REVIEW
Dynamical Horizons and their Properties
General Relativity and Quantum Cosmology · Submitted 11 Aug 2003 · 30 references
Pith's verdict: The area balance law is correctly derived and genuinely useful; the word 'energy' in the flux interpretation is doing more work than the derivation supports.
T0 · AI review
Why Pith says this
Highlight any text to comment on it.
Referee report
The paper
The paper claims
Ashtekar and Krishnan argue that a growing black hole obeys an exact, local balance law: the increase in its horizon radius equals the energy in matter crossing the horizon plus a positive, purely geometric term they read as the flux ofgrav
The reading
What carries the argument
The engine is the pair of constraint equations on the space-like horizon, $H_S = R + K^2 - K_{ab}K^{ab} = 16πG T̄_{ab}τ̂^aτ̂^b$ and $H^V_a = D_b(K^{ab} - Kq^{ab}) = 8πG T̄^{bc}τ̂_c q_{ab}$, multiplied by a lapse $N_R$ with $D_aR = N_R r̂^a$ and integrated over $ΔH$. A $2+1$ split of $H$ into cross-sections then converts the integrand into the Gauss curvature $R̃$ of the cross-section plus the shear and $ζ^a$ terms; the Gauss–Bonnet theorem turns the $R̃$ integral into $8π(R_2 - R_1)$ because the leaves are marginally trapped ($Θ_{(ℓ)}=0$). The choice of lapse is what makes the left side a clean difference of radii, and the same freedom to rescale $N_r = (dr/dR)N_R$ produces a whole family of permissible vector fields $ξ^a_{(r)}$, each with its own effective surface gravity $κ̄_r$ and hence its own first law. For rotation the machinery is extended by replacing $ξ^a_{(r)}$ with $t^a = N_rℓ^a - Ωφ^a$ and using the momentum constraint contracted with $φ^a$.
Extended reading notes
Core claim
Fix two cross-sections $S_1$ and $S_2$ of a dynamical horizon $H$ and let $R$ be the area radius, $a_S = 4πR^2$. Combining the scalar and vector constraints on $H$ and integrating over the portion $ΔH$ bounded by the two cross-sections gives the area balance law $$(R_2 - R_1)/2G = ∫_{ΔH} T_{ab}τ̂^a ξ^b_{(R)} $d^{3}$V + (1/16πG)∫_{ΔH} N_R(|σ|^2 + 2|ζ|^2) $d^{3}$V,$$ where $σ_{ab}$ is the shear of the outgoing null normal and $ζ^a = q̃^{ab} r̂^c ∇_c ℓ_b$ measures how the null normal twists as one moves off the cross-section. The first integral is matter energy flux; the second is proposed as the flux of gravitational energy, and it is manifestly non-negative. The authors argue this term meets the criteria normally used to certify the Bondi flux at null infinity: gauge invariance, positivity, locality, vanishing in spherical symmetry, agreement with perturbation theory off Kerr, a balance-law structure, and a Hamiltonian interpretation. They then introduce angular momentum $J^φ_S = -(1/8πG)∮_S K_{ab}φ^a r̂^b d^2V$ for any vector field $φ^a$ tangent to the cross-sections, obtain a matching balance equation for it, and combine the two into an integral generalization of the first law, $dE_t = (κ̄_r/8πG)da + Ω dJ$. For axi-symmetric horizons they single out a preferred time field whose effective surface gravity and angular velocity are exactly those of the Kerr solution with the same area and angular momentum, so that each cross-section is assigned the mass it would have if it were instantaneously Kerr. A byproduct is a topology result: cross-sections are two-spheres when $Λ>0$ and two-spheres or tori when $Λ=0$, the torus case being degenerate with all fluxes vanishing.
Load-bearing premise
Calling the geometric term $|σ|^2 + 2|ζ|^2$ the flux of gravitational energy rests on a list of plausibility criteria rather than on an independent derivation of energy, and the Hamiltonian justification is deferred to a cited paper still in preparation.
Editorial extensions
If this is right
- The area theorem becomes quantitative: the Hawking mass of a cross-section increases by exactly the matter flux plus the geometric flux as one moves along the horizon, so one can in principle compute how much a black hole grew from a given infall.
