Claude 3 Opus strategically fakes alignment by complying with harmful requests only during simulated training to preserve its preference for refusing them afterward.
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Proximal Policy Optimization Algorithms
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abstract
We propose a new family of policy gradient methods for reinforcement learning, which alternate between sampling data through interaction with the environment, and optimizing a "surrogate" objective function using stochastic gradient ascent. Whereas standard policy gradient methods perform one gradient update per data sample, we propose a novel objective function that enables multiple epochs of minibatch updates. The new methods, which we call proximal policy optimization (PPO), have some of the benefits of trust region policy optimization (TRPO), but they are much simpler to implement, more general, and have better sample complexity (empirically). Our experiments test PPO on a collection of benchmark tasks, including simulated robotic locomotion and Atari game playing, and we show that PPO outperforms other online policy gradient methods, and overall strikes a favorable balance between sample complexity, simplicity, and wall-time.
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- abstract We propose a new family of policy gradient methods for reinforcement learning, which alternate between sampling data through interaction with the environment, and optimizing a "surrogate" objective function using stochastic gradient ascent. Whereas standard policy gradient methods perform one gradient update per data sample, we propose a novel objective function that enables multiple epochs of minibatch updates. The new methods, which we call proximal policy optimization (PPO), have some of the benefits of trust region policy optimization (TRPO), but they are much simpler to implement, more ge
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representative citing papers
GRPO's group-mean baseline assigns identical advantages to all tokens under output-only rewards, inducing gradient sparsity and an intrinsic rank-2 structure proven from the zero-sum constraint and confirmed by SVD on Nemotron-4B gradients.
Negative narrative immersion causes 12-31% drops in LLM moral accuracy and produces structured shifts that appear in downstream applications.
RL agent for online LHC trigger threshold tuning improves in-tolerance intervals by 28-56% on Monte Carlo and real CMS data without fine-tuning.
A reward-free representation learning pipeline for offline PbRL achieves better preference efficiency than standard two-stage baselines by connecting RFRL concepts to preference data.
Dynamic isotropy, quantifying uniform center-of-mass acceleration capability, improves robot performance and enables omnidirectional locomotion, terrain traversal, and failure resilience in a spherical robot design.
AtomComposer uses online RL with multi-composition training to discover up to 10x more valid 3D isomers on unseen chemical formulas than single-composition baselines.
Agent-BRACE improves LLM agent performance on long-horizon partially observable tasks by 5.3-14.5% through a decoupled belief state of verbalized atomic claims with certainty labels that keeps context length constant.
SimWorld Studio deploys an evolving coding agent to create adaptive 3D environments that co-evolve with embodied learners, delivering 18-point success-rate gains over fixed environments in navigation benchmarks.
ReLibra uses pre-known token-to-expert routing from RL rollouts to perform inter-batch expert reordering and intra-batch replication, delivering up to 1.6x higher throughput than Megatron-LM and 1.2x over oracle-equipped EPLB while staying within 6-10% of an ideal balanced baseline.
Weak-to-strong generalization is nearly inevitable in linear logistic regression for most student-teacher pairs without any model capacity mismatch.
Observation and action delays are formally equivalent in cooperative Dec-POMDPs, yielding identical optimal solutions and enabling zero-shot transfer, though learning dynamics differ due to credit assignment and operational constraints.
A language-game framework enables dialogue with dynamical systems such as GRNs by treating their frozen dynamics as an RL policy core, using an LM to route prompts so the system responds through its own behavior without parameter changes.
RefereeBench shows that even the strongest video MLLMs reach only around 60% accuracy on multi-sport refereeing tasks and struggle with rule application and temporal grounding.
OP-GRPO is the first off-policy GRPO method for flow-matching models that reuses trajectories via replay buffer and importance sampling corrections, matching on-policy performance with 34.2% of the training steps.
User-turn generation reveals that LLMs' interaction awareness is largely decoupled from task accuracy, remaining near zero in deterministic settings even as accuracy scales to 96.8% on GSM8K.
Derives an exact unbiased policy gradient for RL post-training of diffusion LLMs via entropy-guided step selection and one-step denoising rewards, achieving state-of-the-art results on coding and logical reasoning benchmarks.
A certified gradient-based method for contact-rich manipulation that quantifies smoothing-induced errors via set-valued discrepancies and incorporates them into analytical reachable sets for robust affine feedback policies.
First in-orbit demonstration of a DRL-trained AI satellite attitude controller that performs robust inertial pointing after sim-to-real transfer.
Develops and tests the first effective safeguard for analytic gradient-based provably safe RL, showing safe training on three control tasks without performance loss.
