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Personalized Soups: Personalized Large Language Model Alignment via Post-hoc Parameter Merging

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arxiv 2310.11564 v1 pith:IV77PKGL submitted 2023-10-17 cs.CL

Personalized Soups: Personalized Large Language Model Alignment via Post-hoc Parameter Merging

classification cs.CL
keywords learningpersonalizedalignmenthumanpreferencesreinforcementdimensionsfeedback
verification ladder T0 review T1 audit T2 compute T3 formal T4 reserved
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While Reinforcement Learning from Human Feedback (RLHF) aligns Large Language Models (LLMs) with general, aggregate human preferences, it is suboptimal for learning diverse, individual perspectives. In this work, we study Reinforcement Learning from Personalized Human Feedback (RLPHF) problem, wherein LLMs are aligned to multiple (sometimes conflicting) preferences by modeling alignment as a Multi-Objective Reinforcement Learning (MORL) problem. Compared to strong single-objective baselines, we show that we can achieve personalized alignment by decomposing preferences into multiple dimensions. These dimensions are defined based on personalizations that are declared as desirable by the user. In this work, we show that they can be efficiently trained independently in a distributed manner and combined effectively post-hoc through parameter merging. The code is available at https://github.com/joeljang/RLPHF.

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Forward citations

Cited by 42 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score.

  1. AlpsBench: An LLM Personalization Benchmark for Real-Dialogue Memorization and Preference Alignment

    cs.CL 2026-03 unverdicted novelty 8.0

    AlpsBench supplies 2500 real-dialogue sequences with verified memories to benchmark LLM extraction, updating, retrieval, and utilization of personalized information.

  2. VitaBench 2.0: Evaluating Personalized and Proactive Agents in Long-Term User Interactions

    cs.AI 2026-05 unverdicted novelty 7.0

    VitaBench 2.0 introduces a benchmark for long-term personalized and proactive agent behavior, with results indicating substantial gaps in current frontier LLMs.

  3. CARD: Cluster-level Adaptation with Reward-guided Decoding for Personalized Text Generation

    cs.AI 2026-01 unverdicted novelty 7.0

    CARD uses style-based user clustering and implicit preference contrasts to enable efficient personalized text generation via lightweight decoding adjustments on frozen LLMs.

  4. P-Check: Advancing Personalized Reward Model via Learning to Generate Dynamic Checklist

    cs.CL 2026-01 unverdicted novelty 7.0

    P-Check advances personalized reward modeling by training a dynamic checklist generator and preference-contrastive weighting to improve reward accuracy, downstream generation, and OOD robustness.

  5. Don't Mix Rewards, Mix Policies: Policy Decomposition and Optimization for Multi-Reward RL

    cs.AI 2026-07 conditional novelty 6.0

    PRISM trains one positive policy per reward plus one global negative policy and merges their token logits, improving multi-reward RL for LLMs with inference-time controllability.

  6. A Roadmap to Impactful Pluralistic Alignment Research

    cs.AI 2026-07 accept novelty 6.0

    Pluralistic alignment research has produced no public evidence of adoption in deployed frontier models, so the field should focus on empirical justification, settled goals, and hill-climbable evaluations.

  7. CoPersona: Collaborative Persona Graphs for Robust LLM Personalization

    cs.IR 2026-07 unverdicted novelty 6.0

    CoPersona introduces a multiplex persona graph for facet-level peer alignment and a dual-branch retrieval-plus-reasoning architecture to improve LLM personalization under sparse and biased user interaction data.

  8. Multi-Objective Exploration and Preference Optimization via Mutual Information

    cs.CL 2026-07 conditional novelty 6.0

    Maximizing joint conditional mutual information I(Y; C_Z, W, Z | X) decomposes multi-objective LLM alignment into preference-specific DPO terms plus an I(Y;W|X) exploration term that reduces reward-distribution overlap.

  9. Preference-Aware Rubric Learning for Personalized Evaluation

    cs.CL 2026-05 unverdicted novelty 6.0

    PARL formulates personalized LLM evaluation as a learning problem that induces preference-aware rubrics from raw user histories via discriminative RL and self-validation.

  10. Personalized Turn-Level User Conversation Satisfaction Benchmark

    cs.CL 2026-05 unverdicted novelty 6.0

    Presents a memory-augmented turn-level satisfaction evaluator and PersTurnBench benchmark that improve agreement with human judgments over generic LLM judges and enable controlled model comparisons via replay.

  11. Recon: Reconstruction-Guided Reasoning Synthesis for User Modeling

    cs.CL 2026-05 unverdicted novelty 6.0

    Recon scores reasoning traces via action reconstruction fidelity, achieving 54.7% win rate over post-hoc baselines and up to 70% when used to train synthesis models across four domains.

  12. Implicit Safety Alignment from Crowd Preferences

    cs.AI 2026-05 unverdicted novelty 6.0

    A hierarchical framework extracts implicit safety criteria from crowd preferences and composes them via high-level policy to reduce safety violations in downstream RL tasks without explicit safety rewards.