- The second law of black hole mechanics holds on any dynamical horizon, since $Θ_{(n)}<0$ forces the area to increase monotonically along $r̂^a$.
- A finite, physical-process version of the first law holds for transitions far from equilibrium, unlike the passive, phase-space versions derived for isolated horizons.
- Cross-sections of dynamical horizons are topologically two-spheres for $Λ>0$ and two-spheres or tori for $Λ=0$, so any more complicated marginally trapped surface cannot sit on a trapping boundary.
- The horizon mass $M(R,J) = \sqrt{R^4 + 4G^2J^2}/(2GR)$ gives a local energy for each cross-section, and the flow it generates drives a horizon formed with $2GJ > R^2$ toward the Kerr-allowed region as the area grows.
Reading between the lines
- If the geometric term really is gravitational energy flux, then the energy radiated to null infinity and the energy absorbed at the horizon are two ends of one accounting identity, which suggests a fully non-linear check: compare the total flux through $ΔH$ with the Bondi mass loss over the same retarded time in a numerical evolution.
- The framework gives numerical relativity a ready-made diagnostic: the world tube of apparent horizons in a merger simulation is a candidate dynamical horizon, so the balance law can be tested directly against measured horizon geometry without any asymptotic analysis.
- The conjecture that stationary vacuum space-times admit no dynamical horizons is left open in the paper; a single explicit counterexample, or a proof, would sharpen how tightly the definition is tied to genuine dynamics.
- The authors note that the Kerr bound $J \le GM^2$ need not hold on an individual cross-section; whether constraint data on $H$ actually permit such a cross-section is flagged as unanalyzed, and that is a concrete calculation someone could do.
Original abstract
A detailed description of how black holes grow in full, non-linear general relativity is presented. The starting point is the notion of dynamical horizons. Expressions of fluxes of energy and angular momentum carried by gravitational waves across these horizons are obtained. Fluxes are local and the energy flux is positive. Change in the horizon area is related to these fluxes. A notion of angular momentum and energy is associated with cross-sections of the horizon and balance equations, analogous to those obtained by Bondi and Sachs at null infinity, are derived. These in turn lead to generalizations of the first and second laws of black hole mechanics. The relation between dynamical horizons and their asymptotic states --the isolated horizons-- is discussed briefly. The framework has potential applications to numerical, mathematical, astrophysical and quantum general relativity.
The compiled record
The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.
The abstract, sentence by sentence
A detailed description of how black holes grow in full, non-linear general relativity is presented. The starting point is the notion of dynamical horizons. Expressions of fluxes of energy and angular momentum carried by gravitational waves across these horizons are obtained. Fluxes are local and the energy flux is positive. Change in the horizon area is related to these fluxes. A notion of angular momentum and energy is associated with cross-sections of the horizon and balance equations, analogous to those obtained by Bondi and Sachs at null infinity, are derived. These in turn lead to generalizations of the first and second laws of black hole mechanics. The relation between dynamical horizons and their asymptotic states --the isolated horizons-- is discussed briefly. The framework has potential applications to numerical, mathematical, astrophysical and quantum general relativity.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | A detailed description of how black holes grow in full, non-linear general relativity is presented. | contribution 1.00 | 0.84 | 0.17 | asserted 1.00 |
| s1 | The starting point is the notion of dynamical horizons. | method 0.49 | 0.17 | 0.03 | asserted 0.97 |
| s2 | Expressions of fluxes of energy and angular momentum carried by gravitational waves across these horizons are obtained. | result 0.72 | 0.92 | 0.11 | asserted 1.00 |
| s3 | Fluxes are local and the energy flux is positive. | result 1.00 | 0.80 | 0.09 | asserted 1.00 |
| s4 | Change in the horizon area is related to these fluxes. | result 0.98 | 0.82 | 0.13 | asserted 1.00 |
| s5 | A notion of angular momentum and energy is associated with cross-sections of the horizon and balance equations, analogous to those obtained by Bondi and Sachs at null infinity, are derived. | result 0.65 | 0.90 | 0.15 | asserted 1.00 |
| s6 | These in turn lead to generalizations of the first and second laws of black hole mechanics. | result 0.65 | 0.87 | 0.32 | asserted 1.00 |
| s7 | The relation between dynamical horizons and their asymptotic states --the isolated horizons-- is discussed briefly. | contribution 0.48 | 0.65 | 0.04 | asserted 0.93 |
| s8 | The framework has potential applications to numerical, mathematical, astrophysical and quantum general relativity. | future work 0.86 | 0.14 | 0.05 | hedged possibility 0.99 |
What was examined, and what was not
- arXiv listing abstract v4
- full text
- figures and tables
- references and citing sentences
- relations to other papers
- P abstract
- S sections
- T body sentences
- C citations
- R cross-paper relations
Figures
Showing 1 of the paper's 2 figures. See all figures in the PDF ↗ Figures reproduced from arXiv:gr-qc/0308033 by the authors.