Flow-GRPO is the first online RL method for flow matching models, raising GenEval accuracy from 63% to 95% and text-rendering accuracy from 59% to 92% with little reward hacking.
SWE-Gym supplies 2438 executable real-world Python tasks to train SWE agents and verifiers, yielding up to 19% gains and new open-weight SOTA of 32% on SWE-Bench Verified.
BEHAVIOR-1K introduces a benchmark of 1,000 human everyday activities in realistic simulated scenes together with the OMNIGIBSON physics simulator to evaluate embodied AI.
ORPO performs preference alignment during supervised fine-tuning via a monolithic odds ratio penalty, allowing 7B models to outperform larger state-of-the-art models on alignment benchmarks.
citing papers explorer
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Alignment faking in large language models
Claude 3 Opus strategically fakes alignment by complying with harmful requests only during simulated training to preserve its preference for refusing them afterward.
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On the Policy Gradient Foundations of Group Relative Policy Optimization: Credit Assignment, Gradient Sparsity, and Rank Collapse
GRPO's group-mean baseline assigns identical advantages to all tokens under output-only rewards, inducing gradient sparsity and an intrinsic rank-2 structure proven from the zero-sum constraint and confirmed by SVD on Nemotron-4B gradients.
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Bad company corrupts good morals: Understanding and Measuring Narrative-Induced Moral Reasoning Degradation in LLMs
Negative narrative immersion causes 12-31% drops in LLM moral accuracy and produces structured shifts that appear in downstream applications.
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Learning to Trigger: Reinforcement Learning at the Large Hadron Collider
RL agent for online LHC trigger threshold tuning improves in-tolerance intervals by 28-56% on Monte Carlo and real CMS data without fine-tuning.
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From Reward-Free Representations to Preferences: Rethinking Offline Preference-Based Reinforcement Learning
A reward-free representation learning pipeline for offline PbRL achieves better preference efficiency than standard two-stage baselines by connecting RFRL concepts to preference data.
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Extreme dynamic symmetry enables omnidirectional and multifunctional robots
Dynamic isotropy, quantifying uniform center-of-mass acceleration capability, improves robot performance and enables omnidirectional locomotion, terrain traversal, and failure resilience in a spherical robot design.
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AtomComposer: Discovering Chemical Space from First Principles with Reinforcement Learning
AtomComposer uses online RL with multi-composition training to discover up to 10x more valid 3D isomers on unseen chemical formulas than single-composition baselines.
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Agent-BRACE: Decoupling Beliefs from Actions in Long-Horizon Tasks via Verbalized State Uncertainty
Agent-BRACE improves LLM agent performance on long-horizon partially observable tasks by 5.3-14.5% through a decoupled belief state of verbalized atomic claims with certainty labels that keeps context length constant.
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SimWorld Studio: Automatic Environment Generation with Evolving Coding Agent for Embodied Agent Learning
SimWorld Studio deploys an evolving coding agent to create adaptive 3D environments that co-evolve with embodied learners, delivering 18-point success-rate gains over fixed environments in navigation benchmarks.
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ReLibra: Routing-Replay-Guided Load Balancing for MoE Training in Reinforcement Learning
ReLibra uses pre-known token-to-expert routing from RL rollouts to perform inter-batch expert reordering and intra-batch replication, delivering up to 1.6x higher throughput than Megatron-LM and 1.2x over oracle-equipped EPLB while staying within 6-10% of an ideal balanced baseline.
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Weak-to-Strong Generalization is Nearly Inevitable (in Linear Models)
Weak-to-strong generalization is nearly inevitable in linear logistic regression for most student-teacher pairs without any model capacity mismatch.
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Structural Equivalence and Learning Dynamics in Delayed MARL
Observation and action delays are formally equivalent in cooperative Dec-POMDPs, yielding identical optimal solutions and enabling zero-shot transfer, though learning dynamics differ due to credit assignment and operational constraints.
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Language Game: Talking to Non-Human Systems
A language-game framework enables dialogue with dynamical systems such as GRNs by treating their frozen dynamics as an RL policy core, using an LM to route prompts so the system responds through its own behavior without parameter changes.
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RefereeBench: Are Video MLLMs Ready to be Multi-Sport Referees
RefereeBench shows that even the strongest video MLLMs reach only around 60% accuracy on multi-sport refereeing tasks and struggle with rule application and temporal grounding.
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OP-GRPO: Efficient Off-Policy GRPO for Flow-Matching Models
OP-GRPO is the first off-policy GRPO method for flow-matching models that reuses trajectories via replay buffer and importance sampling corrections, matching on-policy performance with 34.2% of the training steps.