  13. Spectral Souping: A Unified Framework for Online Preference Alignment

    cs.LG 2026-05 unverdicted novelty 6.0

    Spectral Souping learns offline specialized policies for fine-grained preferences and merges them online using a discovered universal spectral representation for efficient LLM alignment.

  14. Explaining and Breaking the Safety-Helpfulness Ceiling via Preference Dimensional Expansion

    cs.AI 2026-05 unverdicted novelty 6.0

    MORA breaks the safety-helpfulness trade-off in LLM alignment by pre-sampling single-reward prompts and rewriting them to expand multi-dimensional reward diversity, yielding 5-12.4% single-preference gains in sequenti...

  15. Explaining and Breaking the Safety-Helpfulness Ceiling via Preference Dimensional Expansion

    cs.AI 2026-05 unverdicted novelty 6.0

    MORA breaks the safety-helpfulness ceiling in LLMs by pre-sampling single-reward prompts and rewriting them to incorporate multi-dimensional intents, delivering 5-12.4% gains in sequential alignment and 4.6% overall i...

  16. Separable Expert Architecture: Toward Privacy-Preserving LLM Personalization via Composable Adapters and Deletable User Proxies

    cs.AI 2026-04 unverdicted novelty 6.0

    A separable expert architecture uses base models, LoRA adapters, and deletable per-user proxies to enable privacy-preserving personalization and deterministic unlearning in LLMs.

  17. Conjecture and Inquiry: Quantifying Software Performance Requirements via Interactive Retrieval-Augmented Preference Elicitation

    cs.SE 2026-04 unverdicted novelty 6.0

    IRAP quantifies ambiguous performance requirements into mathematical functions via interactive retrieval-augmented preference elicitation and outperforms ten prior methods on four real-world datasets with up to 40x ga...

  18. Beyond Compromise: Pareto-Lenient Consensus for Efficient Multi-Preference LLM Alignment

    cs.AI 2026-04 unverdicted novelty 6.0

    PLC uses dynamic lenient gradient updates in a game-theoretic setup to let multi-preference LLM optimization escape local equilibria and reach better global Pareto fronts.

  19. PersonaVLM: Long-Term Personalized Multimodal LLMs

    cs.CL 2026-03 unverdicted novelty 6.0

    PersonaVLM adds memory extraction, multi-turn retrieval-based reasoning, and personality inference to multimodal LLMs, yielding 22.4% gains on a new long-term personalization benchmark and outperforming GPT-4o.

  20. VC-Soup: Value-Consistency Guided Multi-Value Alignment for Large Language Models

    cs.LG 2026-03 unverdicted novelty 6.0

    VC-Soup uses a cosine-similarity consistency metric to filter data, trains value-consistent policies, and applies linear merging with Pareto filtering to improve multi-value LLM alignment trade-offs.

  21. GDPO: Group reward-Decoupled Normalization Policy Optimization for Multi-reward RL Optimization

    cs.CL 2026-01 unverdicted novelty 6.0

    GDPO decouples per-reward normalization in multi-reward RL to avoid advantage collapse and improve convergence over GRPO on tool-calling, math, and coding tasks.

  22. P-Check: Advancing Personalized Reward Model via Learning to Generate Dynamic Checklist

    cs.CL 2026-01 conditional novelty 6.0

    P-Check trains a checklist generator that produces query-specific, user-weighted evaluation criteria, improving LLM-judge reward accuracy on personalization benchmarks.

  23. Instant Personalized Large Language Model Adaptation via Hypernetwork

    cs.CL 2025-10 conditional novelty 6.0

    A hypernetwork maps a user profile to LoRA adapter weights in a single forward pass, matching or beating per-user fine-tuning at a fraction of deployment cost.

  24. The Alignment Veto: How Safety Training Suppresses Cultural Knowledge in LLMs

    cs.CL 2025-10 reject novelty 6.0

    The full text builds the MENA Values benchmark (864 questions, 7 models) and reports that LLM cultural answers shift with language, decline with reasoning prompts, and hide strong internal preferences behind refusals—...

  25. Simultaneous Multi-objective Alignment Across Verifiable and Non-verifiable Rewards

    cs.LG 2025-10 conditional novelty 6.0

    MAHALO aligns LLMs to multiple objectives in one model via per-objective action heads and PRM-guided decoding, improving math, value, and tutoring metrics jointly.

  26. SharedRep-RLHF: A Shared Representation Approach to RLHF with Diverse Preferences

    cs.LG 2025-09 reject novelty 6.0

    SharedRep-RLHF learns a shared preference representation across groups to improve worst-case reward estimates for minority annotators, but the theoretical guarantees are undermined by proof errors.

