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Perturbations and stability of black holes with static scalar hair in general GLPV theories

General Relativity and Quantum Cosmology · Submitted 1 Sep 2026 · 118 references

Pith's verdict: Thorough perturbation analysis for GLPV black holes; the quadratic-sector no-go results are robust, but the quartic-quintic extension rests on a conditional UV scaling criterion that the paper itself flags.

T0 · AI review

How this review was made: An AI referee (deepseek/deepseek-v4-flash) read the paper on September 9, 2026 and answered a fixed list of questions about it. T0 is the starting level every paper gets. The levels describe how deeply Pith has checked the paper, never the authors.

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arXiv ID2609.00664 (version 1)
Pith IDWBN5DJ2K, Pith's permanent record of this paper and its review
CitationAntonio De Felice, Petarpa Boonserm, Pitayuth Wongjun, Ratchaphat Nakarachinda, Shinji Tsujikawa. "Perturbations and stability of black holes with static scalar hair in general GLPV theories." arXiv:2609.00664 (2026). https://pith.science/paper/WBN5DJ2K
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The paper

The paper claims

Every static hairy GLPV black hole with nonzero horizon kinetic term is locally unstable or degenerate.

The reading

This paper derivs the full odd- and even-parity quadratic perturbation formalism for static, spherically symmetric black holes with a radial scalar profile in general quartic–quintic GLPV theories, including Horndeski. Using this formalism, it proves a comprehensive near-horizon no-go result: any such black hole with a finite, nonzero scalar kinetic term at the horizon (X_s ≠ 0) necessarily violates at least one local no-ghost or high-frequency gradient-stability condition, or has a degenerate tensor principal symbol. The obstruction covers every nontrivial branch of the known exact quadratic GLPV black hole, shift- and reflection-symmetric quadratic GLPV theories, and the regular Horndeski-related branch of the full class. For the complementary X_s=0 branch, weakly coupled scalar–Gauss–Bonnet black holes with analytic beyond-Horndeski deformations can satisfy all local stability conditions throughout the exterior.

What carries the argument

The key machinery is the complete odd- and even-parity quadratic action in uniform-curvature gauge, the exact factorization of the radial characteristic polynomial (identifying tensor branch $c^{2}$_r_grav = G/F and scalar branch $c^{2}$_r_sc = F Delta_G/($f^{2}$ $h^{2}$ G Delta_K)), and the angular determinant identity that isolates Q_Omega as the single combination controlling the sign of the angular principal symbol. The compatibility condition (4.80) aligns covariant degeneracy directions and is shown to be necessary for finite scale-independent eikonal phase speeds in the interior; a local disformal map transfers the Horndeski near-horizon sign to the GLPV frame.

Extended reading notes

Core claim

The central discovery is that static hairy black holes with finite nonzero horizon kinetic term X_s ≠ 0 are generically locally unstable in GLPV theories, not just in Horndeski. The argument uses an exact factorization of the angular determinant for quadratic GLPV theories and a disformal map to Horndeski for the general class, showing that the sign of the angular stability invariant is inherited and negative. For X_s=0, the construction yields analytic power-law beyond-Horndeski deformations of scalar–Gauss–Bonnet black holes that preserve all local stability conditions at sufficiently small coupling.

Load-bearing premise

The angular-eikonal step assumes the formal L → ∞ limit must yield finite, nonzero, scale-independent phase speeds, which may not be required if the theory is regarded as an effective field theory with a finite cutoff in angular momentum.

Editorial extensions

If this is right

  • Model building for static hairy black holes beyond scalar–Gauss–Bonnet must target the X_s=0 branch; the compatibility condition (4.80) becomes a necessary near-horizon regularity constraint.
  • Weakly coupled scalar–Gauss–Bonnet black holes admit a one-parameter family of analytic beyond-Horndeski deformations (indexed by the power n of X in F_4) that preserve all local stability conditions.
  • The complete quadratic actions provide the foundation for quasinormal-mode computations on stable branches, including beyond-Horndeski corrections to the ringdown spectrum.
  • The near-horizon angular Laplacian instability predicted for X_s ≠ 0 branches should be testable via numerical evolution of the even-parity perturbation equations.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The requirement of finite nonzero eikonal phase speeds for both angular branches in the interior forces the compatibility condition; if one accepts that the effective field theory need not respect this ultraviolet scaling, the near-horizon obstruction for the regular branch may be avoided, weakening the no-go to a conditional statement.
  • The disformal map used in Sec. V C implies that stability of the GLPV frame is equivalent to stability of the Horndeski frame for the compatible class, so any stable branch in GLPV necessarily maps to a stable Horndeski black hole with X_s=0, restricting the search space to Horndeski.
  • A direct test of the near-horizon angular Laplacian instability would be to compute the two-point function of metric perturbations on the exact quadratic GLPV solution; the imaginary part should contain a mode with growing angular harmonic at large ℓ close to the horizon.
  • The construction of stable deformations suggests that scalar–Gauss–Bonnet may be the unique viable source of static scalar hair in scalar-tensor theories with second-order field equations; GLPV extensions only add perturbatively safe corrections on this branch.
Original abstract