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Beyond the Assistant Turn: User Turn Generation as a Probe of Interaction Awareness in Language Models
User-turn generation reveals that LLMs' interaction awareness is largely decoupled from task accuracy, remaining near zero in deterministic settings even as accuracy scales to 96.8% on GSM8K.
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Reinforcement Learning for Diffusion LLMs with Entropy-Guided Step Selection and Stepwise Advantages
Derives an exact unbiased policy gradient for RL post-training of diffusion LLMs via entropy-guided step selection and one-step denoising rewards, achieving state-of-the-art results on coding and logical reasoning benchmarks.
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Certified Gradient-Based Contact-Rich Manipulation via Smoothing-Error Reachable Tubes
A certified gradient-based method for contact-rich manipulation that quantifies smoothing-induced errors via set-valued discrepancies and incorporates them into analytical reachable sets for robust affine feedback policies.
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LeLaR: The First In-Orbit Demonstration of an AI-Based Satellite Attitude Controller
First in-orbit demonstration of a DRL-trained AI satellite attitude controller that performs robust inertial pointing after sim-to-real transfer.
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Leveraging Analytic Gradients in Provably Safe Reinforcement Learning
Develops and tests the first effective safeguard for analytic gradient-based provably safe RL, showing safe training on three control tasks without performance loss.
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Flow-GRPO: Training Flow Matching Models via Online RL
Flow-GRPO is the first online RL method for flow matching models, raising GenEval accuracy from 63% to 95% and text-rendering accuracy from 59% to 92% with little reward hacking.
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Training Software Engineering Agents and Verifiers with SWE-Gym
SWE-Gym supplies 2438 executable real-world Python tasks to train SWE agents and verifiers, yielding up to 19% gains and new open-weight SOTA of 32% on SWE-Bench Verified.
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BEHAVIOR-1K: A Human-Centered, Embodied AI Benchmark with 1,000 Everyday Activities and Realistic Simulation
BEHAVIOR-1K introduces a benchmark of 1,000 human everyday activities in realistic simulated scenes together with the OMNIGIBSON physics simulator to evaluate embodied AI.
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ORPO: Monolithic Preference Optimization without Reference Model
ORPO performs preference alignment during supervised fine-tuning via a monolithic odds ratio penalty, allowing 7B models to outperform larger state-of-the-art models on alignment benchmarks.
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Perceive-to-Reason: Decoupling Perception and Reasoning for Fine-Grained Visual Reasoning
P2R decouples perception from reasoning in VLMs via a two-stage process and PRA-GRPO alternating RL training, reporting gains such as 93.2% on V-Star for the 4B model over its Qwen3-VL backbone.
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GEAR: Guided End-to-End AutoRegression for Image Synthesis
GEAR jointly trains VQ tokenizer and AR generator end-to-end via dual hard/soft read-out and representation alignment, achieving up to 10x faster ImageNet gFID convergence than LlamaGen-REPA while generalizing across quantizers and to text-to-image.
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TRIAGE: Role-Typed Credit Assignment for Agentic Reinforcement Learning
TRIAGE augments GRPO with role-typed segment rewards derived from a judge that detects regression and exploration, yielding higher success rates and fewer turns on ALFWorld, Search-QA, and WebShop.
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OopsieVerse: A Safety Benchmark with Damage-Aware Simulation for Robot Manipulation
OOPSIEVERSE is a new damage-aware simulation benchmark for household robot manipulation that converts contact, thermal, and fluid signals into task-agnostic damage metrics and demonstrates uses in safer policy learning and benchmarking.
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Reinforcement Learning-Based Control for an Inline Skating Humanoid Robot
Reinforcement learning produces a policy for passive inline skating on a humanoid robot that achieves up to 50% lower cost of transport than walking and transfers zero-shot to physical hardware.
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A Three-Phase Foundation Model for Tax-Aware Personalized Portfolio Management
A three-phase DRL framework for personalized portfolio management using a ticker-free encoder pretrained with a time series foundation model, an objective-conditioned MoE actor-critic, and inference-time LoRA adaptation from brokerage data.
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ECHO: Learning Epistemically Adaptive Language Agents with Turn-Level Credit
ECHO is a clipped policy-gradient method that uses posterior-sensitive rewards to give turn-level epistemic credit in multi-turn information-seeking tasks, outperforming trajectory-level GRPO on a new Clue Selector Game benchmark.
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STEMGym: Benchmarking Sequential Decision-Making under Dose Budgets in Autonomous Electron Microscopy
STEMGym benchmark demonstrates that perception pipelines dominate dose efficiency in autonomous STEM over navigation methods across 33 agent setups.