  27. Learning from Natural Language Feedback for Personalized Question Answering

    cs.CL 2025-08 unverdicted novelty 6.0

    VAC replaces scalar rewards with natural language feedback in an alternating training loop between a feedback model and a policy model, yielding better personalized QA on the LaMP-QA benchmark.

  28. A Roadmap to Pluralistic Alignment

    cs.AI 2024-02 unverdicted novelty 6.0

    The paper formalizes three types of pluralistic AI models and three benchmark classes, arguing that current alignment techniques may reduce rather than increase distributional pluralism.

  29. LEMUR: Learning to Align with Multi-Objective Reinforcement Learning from Preference Feedback

    cs.AI 2026-07 conditional novelty 5.0

    LEMUR jointly learns a separate reward model for each teacher's preferences and uses them to train a population of multi-objective policies, beating baselines that merge feedback into one reward.

  30. REAR: Test-time Preference Realignment through Reward Decomposition

    cs.CL 2026-06 unverdicted novelty 5.0

    REAR decomposes the reward into question and preference components, rescales their balance, and expresses the result as a linear combination of token log-probabilities for efficient integration with best-of-N and tree search.

  31. Personalization Meets Safety:Mechanisms,Risks,and Mitigations in Personalized LLMs

    cs.AI 2026-06 unverdicted novelty 5.0

    A survey that maps safety risks in personalized LLMs, introduces a unified taxonomy, and highlights three structural inadequacies in existing research on user-invariant safety, isolated techniques, and short-term evaluations.

  32. From Empathy to Personalized Empathy: Adapting Empathetic Strategies to Individual Users

    cs.CL 2026-05 unverdicted novelty 5.0

    Introduces personalized empathy task, PersonaEmp dataset from long-term interactions, and PereGRM reward framework that combines empathy evaluation with dynamic criteria for improved adaptation to user personas.

  33. Federated Variational Preference Alignment with Gumbel-Softmax Prior for Personalized User Preferences

    cs.LG 2026-05 unverdicted novelty 5.0

    FedVPA-GP applies variational preference learning in a federated setting with a mixture prior and orthogonal loss to disentangle user preferences on the HH-RLHF dataset.

  34. In-Context Reward Adaptation for Robust Preference Modeling

    cs.LG 2026-05 unverdicted novelty 5.0

    Transformer model with response-time auxiliary input adapts reward models to unseen human preference domains via in-context learning from demonstrations.

  35. Palette: A Modular, Controllable, and Efficient Framework for On-demand Authorized Safety Alignment Relaxation in LLMs

    cs.AI 2026-05 unverdicted novelty 5.0

    Palette identifies refusal directions via multi-objective search, internalizes them through lightweight adaptation, and supports on-demand multi-domain authorization via independent learning and parameter merging.

  36. The Deterministic Horizon: Impossibility Results as Design Specifications for Trustworthy AI Systems

    cs.AI 2026-05 unverdicted novelty 5.0

    Converts impossibility theorems into architecture-dependent accuracy ceilings and design rules for transformers and other AI subfields, with the Deterministic Horizon measured at 19-31 across twelve models.

  37. CLIPer: Tailoring Diverse User Preference via Classifier-Guided Inference-Time Personalization

    cs.CL 2026-05 unverdicted novelty 5.0

    CLIPer uses classifier guidance during inference to personalize LLM generations across single and multi-dimensional user preferences without extensive fine-tuning.

  38. Test-Time Alignment via Hypothesis Reweighting

    cs.LG 2024-12 unverdicted novelty 5.0

    HyRe personalizes reward models at test time by reweighting an ensemble of heads trained on aggregate preferences, using few target examples to outperform uniform averaging and prior methods on RewardBench and 32 tasks.

  39. Multi-Objective Exploration and Preference Optimization via Mutual Information

    cs.CL 2026-07 unverdicted novelty 4.0

    MI-EPO maximizes joint conditional mutual information among responses, feedback, and preference vectors, using probabilistic routing to improve alignment and controllability in multi-objective LLM optimization.

  40. Do Implicit Personalization and Explicit Styles Conflict? PsPLUG: A Lightweight Plug-in for Balancing Personalization and Style in Customized LLMs

    cs.AI 2026-01 conditional novelty 4.0

    PsPLUG, a soft-prompt plug-in trained with style-conditioned preference pairs, preserves user identity under explicit style instructions and lets users tune personalization strength via an α scalar.

  41. T-POP: Test-Time Personalization with Online Preference Feedback

    cs.LG 2025-09 conditional novelty 4.0

    T-POP uses dueling-bandit token selection to learn a reward function online from pairwise user feedback, enabling test-time personalization of a frozen LLM without fine-tuning.

  42. Model Merging in LLMs, MLLMs, and Beyond: Methods, Theories, Applications and Opportunities

    cs.LG 2024-08 accept novelty 4.0

    The paper introduces a new taxonomy for model merging methods and reviews their applications in LLMs, MLLMs, continual learning, multi-task learning, and other subfields while outlining open challenges.