REVIEW
Gravity, Lorentz Violation, and the Standard Model
High Energy Physics - Theory · Submitted 30 Dec 2003 · 60 references
Pith's verdict: The standard reference for the gravity sector of the SME: an explicit, checkable construction whose only soft spot is that the abstract's incompatibility claim runs slightly ahead of what Sec. V.C actually demonstrates.
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Referee report
The paper
The paper claims
The paper writes down every leading-order way Lorentz and CPT symmetry can be broken once gravity is included, and argues that gravity only tolerates the breaking if it happens spontaneously rather than by hand.
The reading
What carries the argument
The load-bearing device is the vierbein formalism, which separates local Lorentz transformations from general coordinate transformations by treating the vierbein $e^a{}_mu$ and the spin connection $ω^{ab}{}_mu$ as the basic gravitational fields, with curvature and torsion derived from them. This split is what lets the paper keep general coordinate invariance intact while allowing a nonzero vacuum value for a quantity carrying local Lorentz indices — the definition of a coefficient for Lorentz violation. The machinery then does two jobs. First, it lets each Lorentz-violating operator be written as a coefficient contracted with a current, so that varying the action with respect to the vierbein, the spin connection, and the coefficient yields the modified energy-momentum symmetry condition (6) and the modified conservation law (9), both of which reduce correctly to the known Minkowski-spacetime results. Second, it supplies the geometric counterweight: the two Bianchi identities (A14), traced and manipulated, give Eqs. (74) and (76), and substituting the field equations into these produces Eq. (77), whose left-hand sides match (6) and (9) but whose right-hand sides lack the coefficient terms. The whole incompatibility argument is the comparison of those two sets of equations.
Extended reading notes
Core claim
The central claim is that the leading-order Lorentz- and CPT-violating terms of the Standard-Model Extension can be written in a general Riemann-Cartan spacetime — one with both curvature and torsion — and that doing so completes the formulation of the SME with gravity. The explicit results are the fermion action of Eq. (12) with its generalized Dirac operator $e^a{}_muref{Γ}_a$ and mass matrix $M$ in Eqs. (13)–(14), the photon action of Eqs. (25)–(27), the full $SU(3)imes SU(2)imes U(1)$ matter and gauge lagrangians of Eqs. (43)–(51), and the pure-gravity lagrangian of Eqs. (55) and (57). In the zero-torsion limit the gravitational sector reduces to Eq. (58), an Einstein-Hilbert action augmented by a coefficient $s_{μν}$ contracted with the Ricci tensor and a coefficient $t_{κλμν}$ contracted with the Riemann tensor, giving 19 independent Lorentz-violating degrees of freedom and the extended Einstein equations of Eq. (63). The paper's sharpest assertion is that explicit Lorentz violation is incompatible with generic Riemann-Cartan geometry: the Bianchi identities imply the identity of Eq. (77), which has exactly the form of the covariant conservation laws (6) and (9) except that the terms containing the coefficients $k_x$ are absent, so the two sets of equations cannot both hold unless those terms vanish identically. Spontaneous breaking escapes this because the coefficients are then vacuum values obeying their own equations of motion, and so contribute nothing to the conservation laws.
Load-bearing premise
The incompatibility argument assumes the Lorentz-violating coefficients are externally prescribed, non-dynamical backgrounds whose variation contributes a term to the action; if they instead obey their own equations of motion, as vacuum values of dynamical fields do, the clashing terms are absent and the contradiction never arises.
Editorial extensions
If this is right
- Any Lorentz-violating operator built from Standard Model fields can be coupled to a curved background with torsion in a controlled way, so experimental searches for Lorentz violation in matter and gauge sectors can be reinterpreted in gravitational settings rather than only in flat spacetime.
- A weak background metric acts at leading order like a $c_{μν}$ coefficient and the dual of the antisymmetric torsion acts like a $b_μ$ coefficient, so ordinary gravity and torsion can mimic CPT-even and CPT-odd Lorentz violation in fermion experiments — and the torsion contribution flips sign with fermion handedness.
