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Supersymmetry Breaking and alpha'-Corrections to Flux Induced Potentials

High Energy Physics - Theory · Submitted 30 Apr 2002 · 56 references

Pith's verdict: The χ-proportional breaking of no-scale is real and became a standard ingredient; the detailed O(α'³) potential leans on a superpotential non-renormalization argument the paper's own SL(2,Z) discussion undercuts.

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arXiv IDhep-th/0204254 (version 3)
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CitationJan Louis, Katrin Becker, Melanie Becker, Michael Haack. "Supersymmetry Breaking and alpha'-Corrections to Flux Induced Potentials." arXiv:hep-th/0204254 (2002). https://pith.science/paper/YYU7NST5
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The paper

The paper claims

The paper argues that once $O(alpha'^3)$ string corrections are included, the classical cancellation of vacuum energy in flux compactifications of Type IIB string theory on Calabi-Yau threefolds fails, and the resulting potential is tied to

The reading

The paper has two aims. First, it re-derives the non-supersymmetric M-theory vacua of an earlier paper by minimizing an explicit three-dimensional scalar potential, and shows that those vacua sit at the bottom of a potential that is non-negative by construction, so they are classically stable and carry zero cosmological constant. Second, it asks what happens to the no-scale property of flux potentials once higher-derivative string corrections are included: in Type IIB compactifications on Calabi-Yau threefolds with three-form flux and localized sources, the classical potential is independent of the overall volume, so supersymmetry can be broken by a $(0,3)$ flux without generating vacuum energy. The authors show that the $O(alpha'^3)$ correction to the prepotential, transmitted through mirror symmetry and the c-map into a correction of the $N=1$ Kähler potential, produces a scalar potential that depends on the volume and is proportional to the Euler number $chi$ of the internal manifold. The consequence they draw is that no-scale structure does not survive quantum corrections, supersymmetry breaking by flux now costs energy, and the radial modulus, while still not stabilized at this order, is pushed by a potential that could be stabilized by further corrections.

What carries the argument

The load-bearing device is the perturbatively corrected prepotential of the Kähler moduli, $F(X) = (i/3!)κ_{abc}X^aX^bX^c/X^0 + (X^0)^2ξ$ with $ξ = -χζ(3)/2$, obtained from mirror symmetry and identified with the $alpha'$ corrections to the hypermultiplet moduli space. Because the hypermultiplet metric is fixed by the prepotential through the c-map, the correction can be transported into Type IIB variables via a known field-basis map, truncated to an $N=1$ subsector by projecting out the fields from the antisymmetric two-forms, and then assembled into an $N=1$ Kähler potential whose second derivatives give the corrected potential. A second piece of machinery is the auxiliary term $∼(∇^2φ)Q$ with $Q$ the six-dimensional Euler integrand, which vanishes on-shell at $O(alpha'^3)$ but is required to obtain the correct four-dimensional effective action and the correct relation $e^{-2φ_4} = e^{-2φ_0}(V + ξ/2)$ between the four- and ten-dimensional dilatons. The argument that the superpotential $W = ∫G_{(3)}∧Ω$ receives no $alpha'$ corrections rests on the Peccei-Quinn shift symmetry of the Kähler moduli and on the dilaton's shift symmetry being a subgroup of $SL(2,ℤ)$.

Extended reading notes

Core claim

The central claim is that in Type IIB compactifications on Calabi-Yau threefolds with fluxes and external brane sources, the $alpha'^3$ corrections generate a correction to the four-dimensional supergravity potential proportional to the Euler number of the internal manifold, which spoils the no-scale structure of the classical potential. Concretely, the corrected Kähler potential is $K = -ln[-i(τ-τ̄)] - 2ln(-i(T^a-T̄^a)v̂_a + ξ(-i(τ-τ̄))^{3/2}) - ln[-i∫Ω∧Ω̄]$ with $ξ = -χζ(3)/2$, and expanding the $N=1$ potential $V = e^K(G^{-1 IJ}D_IW D̄_JW̄ - 3|W|^2)/2κ_{10}^2$ gives $δV = -(ξ̂/V̂)V_{tree} + (3/8)e^{K^{(0)}}κ^{-2}ξ̂V̂|W + (τ-τ̄)D̃_τW|^2$. The $|W|^2$ term no longer cancels, so breaking supersymmetry via $W ≠ 0$ no longer yields vanishing vacuum energy, and the potential acquires a non-trivial dependence on the radial mode. For manifolds with $χ = 0$ the corrections vanish and the classical behaviour is retained. The authors also re-derive the non-supersymmetric M-theory flux vacua from the scalar potential of an earlier reduction, showing that a flux of the form $F = F_{4,0}+F_{0,4}+F_{0,0}J∧J$ satisfies $D_αW = D_AŴ = 0$ and hence gives a stable, zero-cosmological-constant vacuum that breaks supersymmetry.

