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Instructional Segment Embedding: Improving LLM Safety with Instruction Hierarchy

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arxiv 2410.09102 v2 pith:Z23KPAS3 submitted 2024-10-09 cs.LG cs.AIcs.CLcs.CR

Instructional Segment Embedding: Improving LLM Safety with Instruction Hierarchy

classification cs.LG cs.AIcs.CLcs.CR
keywords instructionsafetyhierarchymodelspromptsapproacharchitecturesembedding
verification ladder T0 review T1 audit T2 compute T3 formal T4 reserved
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Large Language Models (LLMs) are susceptible to security and safety threats, such as prompt injection, prompt extraction, and harmful requests. One major cause of these vulnerabilities is the lack of an instruction hierarchy. Modern LLM architectures treat all inputs equally, failing to distinguish between and prioritize various types of instructions, such as system messages, user prompts, and data. As a result, lower-priority user prompts may override more critical system instructions, including safety protocols. Existing approaches to achieving instruction hierarchy, such as delimiters and instruction-based training, do not address this issue at the architectural level. We introduce the Instructional Segment Embedding (ISE) technique, inspired by BERT, to modern large language models, which embeds instruction priority information directly into the model. This approach enables models to explicitly differentiate and prioritize various instruction types, significantly improving safety against malicious prompts that attempt to override priority rules. Our experiments on the Structured Query and Instruction Hierarchy benchmarks demonstrate an average robust accuracy increase of up to 15.75% and 18.68%, respectively. Furthermore, we observe an improvement in instruction-following capability of up to 4.1% evaluated on AlpacaEval. Overall, our approach offers a promising direction for enhancing the safety and effectiveness of LLM architectures.

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Cited by 13 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score.

  1. IH-Benchmark: A Conflict-Centered Benchmark for Instruction-Hierarchy Robustness in LLM Applications

    cs.CR 2026-07 conditional novelty 7.0

    IH-Benchmark, a 2,336-scenario test across 37 LLMs, shows instruction-hierarchy robustness is fragmented: strong system-vs-user compliance does not imply user-vs-tool robustness.

  2. Language Shapes Instruction Hierarchy Compliance in Multilingual LLMs

    cs.CL 2026-07 conditional novelty 7.0

    Instruction-hierarchy compliance in LLMs is asymmetric by language and position, and cross-language conflicts yield systematically higher compliance than same-language ones (Language Boundary Effect).

  3. The Granularity Mismatch in Agent Security: Argument-Level Provenance Solves Enforcement and Isolates the LLM Reasoning Bottleneck

    cs.CR 2026-05 unverdicted novelty 7.0

    PACT achieves perfect security and utility under oracle provenance by enforcing argument-level trust contracts based on semantic roles and cross-step provenance tracking, outperforming invocation-level monitors in Age...

  4. Many-Tier Instruction Hierarchy in LLM Agents

    cs.CL 2026-04 unverdicted novelty 7.0

    ManyIH and ManyIH-Bench address instruction conflicts in LLM agents with up to 12 privilege levels across 853 tasks, revealing frontier models achieve only ~40% accuracy.

  5. Prompt Injection as Role Confusion

    cs.CL 2026-02 unverdicted novelty 7.0

    Language models confuse roles based on how text sounds rather than its true source, enabling measurable prompt injection attacks via role probes that predict success rates.

  6. Security--Fidelity Tradeoffs: The Hidden Cost of Prompt Injection Defense

    cs.CR 2026-06 unverdicted novelty 6.0

    Prompt injection defenses create a security-fidelity tradeoff with no model or defense achieving both high security and high fidelity on the SecFid benchmark across 1,168 examples.

  7. LLM-Assisted Reranking to Operationalize Nuanced Objectives in Recommender Systems

    cs.HC 2026-06 unverdicted novelty 6.0

    Empirical test on real news histories shows unconstrained LLM reranking amplifies conspiratorial content exposure while prompt constraints can increase ideological diversity with limited relevance cost.

  8. Prompt Injection as Role Confusion

    cs.CL 2026-02 conditional novelty 6.0

    Prompt injection works because models internally treat text that sounds like a trusted role as if it were tagged as that role, and this confusion can be measured before generation.

  9. Reasoning Up the Instruction Ladder for Controllable Language Models

    cs.CL 2025-10 conditional novelty 6.0

    RLVR on ~7K verifiable system/user conflict examples teaches LLMs to prioritize higher-priority instructions, improving instruction-hierarchy and safety benchmarks.

  10. Agent Security is a Systems Problem

    cs.CR 2026-05 unverdicted novelty 5.0

    Agent security must be treated as a systems problem by viewing the AI model as untrusted and applying established systems security principles to enforce invariants.

  11. Assessing Automated Prompt Injection Attacks in Agentic Environments

    cs.CR 2026-06 unverdicted novelty 4.0

    Black-box optimization outperforms gradient-based methods for prompt injection on LLM agents, with success depending on attacker model strength and limited transfer from small to frontier models.

  12. Agent Security is a Systems Problem

    cs.CR 2026-05 unverdicted novelty 4.0

    The paper argues that agent security is best addressed as a systems problem by applying principles from operating systems, networks, and formal methods rather than relying solely on model robustness improvements.

  13. Security Considerations for Artificial Intelligence Agents

    cs.LG 2026-03 unverdicted novelty 3.0

    Frontier AI agents introduce new confidentiality, integrity, and availability risks through changed assumptions on code-data separation and authority boundaries, requiring layered defenses like sandboxing and policy e...