- The zero-torsion gravitational sector gives 19 measurable coefficients, only one combination of which is locally rotation invariant, so black-hole, cosmological, gravitational-wave and post-Newtonian solutions all acquire anisotropic corrections that are in principle separable from matter-sector Lorentz violation.
- Because the coefficients in the pure-gravity lagrangian can contract with the metric and the antisymmetric tensor, part or all of the observed cosmological constant could in principle be a Lorentz-violating effect that varies with spacetime position.
- Model builders are steered toward spontaneous Lorentz breaking, since explicit breaking cannot be imposed on a generic Riemann-Cartan geometry without contradicting the geometry's own Bianchi identities.
Reading between the lines
- The incompatibility result reads as a no-go theorem about a modelling choice rather than about nature: it says you cannot bolt fixed Lorentz-violating tensors onto a Riemann-Cartan bundle, not that Lorentz violation is impossible. A reader could reasonably treat it as a constraint on how effective field theories are written, in the same spirit as the requirement that a gauge theory's sources be co
- The suggestion that a Finsler-type geometry with direction-dependent metric structure might host explicit breaking is left as a conjecture; if it worked, the paper's own no-go result would become a statement about the limits of Riemann-Cartan geometry specifically rather than about explicit breaking as such.
- The observation that a weak metric background mimics $c_{μν}$ and torsion mimics $b_μ$ cuts both ways: existing bounds on those coefficients, quoted assuming flat spacetime, may need reanalysis in any setting with non-negligible curvature, and the flavour-independence of the gravitational contributions gives a handle for separating them from species-dependent new physics.
- Because the Goldstone modes of spontaneous breaking are absorbed into the gravitational field without giving the graviton a mass, the recovery of the explicit-breaking conservation laws from the spontaneous case requires discarding those modes — a limiting procedure the paper explicitly leaves undone, and one that would be a natural next calculation.
Original abstract
The role of the gravitational sector in the Lorentz- and CPT-violating Standard-Model Extension (SME) is studied. A framework is developed for addressing this topic in the context of Riemann-Cartan spacetimes, which include as limiting cases the usual Riemann and Minkowski geometries. The methodology is first illustrated in the context of the QED extension in a Riemann-Cartan background. The full SME in this background is then considered, and the leading-order terms in the SME action involving operators of mass dimension three and four are constructed. The incorporation of arbitrary Lorentz and CPT violation into general relativity and other theories of gravity based on Riemann-Cartan geometries is discussed. The dominant terms in the effective low-energy action for the gravitational sector are provided, thereby completing the formulation of the leading-order terms in the SME with gravity. Explicit Lorentz symmetry breaking is found to be incompatible with generic Riemann-Cartan geometries, but spontaneous Lorentz breaking evades this difficulty.
The compiled record
The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.
The abstract, sentence by sentence
The role of the gravitational sector in the Lorentz- and CPT-violating Standard-Model Extension (SME) is studied. A framework is developed for addressing this topic in the context of Riemann-Cartan spacetimes, which include as limiting cases the usual Riemann and Minkowski geometries. The methodology is first illustrated in the context of the QED extension in a Riemann-Cartan background. The full SME in this background is then considered, and the leading-order terms in the SME action involving operators of mass dimension three and four are constructed. The incorporation of arbitrary Lorentz and CPT violation into general relativity and other theories of gravity based on Riemann-Cartan geometries is discussed. The dominant terms in the effective low-energy action for the gravitational sector are provided, thereby completing the formulation of the leading-order terms in the SME with gravity. Explicit Lorentz symmetry breaking is found to be incompatible with generic Riemann-Cartan geometries, but spontaneous Lorentz breaking evades this difficulty.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | The role of the gravitational sector in the Lorentz- and CPT-violating Standard-Model Extension (SME) is studied. | contribution 0.72 | 0.72 | 0.04 | asserted 0.70 |
| s1 | A framework is developed for addressing this topic in the context of Riemann-Cartan spacetimes, which include as limiting cases the usual Riemann and Minkowski geometries. | method 0.51 | 0.89 | 0.04 | asserted 1.00 |