Load-bearing premise

The load-bearing premise is that the mirror-symmetry-derived correction to the prepotential survives the truncation to an $N=1$ subsector and the change of field variables, so that the corrected Kähler potential used here really is the Kähler potential of the four-dimensional theory.

Editorial extensions

If this is right

  • The non-supersymmetric M-theory compactifications with flux $F = F_{4,0}+F_{0,4}+F_{0,0}J∧J$ have a vanishing three-dimensional cosmological constant and are classically stable, since the potential is non-negative and these configurations sit at its minimum.
  • In Type IIB, breaking supersymmetry with a non-vanishing $W$ no longer gives zero vacuum energy once $O(alpha'^3)$ corrections are kept, because the $|W|^2$ term survives in the potential.
  • Compactifications on internal manifolds with vanishing Euler number retain the no-scale structure and the classical stability at this order, so the correction is a sharp function of internal topology.
  • At $O(alpha'^3)$ the radial modulus is still not stabilized: the correction produces a runaway rather than a minimum, so stabilization would have to come from corrections with a different power of the volume.
  • If such higher corrections do stabilize the modulus, a cosmological constant would be generated at higher order, and the authors speculate that its sign could be positive, giving de Sitter space.
  • The correction is suppressed in the large-volume limit, as is the effect of the warp factor from localized sources, so the result is under control in the same regime where the classical treatment is valid.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The dependence on the Euler number acts as a selection rule: two compactifications with identical flux and volume but different internal topology should differ in vacuum energy at this order, which is a sharper statement than 'quantum corrections matter' and is in principle a discriminating check.
  • The authors note that reducing the ten-dimensional $H^2$ term with the corrected dilaton does not reproduce the coefficient of the second correction term, and that extra $(2,1)$-form contributions would be expected. That mismatch is a quantitative handle: it constrains the size of any $G\bar{G}R^3$ coupling in ten dimensions, which the authors flag as not expected from linearized supersymmetry.
  • Because the correction vanishes for $χ = 0$, the mechanism cannot operate in toroidal or otherwise Euler-number-free compactifications; any claim of modulus stabilization from this effect alone is confined to topologically non-trivial internal spaces.
  • The auxiliary total-derivative term $(∇^2φ)Q$ is invisible to the equations of motion but changes the four-dimensional action. This suggests that other such terms, easily dropped in a naive reduction, may be needed elsewhere in the same programme before the corrected potential can be trusted beyond leading order.
Original abstract

We obtain the vacuum solutions for M-theory compactified on eight-manifolds with non-vanishing four-form flux by analyzing the scalar potential appearing in the three-dimensional theory. Many of these vacua are not supersymmetric and yet have a vanishing three-dimensional cosmological constant. We show that in the context of Type IIB compactifications on Calabi-Yau threefolds with fluxes and external brane sources alpha'-corrections generate a correction to the supergravity potential proportional to the Euler number of the internal manifold which spoils the no-scale structure appearing in the classical potential. This indicates that alpha'-corrections may indeed lead to a stabilization of the radial modulus appearing in these compactifications.

The compiled record

The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.

Compiled by classifier-1.13-20260917 via OpenRouter, question bank abstract-p1-20260923, 2026-09-23: 1 request, 3,706 input tokens, $0.0002 reported.

What the abstract itself states, as probabilities: claims first 0.03 · states limitation 0.22 · human participants 0.01 · controlled comparison 0.06 · randomized assignment 0.01 · states quantitative result 0.11 · compares with prior results 0.43 · mentions code or data availability 0.01.

The abstract, sentence by sentence

arXiv listing abstract v3. Results and the main claim are underlined; .

We obtain the vacuum solutions for M-theory compactified on eight-manifolds with non-vanishing four-form flux by analyzing the scalar potential appearing in the three-dimensional theory. Many of these vacua are not supersymmetric and yet have a vanishing three-dimensional cosmological constant. We show that in the context of Type IIB compactifications on Calabi-Yau threefolds with fluxes and external brane sources alpha'-corrections generate a correction to the supergravity potential proportional to the Euler number of the internal manifold which spoils the no-scale structure appearing in the classical potential. This indicates that alpha'-corrections may indeed lead to a stabilization of the radial modulus appearing in these compactifications.

background contribution method result interpretation main claim

What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 We obtain the vacuum solutions for M-theory compactified on eight-manifolds with non-vanishing four-form flux by analyzing the scalar potential appearing in the three-dimensional theory. contribution 0.85 0.95 0.07 asserted 1.00
s1 Many of these vacua are not supersymmetric and yet have a vanishing three-dimensional cosmological constant. result 1.00 0.75 0.11 asserted 1.00
s2 We show that in the context of Type IIB compactifications on Calabi-Yau threefolds with fluxes and external brane sources alpha'-corrections generate a correction to the supergravity potential proportional to the Euler number of the internal manifold which spoils the no-scale structure appearing in the classical potential. result 0.80 0.88 0.47 asserted 1.00
s3 This indicates that alpha'-corrections may indeed lead to a stabilization of the radial modulus appearing in these compactifications. interpretation 1.00 0.57 0.34 hedged possibility 1.00

What kind of paper the classifier reports this is: theoretical result 1.00 · evidence from proof or derivation 1.00.

