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arxiv: 2210.10760 · v1 · pith:VMR7JXUZnew · submitted 2022-10-19 · 💻 cs.LG · stat.ML

Scaling Laws for Reward Model Overoptimization

Pith reviewed 2026-05-19 08:59 UTC · model grok-4.3

classification 💻 cs.LG stat.ML
keywords reward model overoptimizationscaling lawsreinforcement learning from human feedbackGoodhart's lawproxy reward modelsbest-of-n samplingAI alignment
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The pith

Optimizing too hard against a proxy reward model reduces true performance according to scaling laws that differ by method and model size.

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The paper uses a synthetic setup where a fixed gold-standard reward model generates labels to train proxy reward models. Policies are then optimized against the proxy using either reinforcement learning or best-of-n sampling, and the resulting gold-standard scores are measured. The authors find that the relationship between optimization strength and gold score takes a different functional form for each method, with the coefficients of those forms scaling smoothly as the number of proxy reward model parameters grows. They further show how this relationship changes with reward model dataset size, policy parameter count, and the KL penalty coefficient. These patterns provide a way to anticipate overoptimization effects in larger systems without repeated human preference collection.

Core claim

A fixed gold-standard reward model supplies synthetic preference labels for training proxy reward models. Policies are optimized against the proxy reward via reinforcement learning with KL penalty or via best-of-n sampling. The gold-standard reward achieved as a function of the degree of proxy optimization follows a different functional form for each method. The coefficients in these forms scale smoothly with the number of parameters in the proxy reward model. The relationship is additionally modulated by the size of the reward model training dataset, the number of policy parameters, and the strength of the KL penalty term.

What carries the argument

The functional form relating gold-standard reward to the strength of optimization against the proxy reward model, whose coefficients scale with proxy reward model parameter count, measured separately for reinforcement learning and best-of-n sampling.

If this is right

  • The coefficients describing overoptimization scale smoothly with the number of reward model parameters.
  • Reinforcement learning and best-of-n sampling produce qualitatively different shapes for the gold-reward decline curve.
  • Increasing the KL penalty coefficient in the reinforcement learning objective reduces the severity of overoptimization at a given optimization level.
  • Larger reward model training datasets and larger policy models both alter the scaling coefficients of the overoptimization relationship.

Where Pith is reading between the lines

These are editorial extensions of the paper, not claims the author makes directly.

  • The observed scaling could let researchers extrapolate overoptimization risks for much larger models from smaller-scale synthetic runs.
  • The synthetic gold-standard setup likely understates the inconsistency and noise that would appear in genuine human preference data.
  • Practitioners could choose between reinforcement learning and best-of-n sampling partly on the basis of which method yields more predictable degradation at scale.

Load-bearing premise

The fixed gold-standard reward model reproduces the overoptimization dynamics that would arise from real, noisy human preferences.

What would settle it

If experiments using actual collected human preferences instead of the synthetic gold-standard model produce different functional forms or non-smooth scaling of coefficients with model size, the reported scaling laws would not generalize.

read the original abstract

In reinforcement learning from human feedback, it is common to optimize against a reward model trained to predict human preferences. Because the reward model is an imperfect proxy, optimizing its value too much can hinder ground truth performance, in accordance with Goodhart's law. This effect has been frequently observed, but not carefully measured due to the expense of collecting human preference data. In this work, we use a synthetic setup in which a fixed "gold-standard" reward model plays the role of humans, providing labels used to train a proxy reward model. We study how the gold reward model score changes as we optimize against the proxy reward model using either reinforcement learning or best-of-$n$ sampling. We find that this relationship follows a different functional form depending on the method of optimization, and that in both cases its coefficients scale smoothly with the number of reward model parameters. We also study the effect on this relationship of the size of the reward model dataset, the number of reward model and policy parameters, and the coefficient of the KL penalty added to the reward in the reinforcement learning setup. We explore the implications of these empirical results for theoretical considerations in AI alignment.

Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, simulated authors' rebuttal, and a circularity audit. Tearing a paper down is the easy half of reading it; the pith above is the substance, this is the friction.

Referee Report

2 major / 2 minor

Summary. The paper studies reward model overoptimization in RLHF using a synthetic setup: a fixed deterministic gold-standard reward model generates preference labels to train proxy reward models of varying sizes. It measures how the gold reward score changes as a policy is optimized against the proxy via either RL (with KL penalty) or best-of-n sampling. The central empirical finding is that gold-score vs. optimization level follows distinct functional forms for the two optimization methods, and that the coefficients of these forms scale smoothly with the number of proxy reward-model parameters. The authors also examine dependence on reward-model dataset size, policy and reward-model parameter counts, and the KL coefficient.