References
How the literature uses it
76 arXiv papers cite this in 164 sentences
Papers whose main result relates to this one's
States the same result 1 paper
-
The flux formulae also give rise to balance laws analogous to the ones obtained by Bondi and Sachs at null infinity and provide generalizations of the first and second laws of black hole mechanics.
Dynamical Horizons: Energy, Angular Momentum, Fluxes and Balance Laws · 0.96
Papers citing it · 112 sentences without a confident label
Builds on it 1 paper
-
Thus, while our present analysis made crucial use of the infrastructure that was provided by previous work, especially [ref] , it provides a more satisfactory generalization of ([ref]) to fully dynamical situations.0.1cm$
Thermodynamics of dynamical black holes beyond perturbation theory · Remarks · 0.81
Uses its method or tool 6 papers
-
In this case, following [ref] one can use the constraint equations to define balance laws on $Ð$ (just as Bondi et al used Einstein's equations at $$ to arrive at the balance laws for the Bondi 4-momentum).
Thermodynamics of dynamical black holes beyond perturbation theory · An alternative approach based on field equations. · 0.90
-
Following result is then obtained using Gauss-Bonnet theorem [ref] :
A concrete anti-de Sitter black hole with dynamical horizon having toroidal cross-sections and its characteristics · Area law for dynamical black holes · 0.84
-
As is conventional and practically useful in numerical relativity, we shall use the notion of quasi-local horizons (QLHs), which are 3-surfaces obtained by the time evolution of “apparent horizons” or more correctly marginally outer trapped surfaces (MOTSs) [ref] .
Cusp Formation in Merging Black Hole Horizons · Introduction · 0.82
Compares with it 2 papers
-
In contrast to Ashtekar et al's [ref] three dimensional analysis, our works use 4-dimensional asymptotic expansions to study the neighborhoods of generic IHs and DHs.
Gravitational radiations of generic isolated horizons and non-rotating dynamical horizons from asymptotic expansions · Introduction · 0.98
-
Also, we should mention the work [ref] , as it shares some similarities with the present approach.
Gauss-Codazzi thermodynamics on the timelike screen · Introduction · 0.84
Cites it as support 1 paper
-
The physical difficulties would also disappear, since the growth of the area of 2-sphere cross-sections of a DH is directly related to the flux of energy falling across it [ref] .
Non-Expanding horizons: Multipoles and the Symmetry Group · Discussion · 0.98
Cites it as background 30 papers
-
In this section, we give a review of generic IHs and DHs proposed by Ashtekar et al [ref] .
Gravitational radiations of generic isolated horizons and non-rotating dynamical horizons from asymptotic expansions · Definitions of quasi-local horizons · 0.98
-
However, due to the global and teleological property of event horizon, the notion of dynamical horizon was developed and its properties were investigated, where, in particular, the first and second laws of black hole mechanics was generalized to the dynamical horizon [ref] .
The black hole dynamical horizon and generalized second law of thermodynamics · Introduction · 0.84
-
The rich literature on DHSs contains a number of relations that carry the flavor of the first law (see, in particular, [ref] ).
Thermodynamics of dynamical black holes beyond perturbation theory · The Physical Process Version of the First Law for DHSs · 0.97
Discussion
Disagree with the review, or know something it missed? Leave a comment, highlight any passage above to comment on it, or challenge this review formally.