What was examined, and what was not

sources read
  • arXiv listing abstract v3
not examined
  • full text
  • figures and tables
  • references and citing sentences
  • relations to other papers
levels run
  • P abstract
not run
  • S sections
  • T body sentences
  • C citations
  • R cross-paper relations

Every quoted sentence on this record is the authors'. Every label is from Pith's closed vocabulary, with the probability shown beside it. Every number in the measurements table is the authors', checked by code. Record as JSON

References
How later papers used it

216 later papers cite it

Evidence: substantial. 212 of the citing papers share no author with it, and 16 of those carry a confident label from Pith's citation classifier.

Pith read 20 of the 408 citing sentences, choosing only those whose citation markers point at this paper alone, and wrote the paraphrases from them. The summary, the counts, the evidence level, the links and the quotes come from code; the summary counts the papers listed below. A later paper is listed under a label when Pith's citation classifier gives one of its sentences that label at probability 0.8 or more (0.95 for support), Pith's reading finds that the citing paper itself did it, and a second check confirms the paraphrase against the sentence. This section lists uses only. It does not list criticism or disagreement, so their absence here says nothing about how the paper has been received. Papers that share an author with this one are listed apart, under "By the same authors". A quote is the citing authors' own sentence, shown when their paper's licence is CC BY, CC BY-SA or CC0. JSON

Compares with it 1 of 9 papers with this label
How the literature uses it

205 arXiv papers cite this in 398 sentences

Each citing sentence is taken from the citing paper's LaTeX source and typed by Pith's classifier. A label appears at probability 0.8 or more (0.95 for support), a contest at 0.7 or more; the quoted words are the citing authors'. How each label was checked · JSON

Papers citing it · 306 sentences without a confident label

Builds on it 1 paper
Uses its method or tool 4 papers
  • One uses the warped metric ansatz [equation] together with the term [equation] from the $R^4_10$ correction to the type-IIB action [ref] in 10d Einstein frame.

    The LVS Parametric Tadpole Constraint · The LVS Parametric Tadpole Constraint · 0.92

  • The Becker Becker Haack Louis(BBHL) correction to the Kähler geometry is combined with the Kachru Kallosh Linde Trivedi (KKLT)nonperturbative sector to calculate the volume response, barrier, and Schur correction [ref] .

    Penumbral Inflation from Calabi-Yau Boundaries · Introduction · 0.97

  • Following [ref] we can write the resulting scalar potential in the following form [equation]

    A sufficient condition for de Sitter vacua in type IIB string theory · `Kähler uplifting' – a meta-stable dS vacuum for the Kähler modulus · 0.85

Uses its data or values 1 paper
  • The leading $α'$-corrections were computed in [ref] and the coefficient $ξ_α'$ was found to be of the following form: [equation] where $χ$ is the Euler number of the compactification manifold and $ϕ_0$ is the expectation value of the dilaton (which we assume to be stabilized by fluxes).

    Volume modulus inflation and a low scale of SUSY breaking · Corrections to Kähler potential · 0.92

Compares with it 9 papers
  • We reproduced the result of Becker, Becker, Haack, and Louis (BBHL) [ref] by showing that a correction to the Kähler potential emerges, which is proportional to the Euler characteristic of the leading order Calabi-Yau threefold background.

    The Euler characteristic correction to the Kaehler potential - revisited · Conclusions · 0.87

  • The vacua are obtained due to an interplay of the Euler-Characteristic correction [ref] and the $α'^2$-corrections to the scalar potential.[ The form of the scalar potential due to the $α'^2$-correction obtained in [ref] is similar to the one obtained at order $α'^3$ in [ref] .] We close by emphasizing that the discussion can be performed analogously for Calabi–Yau fourfolds with $χ(B_3) > 0$ which leads to de Sitter extrema.

    F-theory Vacua and $\alpha'$-Corrections · Introduction · 0.92

  • As a non-trivial cross-check of the prescription, we will find the perfect match between the torus amplitude we compute in [ref] with by now a very well-established result in the literature [ref] .

    On string one-loop correction to the Einstein-Hilbert term and its implications on the Kahler potential · Introduction · 0.99

Cites it as support 2 papers
  • Due to the absence of $(α')^1$ corrections in 10D and 8D, and the fact that $(α')^2$ corrections enjoy an extended no-scale cancellation [ref] , we deduced that the dominant no-scale breaking effects at string tree-level arise from known $(α')^3$ corrections [ref] modulo potential logarithmic corrections.

    Systematics of the $\alpha'$ Expansion in F-Theory · Conclusions · 0.98

  • As confirmed by several studies, the leading no-scale breaking effects are $𝒪(α'^3)$ corrections which lift only $𝒱$ [ref] .

    Recent progress on inflation and dark energy from string theory · Inflating with string moduli · 0.96

Cites it as background 61 papers

Discussion

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