| s2 | The methodology is first illustrated in the context of the QED extension in a Riemann-Cartan background. | method 0.91 | 0.83 | 0.03 | asserted 0.98 |
| s3 | The full SME in this background is then considered, and the leading-order terms in the SME action involving operators of mass dimension three and four are constructed. | contribution 0.76 | 0.90 | 0.06 | asserted 0.99 |
| s4 | The incorporation of arbitrary Lorentz and CPT violation into general relativity and other theories of gravity based on Riemann-Cartan geometries is discussed. | contribution 0.93 | 0.51 | 0.11 | asserted 0.60 |
| s5 | The dominant terms in the effective low-energy action for the gravitational sector are provided, thereby completing the formulation of the leading-order terms in the SME with gravity. | contribution 0.63 | 0.90 | 0.40 | asserted 1.00 |
| s6 | Explicit Lorentz symmetry breaking is found to be incompatible with generic Riemann-Cartan geometries, but spontaneous Lorentz breaking evades this difficulty. | result 0.99 | 0.84 | 0.46 | asserted 1.00 |
What was examined, and what was not
- arXiv listing abstract v2
- full text
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- P abstract
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- R cross-paper relations
References
How later papers used it
311 later papers cite it
6 later papers by other authors are listed below: 1 built on it, 2 used its method or tool and 3 compared their own results with it.
Builds on it 1 of 4 papers with this label
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We start this section presenting a metric–affine generalization of the gravitational sector of the SME [ref] .
Vacuum solution within a metric-affine bumblebee gravity (2022) · The general setup · 0.87
Uses its method or tool 2 of 6 papers with this label
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Used the vierbein formalism to incorporate fermion-gravity couplings.
Lorentz-violating matter-gravity couplings in small-eccentricity binary pulsars (2019) · 0.98 · paraphrased: the licence does not allow quoting
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Picked the low energy limit of string theory represented by the Standard Model Extension and its corresponding modified dispersion relation.
Diffuse Ultra-High Energy Neutrino Fluxes and Physics Beyond the Standard Model (2009) · 0.80 · paraphrased: the licence does not allow quoting
Compares with it 3 of 9 papers with this label
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Said that its theory based on the lower-index background field s_mu nu in the setting of explicit diffeomorphism violation is different from the theory described by this paper.
Hamiltonian formulation of an effective modified gravity with nondynamical background fields (2021) · 0.99 · paraphrased: the licence does not allow quoting
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Noted that in contrast with this paper's curved space-time version of the SME, where objects like H_mu nu are new fields and thus space-time dependent, its proposal's corresponding object is completely determined by the surrounding gravitational environment.
Unambiguous Quantum Gravity Phenomenology Respecting Lorentz Symmetry (2008) · 0.96 · paraphrased: the licence does not allow quoting
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Observed that its Lagrangian terms resemble the H_ab coupling in the Standard-Model Extension.
Experimental search for a Lorentz invariant spacetime granularity: Possibilities and bounds (2012) · 0.84 · paraphrased: the licence does not allow quoting
How the literature uses it
238 arXiv papers cite this in 447 sentences
Papers citing it · 205 sentences without a confident label
Builds on it 4 papers
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To fill the gap between the SME and specific gravitational theories having the Lorentz-violating coupling, the action in Eq. actionEM was generalized to [ref] S = ∫d^4x √(-g) ( 1/2 R + ξ/2 B^μB^νR_- 1/4 B^B_- V ) + S_m ,
Static spherical vacuum solutions in the bumblebee gravity model · Introduction · 0.85
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We start this section presenting a metric–affine generalization of the gravitational sector of the SME [ref] .
Vacuum solution within a metric-affine bumblebee gravity · The general setup · 0.87
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We generalize the gravitational effects of the vector fields in four dimensions [ref] to include five dimensional braneworld gravity.
Modified Gravitational Equations on Braneworld with Lorentz Invariant Violation · Introduction · 0.99
Uses its method or tool 5 papers
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We follow the widely used formalism of introducing Planck-suppressed CPT/Lorentz invariance violating effect to write a Lagrangian for the Standard Model Extension (SME), as developed in [ref] .