Significance. If the reported functional forms and scaling relations hold under the stated conditions, the work supplies the first quantitative, controlled measurements of overoptimization trajectories in a closed synthetic loop. This is useful for grounding theoretical discussions of Goodhart's law in RLHF and for calibrating expectations about how proxy size and optimization method affect ground-truth performance. The synthetic design cleanly isolates the effect of proxy imperfection without the cost of human data collection.

major comments (2)
  1. [§3 and §4] §3 (Methods) and §4 (Results): The abstract and main text provide no description of the functional-form fitting procedures, choice of functional families, error-bar computation, data-exclusion rules, or robustness checks used to establish the distinct functional forms and the smooth scaling of coefficients with proxy RM size. Because these choices directly determine the reported scaling laws, their absence makes it impossible to assess whether the claimed relationships are robust or sensitive to post-hoc decisions.
  2. [§5] §5 (Discussion): The manuscript draws implications for theoretical considerations in AI alignment, yet contains no experiment or analysis testing whether the observed overoptimization trajectories remain qualitatively unchanged when the gold-standard labels are replaced by noisy, inconsistent human preferences. The central claim that the synthetic results inform real RLHF therefore rests on an untested transfer assumption.
minor comments (2)
  1. [Figures 2-5] Figure captions and axis labels should explicitly state the range of optimization steps or KL coefficients used in each panel so that readers can reproduce the scaling plots without consulting the main text.
  2. [§4.1] The paper should include a short table listing the exact functional forms fitted for RL and best-of-n (e.g., linear, power-law, or exponential) together with the fitted coefficients and their uncertainties for at least one representative proxy size.

Simulated Author's Rebuttal

2 responses · 1 unresolved

We thank the referee for their thoughtful and constructive review of our manuscript. We address each major comment below, indicating planned revisions where appropriate.

read point-by-point responses
  1. Referee: [§3 and §4] §3 (Methods) and §4 (Results): The abstract and main text provide no description of the functional-form fitting procedures, choice of functional families, error-bar computation, data-exclusion rules, or robustness checks used to establish the distinct functional forms and the smooth scaling of coefficients with proxy RM size. Because these choices directly determine the reported scaling laws, their absence makes it impossible to assess whether the claimed relationships are robust or sensitive to post-hoc decisions.

    Authors: We appreciate this feedback on the need for greater transparency in our analysis pipeline. While the main text and appendix describe the overall experimental setup and report the observed functional forms, we agree that a consolidated account of the post-processing steps is warranted for reproducibility. In the revised version we will insert a dedicated paragraph in §3 (or a short appendix subsection) that explicitly details: the functional families selected for each optimization method (chosen via visual inspection and quantitative goodness-of-fit metrics), the curve-fitting procedure (nonlinear least-squares with specified initialization), error-bar computation (standard error across independent random seeds), any data-exclusion criteria (e.g., runs that failed to converge), and the robustness checks performed (alternative functional families, hyperparameter sweeps, and seed-variation tests). These additions will directly address the referee’s concern without altering the reported results. revision: yes

  2. Referee: [§5] §5 (Discussion): The manuscript draws implications for theoretical considerations in AI alignment, yet contains no experiment or analysis testing whether the observed overoptimization trajectories remain qualitatively unchanged when the gold-standard labels are replaced by noisy, inconsistent human preferences. The central claim that the synthetic results inform real RLHF therefore rests on an untested transfer assumption.

    Authors: We acknowledge that our deterministic gold-standard setup deliberately excludes label noise to isolate proxy overoptimization effects. Real human preferences introduce inconsistency that could alter variance and possibly the precise coefficients, and we do not claim direct quantitative transfer. In the revision we will expand §5 to (i) state this limitation more explicitly, (ii) discuss plausible qualitative effects of noise (e.g., increased scatter around the same functional forms), and (iii) clarify that the synthetic measurements supply controlled reference trajectories for theoretical models that can later be extended to noisy regimes. Because adding a full human-preference experiment would require new data collection far beyond the scope of the present study, we treat this as a natural direction for follow-up work rather than a revision item. revision: partial

standing simulated objections not resolved
  • Absence of experiments replacing the deterministic gold-standard labels with noisy, inconsistent human preferences to test transfer of the observed overoptimization trajectories to realistic RLHF.

Circularity Check

0 steps flagged

No circularity: purely empirical scaling observations

full rationale

The paper reports an empirical study in a closed synthetic loop where a fixed gold-standard RM supplies labels for proxy RM training and serves as the evaluation metric for policy optimization (RL or best-of-n). Observed relationships between gold scores and optimization strength are measured directly from runs; functional forms and coefficient scalings with RM size are reported as experimental findings rather than derived from equations that presuppose those forms. No self-definitional steps, fitted inputs renamed as predictions, load-bearing self-citations, uniqueness theorems, or ansatzes appear in the methodology. The work is self-contained against its own experimental benchmarks.

Axiom & Free-Parameter Ledger

0 free parameters · 1 axioms · 0 invented entities

The central claim rests on the domain assumption that a fixed synthetic gold-standard reward model reproduces the misalignment dynamics of real human preferences; no free parameters or invented entities are identifiable from the abstract alone.

axioms (1)
  • domain assumption A fixed gold-standard reward model can serve as a faithful proxy for human preferences when measuring overoptimization of a separately trained proxy model.
    This assumption underpins both the label generation and the ground-truth evaluation in the synthetic setup described in the abstract.

pith-pipeline@v0.9.0 · 5724 in / 1411 out tokens · 46966 ms · 2026-05-19T08:59:16.360850+00:00 · methodology

discussion (0)

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