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The Mirage of Optimizing Training Policies: Monotonic Inference Policies as the Real Objective for LLM Reinforcement Learning
Proposes Monotonic Inference Policy Improvement (MIPI) objective and MIPU two-step update framework to address objective misalignment between training and inference policies in LLM reinforcement learning.
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CRAFT: Counterfactual Credit Assignment from Free Sibling Rollouts for Self-Distilled Agentic Reinforcement Learning
CRAFT is a three-pillar credit assignment scheme that uses counterfactual token importance from GRPO sibling rollouts to provide signed per-token distillation signals in self-distilled agentic RL.
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AI Trading's Alpha Singularity: Emergent Market Reasoning through Agent-to-Agent Self-Evolution
Multi-agent LLM system Agora under Sealed Joint Search conditions produces +1.87 holdout Sharpe on CSI 1000 over a 91-day sealed period, exceeding the best baseline at +1.334 under favorable seed.
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DexCompose: Reusing Dexterous Policies for Multi-Task Manipulation with a Single Hand
DexCompose achieves 77.4% average success on 16 composite dexterous tasks by using role-aware residual composition with explicit finger ownership to combine pretrained policies without destructive interference.
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Learning Object Manipulation from Scratch via Contrastive Interaction
IWR improves CRL sample efficiency and performance in interaction-rich manipulation by interaction-aware resampling that preserves mode boundaries, yielding 19.8% average gains and a real-world air-hockey agent.
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Flow-DPPO: Divergence Proximal Policy Optimization for Flow Matching Models
Flow-DPPO replaces PPO ratio clipping with an asymmetric KL divergence mask for flow models, claiming higher rewards, reduced forgetting, and stable multi-epoch training.
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Expected Free Energy-based Planning as Variational Inference
EFE-based planning is formulated as variational free energy minimization with epistemic priors, decomposing into expected plan costs plus a complexity term.
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Learn to Match: Two-Sided Matching with Temporally Extended Feedback
Learn2Match is a POMG-based MARL benchmark for two-sided matching with temporally extended feedback; independent PPO yields higher social welfare and lower regret than CA-ETC but higher information-friction loss.
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Your GFlowNet Secretly Learns an Optimal Transport Plan
Minimum-flow GFlowNets on graphs encode optimal transport plans, with the learned policy recovering the optimal coupling between source and target distributions.
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Online KL-Regularized Reinforcement Learning with Function Approximation under Misspecification
Introduces KL misspecification for bandits and RL under function approximation and proves explicit KL-regret bounds for regression-based Gibbs algorithms that recover the realizable case.
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ACE-SQL: Adaptive Co-Optimization via Empirical Credit Assignment for Text-to-SQL
ACE-SQL jointly optimizes schema linking and SQL generation via RL with empirical credit assignment from execution-correct rollouts, achieving 65.3% greedy execution accuracy on BIRD Dev using 0.93k output tokens.
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Step-by-Step Optimization-like Reasoning in LLMs over Expanding Search Spaces
Introduces OPT* tasks and two training regimes (solver-guided online policy optimization with rank-based reward shaping and search-based offline RL) plus a theoretical link between search success and information extraction per budget unit, showing empirical gains in optimization-like reasoning.
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Reinforcement Learning from Rich Feedback with Distributional DAgger
DistIL applies distributional DAgger with forward cross-entropy to achieve monotonic policy improvement and better Pass@N from rich feedback in RL for reasoning tasks.
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Policy-Conditioned Counterfactual Credit for Verifiable Reinforcement Learning of Long-Horizon Language Agents
CVT-RL improves verified task success to 78.9% and reduces hacking to 3.9% in long-horizon language agents by combining intervention-validity gating with a selection-adjusted doubly robust PCCC estimator.
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Alpha-RTL: Test-Time Training for RTL Hardware Optimization
TTT-RTL performs per-design test-time RL on an LLM policy with EDA-derived PPA rewards and an adaptive KL controller, reducing geometric-mean PPA product by 65.1% on RTLLM v2.0 and ADP by 59.4% on an industrial FPU unit.
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What Type of Inference is Active Inference?
EFE-based active inference planning is characterized as VFE on an augmented model plus entropy and planning corrections, with a derived message-passing implementation and grid-world validation.
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Learning to cooperate with emergent reputation via multi-agent reinforcement learning
COOPER is a distributed MARL method that learns emergent reputation assessment rules and policies from rewards, shown on donation and coin games in grid worlds with adaptation across co-players and networks.
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Need to Know: Contextual-Integrity-Grounded Query Rewriting for Privacy-Conscious LLM Delegation
Introduces DelegateCI-Bench (3167 samples) and a CI-guided RL query rewriter that improves privacy-utility tradeoff by up to +10.1 utility over on-device baselines.