Investigating Lorentz Violation with the long baseline experiment P2O · Theoretical background · 0.86
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In the current work we employed the ADM formalism [ref] to investigate a modified theory of gravity characterized by the observer Lorentz tensor $s^μν$ as well the observer scalar $u$ of the minimal gravitational SME [ref] .
Hamiltonian formulation of an effective modified gravity with nondynamical background fields · Conclusions and outlook · 0.96
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Having defined the coordinates, one uses the Standard Model-Extension (SME) [ref] as the framework for a general search for Lorentz violation.
Beyond Standard Model Searches in the MiniBooNE Experiment · Analysis · 0.90
Uses its data or values 2 papers
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Bounds on the coefficient $G$ of Eq. ([ref]) can be easily obtained from bounds on the coefficient $K$, in systems related to the cosmic microwave background (CMB) polarization [ref] and astrophysical birefringence [ref] (see also table XV in Ref. [ref] ).
Radiatively induced Lorentz-violating operator of mass dimension five in QED · Numerical estimations · 0.92
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Besides the usual constraints on Lorentz violation [ref] [ref] , there exist bounds on the spatial components as $|θ^XY| (10^14 GeV)^-2$ from QCD [ref] and $|θ^XY| (10 TeV)^-2$ from QED [ref] .
Spin-Statistics Violations in Superstring Theory · Experimental Constraints · 0.84
Compares with it 8 papers
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Note that the modified Einstein equations stated in Eqs. (62), (63) of [ref] have a slightly different form where the corresponding $(T̃^Rs)^αβ$ has been reprinted in [ref] for completeness.
Hamiltonian formulation of an effective modified gravity with nondynamical background fields · Minimal gravitational SME: $s^μν$ term · 0.90
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It should be noted that in contrast with Ref. [ref] where the $H_μν$ are `fixed', and in contrast with the curved space-time version of the SME [ref] where the objects like $H_μν$ are new fields (and thus space-time dependent), in the proposal we are presenting the object that plays the corresponding role is completely determined by the surrounding gravitational environment.
Unambiguous Quantum Gravity Phenomenology Respecting Lorentz Symmetry · The effective low energy Hamiltonian · 0.96
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By considering the linearized, perturbative bumblebee model where the deviation of the metric from the Minkowski metric $η_μν$ and the deviation of the bumblebee vector field from its background configuration are small, conclusions made in the general framework of the SME are verified by and contrasted with results in the bumblebee model [ref] .
Static spherical vacuum solutions in the bumblebee gravity model · Introduction · 0.93
Cites it as support 2 papers
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This argument has been made, e.g., in [ref] .
Lorentz invariance violations in the interplay of quantum gravity with matter · Introduction · 0.99
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As argued in [ref] , a promising way forward consists in considering more generic geometric approaches where, apart from the metric, other degrees of freedom are taken into consideration.
Spontaneous Lorentz symmetry breaking and one-loop effective action in the metric-affine bumblebee gravity · Introduction · 0.98
Cites it as background 160 papers
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The minimal pure-gravity sector of the Standard-Model Extension (SME) is characterized by nine independent coefficients $s̅^AB$ corresponding to the vacuum expectation values of a new tensor field whose couplings to the traceless part of the Ricci tensor induce spontaneous violations of local Lorentz symmetry [ref] .
Constraints on violations of Lorentz symmetry from Gravity Probe B · Section · 0.99
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The action of the model is given by [ref] [equation] where $B_μν=D_μB_ν-D_νB_μ$, $κ=8πG$, $ξ$ is the coupling constant, $V$ is the potential for the vector field and $b^2$ is a real positive constant.
Probing vector hair of black holes with extreme mass ratio inspirals · Introduction · 0.81
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We here focus on the pure gravity sector of SME [ref] .
Testing velocity-dependent CPT-violating gravitational forces with radio pulsars · Introduction · 0.89
Discussion
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