT in an expansion in powers of $d-6$ and $T_H-T$.
On Small Black Holes in String Theory · Introduction · 0.95
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This is an extension of the EFT for the winding mode together with the metric around flat space [ref] to more general cases that include curved metric and (possibly) background fluxes such as the Kalb-Ramond flux $H_3 0$.
The black hole/string transition in AdS$_3$ and confining backgrounds · Winding-string condensates in type II string theory · 0.96
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In section [ref] we review the solution, slightly extending the work of [ref] by providing the explicit form of the solution, giving the form of the solution in dimensions $D=4,5,6$ and presenting a formula for the classical entropy.
On the black hole/string transition · Introduction · 0.97
Uses its method or tool 9 papers
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Our approach is based on the formalism for self-gravitating string states near the Hagedorn temperature developed by Horowitz and Polchinski (HP) in [ref] .
String Theory in a Pinch: Resolving the Gregory-Laflamme Singularity · Introduction · 0.99
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The main idea will be to use the correspondence principle formulated in [ref] , following earlier suggestions in [ref] .
How to Expose a Black Hole · Introduction · 0.90
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In the next section, we start with the Horowitz-Polchinski (HP) equations of motion, [ref] , associated with the $SL(2,ℝ)_k/U(1)$ cigar, and show that the order of the equations can be reduced to accommodate the FZZ duality.
A Puncture in the Euclidean Black Hole · Introduction · 0.82
Compares with it 12 papers
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As $β→β_H$, the solution of the modified equations for all $d≤6$ goes to zero for all $r$, as in [ref] .
On Small Black Holes in String Theory · Introduction and summary · 0.82
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The properties of the W star are reminiscent of the Horowitz-Polchinski solution [ref] .
String stars, small black holes, and the supersymmetric index · Properties of the W star · 1.00
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As we will show explicitly, the first sub-leading correction, which is entirely due to the zero modes of the massive worldsheet scalars, exactly matches with the sub-dominant contribution recently computed within an effective approach [ref] based on the Horowitz-Polchinski [ref] string star model.
Semiclassical Quantization of the Superstring and Hagedorn Temperature · Introduction · 1.00
Cites it as support 7 papers
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To maintain ([ref]) one is forced to speculate that this apparent mismatch is removed by accounting for the self-gravitation of the long string [ref] .
Hagedorn temperature and physics of black holes · Long-string picture of L. Susskind · 0.97
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This is indeed the case for the size of a string and a black hole [ref] .[The size of a highly excited string can be estimated by a random walk picture which provides $√(M)$, on the other hand the size of a black hole becomes on the order one at the correspondence point.
Massless radiation from heavy rotating string and Kerr/string correspondence · The correspondence · 0.97
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In fact, precisely when $β_BH ≳β_H$ (with $β_BH-β_H ≪ℓ_s$) it is the Horowitz-Polchinski saddle the one that dominates the dynamics of the system [ref] .
The Quantum Gravity Scale and the Swampland · Determining $$ via black holes · 0.97
Cites it as background 30 papers
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According to the correspondence principle [ref] , at some particular value of $g_s$, the description of the system changes from that of a black hole to that of a fundamental string.
How to Expose a Black Hole · Review of the correspondence principle · 0.86
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In this section, we briefly review the Horowitz-Polchinski model [ref] , which describes self-gravitating strings near the Hagedorn temperature [ref] .
Fluid model of a black hole-string transition · Horowitz-Polchinski model · 0.90
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After reduction on the Euclidean time circle, the low-energy effective theory in the $d$ non-compact directions contains the spatial metric $g_ab$, the dilaton $Φ$, the radion $φ$, and the thermal scalar $χ$, with action [ref] [equation] Here $ℛ$ is the Ricci scalar of $g_ab$ and $G_N$ is Newton's constant in $D$ spacetime dimensions.
Love at the String Scale: Tidal Deformability Across the Black Hole-String Transition · Horowitz-Polchinski string stars · 0.94
Discussion
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