We derive the background equations and complete odd- and even-parity quadratic actions for static, spherically symmetric black holes with radial scalar hair in general quartic-quintic Gleyzes-Langlois-Piazza-Vernizzi (GLPV) theories, including Horndeski. On regular, nondegenerate branches, the formulation applies across Killing horizons and yields local no-ghost conditions and radial and angular eikonal characteristics. Tensor modes in both parity sectors share the same squared radial speed. When the radial coordinate is timelike, generic antisymmetric mixing induces nonstandard large-multipole scaling for both even-parity angular branches. Requiring both branches to have finite, nonzero eikonal phase speeds selects the Horndeski-related compatibility condition between the quartic and quintic beyond-Horndeski functions. This condition aligns the covariant degeneracy directions and permits a local disformal map to Horndeski when regular and invertible. For a finite, nonzero scalar kinetic term at the horizon, every nontrivial branch of the exact quadratic GLPV black hole is locally unstable or has a degenerate tensor cone near a simple outer horizon. Apart from identified exceptions, this obstruction extends to general shift- and reflection-symmetric quadratic GLPV theories and the regular Horndeski-related branch of the quartic-quintic class. Finally, for scalar-Gauss-Bonnet black holes with a vanishing horizon scalar kinetic term, we construct analytic power-law quartic beyond-Horndeski deformations whose associated quintic function is fixed by the same condition. At sufficiently small coupling, all local no-ghost and high-frequency gradient-stability conditions hold throughout the exterior. For a linear Gauss-Bonnet coupling, we estimate an interior scale below which the background and stability expansions lose perturbative control; this does not imply a physical instability.

The compiled record

The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.

Compiled by classifier-1.13.0 via TypeSafe API, question bank abstract-p1-20260923, 2026-09-23: 1 request, 8,479 input tokens.

What the abstract itself states, as probabilities: claims first 0.05 · states limitation 0.93 · human participants 0.01 · controlled comparison 0.03 · randomized assignment 0.01 · states quantitative result 0.13 · compares with prior results 0.32 · mentions code or data availability 0.02.

The abstract, sentence by sentence

arXiv listing abstract v1. Results and the main claim are underlined; .

We derive the background equations and complete odd- and even-parity quadratic actions for static, spherically symmetric black holes with radial scalar hair in general quartic-quintic Gleyzes-Langlois-Piazza-Vernizzi (GLPV) theories, including Horndeski. On regular, nondegenerate branches, the formulation applies across Killing horizons and yields local no-ghost conditions and radial and angular eikonal characteristics. Tensor modes in both parity sectors share the same squared radial speed. When the radial coordinate is timelike, generic antisymmetric mixing induces nonstandard large-multipole scaling for both even-parity angular branches. Requiring both branches to have finite, nonzero eikonal phase speeds selects the Horndeski-related compatibility condition between the quartic and quintic beyond-Horndeski functions. This condition aligns the covariant degeneracy directions and permits a local disformal map to Horndeski when regular and invertible. For a finite, nonzero scalar kinetic term at the horizon, every nontrivial branch of the exact quadratic GLPV black hole is locally unstable or has a degenerate tensor cone near a simple outer horizon. Apart from identified exceptions, this obstruction extends to general shift- and reflection-symmetric quadratic GLPV theories and the regular Horndeski-related branch of the quartic-quintic class. Finally, for scalar-Gauss-Bonnet black holes with a vanishing horizon scalar kinetic term, we construct analytic power-law quartic beyond-Horndeski deformations whose associated quintic function is fixed by the same condition. At sufficiently small coupling, all local no-ghost and high-frequency gradient-stability conditions hold throughout the exterior. For a linear Gauss-Bonnet coupling, we estimate an interior scale below which the background and stability expansions lose perturbative control; this does not imply a physical instability.

background contribution method result interpretation main claim

What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 We derive the background equations and complete odd- and even-parity quadratic actions for static, spherically symmetric black holes with radial scalar hair in general quartic-quintic Gleyzes-Langlois-Piazza-Vernizzi (GLPV) theories, including Horndeski. contribution 0.99 0.96 0.07 asserted 1.00
s1 On regular, nondegenerate branches, the formulation applies across Killing horizons and yields local no-ghost conditions and radial and angular eikonal characteristics. result 0.63 0.89 0.06 asserted 1.00
s2 Tensor modes in both parity sectors share the same squared radial speed. result 1.00 0.88 0.05 asserted 1.00
s3 When the radial coordinate is timelike, generic antisymmetric mixing induces nonstandard large-multipole scaling for both even-parity angular branches. result 1.00 0.87 0.04 asserted 0.99
s4 Requiring both branches to have finite, nonzero eikonal phase speeds selects the Horndeski-related compatibility condition between the quartic and quintic beyond-Horndeski functions. result 0.96 0.86 0.10 asserted 0.99
s5 This condition aligns the covariant degeneracy directions and permits a local disformal map to Horndeski when regular and invertible. interpretation 0.83 0.75 0.06 asserted 0.86
s6 For a finite, nonzero scalar kinetic term at the horizon, every nontrivial branch of the exact quadratic GLPV black hole is locally unstable or has a degenerate tensor cone near a simple outer horizon. result 1.00 0.89 0.67 asserted 1.00
s7 Apart from identified exceptions, this obstruction extends to general shift- and reflection-symmetric quadratic GLPV theories and the regular Horndeski-related branch of the quartic-quintic class. result 0.96 0.84 0.29 asserted 0.99
s8 Finally, for scalar-Gauss-Bonnet black holes with a vanishing horizon scalar kinetic term, we construct analytic power-law quartic beyond-Horndeski deformations whose associated quintic function is fixed by the same condition. contribution 0.93 0.95 0.05 asserted 1.00
s9 At sufficiently small coupling, all local no-ghost and high-frequency gradient-stability conditions hold throughout the exterior. result 1.00 0.91 0.08 asserted 1.00
s10 For a linear Gauss-Bonnet coupling, we estimate an interior scale below which the background and stability expansions lose perturbative control; this does not imply a physical instability. limitation 0.64 0.93 0.04 asserted 0.72

What kind of paper the classifier reports this is: theoretical result 1.00 · evidence from proof or derivation 1.00.

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